 Canadian Securities Administrators 2020 Investor Index |
October 28, 2020 |
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Canadian securities regulators provide guidance to issuers on reporting impact of COVID-19 |
October 29, 2020 |
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Canadian securities regulators outline recent developments on interest rate benchmarks |
November 26, 2020 |
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Canadian securities regulators seek comment on activist short selling |
December 3, 2020 |
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Canadian securities regulators publish guidance on automatic securities disposition plans |
December 10, 2020 |
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Decision released on Shirley Locke motion for a conditional stay |
December 23, 2020 |
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Canadian securities regulators provide additional proficiency options for distributing alternative mutual funds |
January 28, 2021 |
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Joint statement from the Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada on the Recent Market Volatility |
February 1, 2021 |
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Canadian securities regulators propose to modernize registration information requirements, clarify outside activity reporting and update filing deadlines |
February 4, 2021 |
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Canadian securities regulators warn public about trading scam using fake accreditation |
February 4, 2021 |
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Canadian securities regulators respond to the Modernization Taskforce Final Report and encourage a harmonized regulatory system that protects investors and reduces unnecessary burden |
February 12, 2021 |
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Canadian securities regulators on track to publish recommendations on self-regulatory organization framework |
February 22, 2021 |
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Canadian securities regulators publish findings of COVID-19 disclosure review |
February 25, 2021 |
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Investor Alert for FXT Brokers |
March 2, 2021 |
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Canadian securities regulators remind investors to do their research during Fraud Prevention Month |
March 9, 2021 |
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Canadian securities regulators publish sixth review regarding women on boards and in executive officer positions |
March 10, 2021 |
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Commission issues Temporary Cease Trade Order against Jessica Lynn Ghaney, Anthony Carlo Sartor, and ForexTips101 Ltd. |
March 11, 2021 |
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Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets |
March 11, 2021 |
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Decision released on temporary cease trade order against Jessica Lynn Ghaney, Anthony Carlo Sartor, and ForexTips101 Ltd. |
March 26, 2021 |
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Canadian securities regulators outline regulatory framework for compliance for crypto asset trading platforms |
March 29, 2021 |
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The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022. |
April 1, 2021 |
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Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients |
April 15, 2021 |
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Canadian securities regulators establish regulatory regime for financial benchmarks |
April 29, 2021 |
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Canadian securities regulators seek comment on proposed framework for commodity benchmarks |
April 29, 2021 |
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CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities |
May 13, 2021 |
