Media Releases

Media Release Document Datesort descending
PDF icon Canadian Securities Regulators Seeks Comments on OTC Central Counterparty Derivatives Clearing Framework June 20, 2012
PDF icon Canadian Securities Regulators Seek Comments on the Potential Regulation of Proxy Advisory Firms June 21, 2012
PDF icon Canadian Securities Regulators Propose Disclosure Enhancements to Fund Facts June 21, 2012
PDF icon NSSC - Sanctions Issued Against Bernadette Bowden June 26, 2012
PDF icon Canadian Securities Regulators Establish Regulatory Framework to Manage Electronic Trading Risks June 28, 2012
PDF icon Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2012 July 19, 2012
PDF icon Canadian Securities Regulators publish notice to clarify definition of Preliminary Economic Assessments in NI 43-101 August 16, 2012
PDF icon Canadian securities regulators seek further comment on proposed rule for venture issuers September 13, 2012
PDF icon Nova Scotia Securities Commission - Expert Advice Not Subject to Litigation Privilege September 20, 2012
PDF icon Nova Scotia Securities Commission - Settlement Agreement Approved for Mutual Fund Salesperson September 21, 2012
PDF icon Statement by Canadian authorities on clearing of standardized OTC derivatives contracts October 1, 2012
PDF icon NSSC - Discovery Question to be Answered Settlement Hearing to Proceed October 1, 2012
PDF icon NSSC - Notice of Discontinuance Issued October 4, 2012
PDF icon Canadian securities regulators release 2012 Investor Index October 16, 2012
PDF icon Canadian Regulators Publish Consultation Paper on a Statutory Best Interest Duty October 25, 2012
PDF icon Canadian Securities Regulators Seek Comment on Amendments to Direct Electronic Access Rule October 25, 2012
PDF icon Canadian Securities Regulators Seek Comment on the Regulation of Market Data Fees November 8, 2012
PDF icon Canadian Regulators Propose to Mandate OBSI's Dispute Resolution Service November 15, 2012
PDF icon Sanctions Issued Against Timothy Adams Lowell Weir and Carol McLaughlin-Weir November 21, 2012
PDF icon Settlement Agreement Approved for Keybase Financial Group Inc November 23, 2012
PDF icon Settlement Agreement Approved fro Gregory Matthew Duncan November 23, 2012
PDF icon Canadian Securities Regulators Adopt Amendments to Improve Issuer Communications with Investors November 29, 2012
PDF icon Settlement Agreement Approved for National Bank Financial Ltd and Eric Cecil Hicks December 4, 2012
PDF icon Nova Scotia Securities Commission Issued Decision on Knowledge House Motions December 5, 2012
PDF icon Canadian Securities Regulators Seek Comment on Model Rules Relating to Derivatives- Product Determination and Derivatives Trade Respositories and Data Reporting December 6, 2012

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