Memoranda of Understanding

Abu Dhabi Global Market Financial Services 

Autorité des marchés financiers du Québec, Ontario Securities Commission, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

• Innovation Functions Co-operation Agreement, Oct. 17, 2017

Australian Securities and Investments Commission (ASIC)

Autorité des marchés financiers du Québec, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission.

• Innovation Functions Co-operation Agreement, Dec. 11, 2017

Canadian Investor Protection Fund

Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

• Memorandum of understanding regarding oversight of the Canadian Investor Protection Fund

Canadian Investment Regulatory Organization (CIRO)

Autorité des marchés financiers du Québec, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Office of the Superintendent of Securities, Digital Government and Service Newfoundland and Labrador, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

• Memorandum of Understanding regarding oversight of the Canadian Investment Regulatory Organization (CIRO)

Canadian Securities Administrators

• Memorandum of Understanding respecting the Oversight of Clearing Agencies, Trade Repositories and Matching Service Utilities, among: Alberta Securities Commission (ASC); Autorité des marchés financiers (AMF); British Columbia Securities Commission (BCSC); Financial and Consumer Affairs Authority of Saskatchewan (FCAA); Financial and Consumer Services Commission (New Brunswick) (FCNB); The Manitoba Securities Commission (MSC); Nova Scotia Securities Commission (NSSC); and Ontario Securities Commission (OSC), November 26, 2015

Financial Conduct Authority (FCA)

Autorité des marchés financiers du Québec, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

• Innovation Functions Co-operation Agreement, July 28, 2017

 The Financial Supervisory Commission, Taiwan
Autorité des marchés financiers du Québec, Ontario Securities Commission, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

• Innovation Functions Co-operation Agreement

France Autorité des marchés financiers 

Autorité des marchés financiers du Québec, Ontario Securities Commission, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

• Co-operation Agreement regarding co-operation for innovation in the financial sector, Dec. 6/17

Investment Industry Regulatory Organization of Canada 

Autorité des marchés financiers du Québec, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Office of the Superintendent of Securities, Digital Government and Service Newfoundland and Labrador, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

• Memoradum of Understanding regarding oversight of Investment Industry Organization of Canada

Monetary Authority of Singapore (MAS) 

Autorité des marchés financiers du Québec, Ontario Securities Commission, Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Manitoba Securities Commission, Financial and Consumer Services Commission (New Brunswick) and Nova Scotia Securities Commission

• Innovation Functions Co-operation Agreement

Mutual Fund Dealers Association of Canada 

Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

• Memoradum of Understanding regarding oversight of the Mutual Fund Dealers Assocation of Canada

The New Self-Regulatory Organization of Canada

Alberta Securities Commission, British Columbia Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, Ontario Securities Commission, Manitoba Securities Commission, Financial and Consumer Services Commission of New Brunswick, Prince Edward Island Office of the Superintendent of Securities, Nova Scotia Securities Commission, Office of the Superintendent of Securities, Northwest Territories, Office of the Superintendent of Securities, Nunavut, Office of the Yukon Superintendent of Securities

• Memorandum of Understanding regarding oversight of the new Self-Regulatory Organization of Canada

United States Commodity Futures Trading Commission (CFTC) 

• Memorandum of Understanding concerning cooperation and the exchange of information related to the supervision of cross-border covered entities, April 20, 2016