Director's Decisions

When Registration staff (Staff) recommend that the Director refuse, amend, or suspend registration, or impose terms and conditions on a registration, Staff will provide the applicant with written notice of its recommendation and brief reasons for it. Section 32A of Nova Scotia’s Securities Act provides that the firm or individual may request to be heard by the Director before a decision is made concerning staff’s recommendation. The Director will issue a written decision on the matter to the firm or individual, and to Staff. The firm or individual subsequently has 30 days from the date of the Director’s decision to request a review of said decision.


February 14, 2022In the Matter of the Applications for Registration of Adonis Asset Management and Adrian Saturley (Director's Decision)

Accompanying Documents:

August 19, 2010In the Matter of TurnPointe Wealth Management Inc. and Fredrick Saturley (Review of Director's Decision)
                              Accompanying Documents:

April 6, 2010In the Matter of TurnPointe Wealth Management Inc. and Fredrick Saturley (Director's Decision)