NSSC Fees

This is an unofficial plain language list. Please see Appendix A of the Rules to the Securities Act for legislated fees.

CHEQUES FOR FEES ARE TO BE MADE PAYABLE TO: MINISTER OF FINANCE, NOVA SCOTIA

Capital Markets (Registration)

Fee Type Fee Amount
Application for registration or annual maintenance fee of registration as a dealer or an adviser firm $699.50
Application for registration or annual maintenance fee of a Dealing or Advising Representative, Ultimate Designated Person or Chief Compliance Officer $350.35
Application for registration or annual maintenance fee of registration as a Permitted Individual $28.65.
Application for reinstatement of registration as an Advising or Dealing Representative of a registered dealer or adviser $350.35
Application to open a location in Nova Scotia $116.80
Application for amendment of registration as a dealer or adviser $28.65

Corporate Finance

Fee Type Fee Amount
Filing a Preliminary Prospectus, Pro Forma Prospectus or Statement of Material Facts

$991.50 if NS is not principal regulator

$1458.60 if NS is principal regulator

Filing a Prospectus Supplement (not pricing) $991.50
Filing a Pro Forma or Preliminary Simplified Prospectus and Annual Information Form

$1400.20 per issuer if NS is not principal regulator

$1924.55 per issuer if NS is principal regulator

Filing of an Annual Information Form (under NI 51-102 or under NI 81-106) $1400.20
Additional Class of Securities in a Prospectus $350.35 per class
Amendment of Prospectus per Issuer $116.80 plus $350.35 for each new additional class of securities
If amendment of prospectus is accompanied by a report upon a property or an amended financial statement $175.15 per property or amended financial statement
Report filed with a Prospectus filing relating to properties of Natural Resource Company $116.80 per property
Filing a Rights Offering Circular  $408.70
Filing a Share-Exchange Take-over Bid Circular $408.70
Filing a Director's Circular $116.80
Filing an amendment to a share-exchange take-over bid circular $116.80
Filing a Report of Exempt Distribution (Form 45-106F1, Form 2A purs. to sec. 19 of the CEDC Regs and Form 22A attached to Rule GSR-1 Annual Co-operative Report of Exempt Distribution $28.65
Filing Annual Financial Statements

$175.15 if non-exchange member

$291.45 if a member of a Canadian exchange

Material Change Reports $28.65
An offering document filed under the Community Economic-Development Regulations $28.65

Exemptions and Commission Orders

Fee Type Fee Amount
Application under Section 79 of the Act $525.50
Application pursuant to any other provision of Nova Scotia securities laws, policy statements issued pursuant to sec. 19 of the Act not otherwise provided for $408.70
Every application to the Commission on an expedited basis an additional $408.70