 Canadian securities regulators introduce harmonized reporting for the prospectus-exempt market |
April 7, 2016 |
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Investor Alert for UFX.com, ufxmarkets.com and Reliantco |
April 12, 2016 |
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Canadian Securities Regulators provide guidance for making prospectus-exempt market offering and disclosure filings on SEDAR |
April 21, 2016 |
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Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income marke |
April 21, 2016 |
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Securities Regulators in New Brunswick, Nova Scotia and Saskatchewan sign cooperation agreement with the U.S. Commodity Futures |
April 27, 2016 |
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Canadian securities regulators seek comment on proposals to enhance the obligations of advisers, dealers and representatives tow |
April 28, 2016 |
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Stratus-Financial-Offshore-Decision-Press-Release-April-28-2016.pdf |
April 28, 2016 |
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Two new commissioners appointed for the NSSC |
May 26, 2016 |
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CSA announce agreement to renew National Systems |
June 1, 2016 |
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Canadian Securities Regulators Publish List of Unprotected Marketplaces |
June 20, 2016 |
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Investment Industry Regulatory Organization of Canada to Act as Information Processor for Corporate Debt Securities |
June 23, 2016 |
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Settlement Agreement Approved for Scotian Wind Inc. and Terrance Norman |
June 29, 2016 |
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Canadian Securities Regulators Outline Next Steps in Examination of Mutual Fund Fees |
June 29, 2016 |
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Canadian securities regulators issue guidance in the event of the disruption of mail service |
June 29, 2016 |
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Canadian Securities Regulators amend derivatives reporting rules |
June 30, 2016 |
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Canadian securities regulators release report on 2013-2016 achievements |
July 6, 2016 |
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Canadian securities regulators publish consultation paper on margin and collateral requirements for non-centrally cleared deriva |
July 7, 2016 |
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Canadian Securities Regulators Propose Changes to Custody and Other Requirements for Dealers, Advisers and Investment Fund Manag |
July 7, 2016 |
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Canadian Securities Regulators Release Latest Three-Year Business Plan |
July 7, 2016 |
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Canadian securities regulators publish results of continuous disclosure reviews for fiscal 2016 |
July 18, 2016 |
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Canadian securities regulators recognize three trade repositories |
July 18, 2016 |
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Commission reciprocates sanctions |
July 26, 2016 |
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Canadian securities regulators seek comment in advance of move to T+2 settlement cycle |
August 18, 2016 |
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The-Commission-reciprocates-sanctions-ordered-by-BCSC.pdf |
August 22, 2016 |
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CSA to Measure Impact of Point of Sale Amendments and CRM2 |
August 22, 2016 |
