 CSA Investor Alert: Investment scam involving Fidelity Investments |
May 17, 2021 |
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Canadian securities regulators publish detailed data for sixth year review of women on boards and in executive officer positions |
May 18, 2021 |
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Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership |
May 19, 2021 |
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Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements |
May 20, 2021 |
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Canadian securities regulators publish final rule for non-GAAP and other financial measures |
May 27, 2021 |
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CSA Investor Alert: Investment scams imitating well-known financial brands |
May 31, 2021 |
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Decision released on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. |
June 1, 2021 |
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Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency |
June 14, 2021 |
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Securities regulators’ study reveals many Canadians unaware of the signs of financial elder abuse |
June 15, 2021 |
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Investor Alert for 24xForex and PACO World System LTD. |
June 17, 2021 |
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CSA 2020/2021 Enforcement Report highlights commitment of Canadian securities regulators during unprecedented times |
June 22, 2021 |
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Canadian securities regulators sign fintech co-operation agreement with the Financial Services Commission, Mauritius |
June 23, 2021 |
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Canadian securities regulators adopt new nationally harmonized start-up crowdfunding rules |
June 23, 2021 |
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Decision released on Shirley Locke’s application for a hearing and review |
June 24, 2021 |
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Canadian securities regulators publish IIROC oversight review report |
June 25, 2021 |
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Canadian securities regulators release interim progress report on the CSA 2019-2022 Business Plan |
July 6, 2021 |
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Investor Alert for Oliver Briggs |
July 6, 2021 |
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Canadian securities regulators sign innovative functions co-operation agreement with the Securities and Futures Commission of Hong Kong |
July 8, 2021 |
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Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients |
July 15, 2021 |
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Canadian securities regulators issue warning about suspicious emails |
July 15, 2021 |
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Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers |
July 28, 2021 |
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Canadian securities regulators to establish new single enhanced self-regulatory organization |
August 3, 2021 |
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Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements |
August 12, 2021 |
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Decision released on Wesley William Robinson and DRR900306 Ltd. |
August 24, 2021 |
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Canadian securities administrators to host roundtable on ESG-Related regulatory issues in asset management |
August 25, 2021 |
