Issuers

The Issuer List is compiled by NSSC staff for the public to easily identify companies that are either Reporting Issuers (RIs) or Community Economic-Development Corporations (CEDIFs) in Nova Scotia.

WARNING: Given the breadth of the definition of a reporting issuer and a community economic-development corporation under Nova Scotia securities law, the NSSC does not represent that the Issuer List is a complete list of Nova Scotia issuers. The list is current as indicated by the date shown below

For example, the NSSC staff do not continuously review the corporate status of issuers so corporations that have been dissolved may still be on the Issuer List.

Anyone seeking information relating to the status of a particular issuer should contact Corporate Finance Office of the Nova Scotia Securities Commission.


The notation In Default indicates that the issuer has failed to comply with a requirement of Nova Scotia securities law as of August 10, 2020.

All

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Total Issuers: 6394
Issuersort ascending Principal Regulator is Nova Scotia In Default
Zymeworks Inc. No No
Zungui Haixi Corporation No No
ZTR Acquisition Corp. No Yes
Zephyr Minerals Ltd. Yes No
Zeox Corporation No Yes
Zenith Capital Corp. No No
Zeneca Group PLC No No
Zenabis Global Inc. No No
ZEN Graphene Solutions Ltd. No No
Zargon Oil & Gas Ltd. No No
YTM Capital Fixed Income Alternative Fund No No
Young Australian Mines Ltd. No No
Yorkville Optimal Return Bond Class No No
Yorkville International QVR Enhanced Protection Class No No
Yorkville Health Care Opportunities Class No No
Yorkville Global Opportunities Class No No
Yorkville Enhanced Protection Class No No
Yorkville Canadian QVR Enhanced Protection Class No No
Yorkville American QVR Enhanced Protection Class No No
Ynvisible Interactive Inc. No No
YM Biosciences Inc No No
Yield Advantaged Convertible Debentures Fund No No
Yellow Pages Limited No No
Yellow Pages Digital & Media Solutions Limited No No
Yamana Gold Inc. No No
XXL Energy Corp. No No
XSTM Holdings (2000) Inc. No No
Xerox Corporation No No
Xebec Adsorption Inc. No No
WSP Global Inc. No No
WPT Industrial Real Estate Investment Trust No No
World Financial Split Corp. No No
Woodfine Professional Centres Limited Partnership No No
Woodbridge Development Company Limited No Yes
Wolverine Energy and Infrastructure Inc. No No
Wolfden Resources Corporation No No
WMC Acquisition (Canada) Corp. No Yes
Wise Maximum Growth ETF Portfolio No No
Wise Growth ETF Portfolio No No
Wise Fixed Income ETF Portfolio No No
Wise Conservative ETF Portfolio No No
Wise Balanced ETF Portfolio No No
Wise 100% Equity ETF Portfolio No No
WisdomTree U.S. Quality Dividend Growth Variably Hedged Index ETF No No
Wiscam Inc. No No
Windy Mountain Explorations Ltd. No No
Wind4All Inc. (CEDIF) Yes No
Wind4All Communities IV Inc. (CEDIF) Yes No
Wind4All Communities Inc. (CEDIF) Yes No
Wind4All Communities III Inc. (CEDIF) Yes No
Wind4All Communities II Inc. (CEDIF) Yes No
Winchester Group Inc., The No Yes
Willoughby Investment Pool No No
WildBrain Ltd. Yes No
Whycocomagh Investment Co-operative Ltd. (CEDIF) Yes No
Whitecap Resources Inc. No No
White Rose Crafts and Nursery Sales Limited No Yes
Whistler Blackcomb Holdings Inc. No No
Wheaton Precious Metals Corp. No No
Wharf Resources Limited No No
Westshore Terminals Investment Corporation No No
Westport Fuel Systems Inc. No No
Western Troy Capital Resources Inc. No No
Western Resources Minerals Limited No Yes
Western Plains Petroleum Ltd. No No
Western Investment Company of Canada Limited, The No No
Western Forest Products Inc. No No
Western Energy Services Corp. No No
Western Copper and Gold Corporation No No
WestCoast Energy Inc. No No
Westcan Inc. No No
Westaim Corporation, The No No
West Vault Mining Inc. No No
West Nova Cranberry Venture Fund Ltd. (CEDIF) (Investors Repaid)(No Longer a CEDIF) Yes No
West Nova Agro Commodities Limited (CEDIF) (Cease Traded) Yes Yes
West Fraser Timber Co. Ltd. No No
West Fraser Timber Co. Ltd. No No
Wesdome Gold Mines Ltd. No No
Wells Fargo Canada Corporation No No
Wellington - IG Global Equity Hedge Pool No No
WeedMD Inc. No No
Waypoint All Weather Alternative Fund No No
Wayland Group Corp. No Yes
Wayfarers' Ale Community Investment Ltd. (CEDIF) Yes No
WaveRider Communications Inc. No Yes
Wavefront Global Diversified Investment Class No No
Watts Wind Energy Inc. (CEDIF) No No
Waste Connections, Inc. No No
Wardley China Investment Trust No No
Waratah Alternative ESG Fund No No
Walton Westphalia Development Corporation No No
Walton Ontario Land L.P. 1 No No
Walton Edgemont Development Corporation No No
Walton Big Lake Development L.P. No No
Wajax Corporation No No
Vuzix Corporation No No
Vulcan Packaging Inc. No Yes
VS Services Ltd. No No
VPI Value Pool No No
VPI Mortgage Pool No No
VPI Income Pool No No
VPI Global Equity Pool No No
VPI Foreign Equity Pool No No
VPI Dividend Growth Pool No No
VPI Canadian Equity Pool No No
VPI Canadian Balanced Pool No No
Vox Royalty Corp. No No
VOTI Detection Inc. No No
Voleo Trading Systems Inc. No No
VMP Holdings Inc. (CEDIF) Yes No
VIVO Cannabis Inc. No No
ViveRE Communities Inc. Yes No
Vivendi Universal Exchangeco Inc. No No
Vista Gold Corp. No No
Vision Market Neutral Alternative Fund No No
Vision Alternative Income Fund No No
Visible Gold Mines Inc. No No
Visa Inc. No No
Virginia Hills Oil Corp. No No
Village Farms International, Inc. No No
Victoria Gold Corp. No No
Victoria County Community Investments Inc. (CEDIF) Yes No
Viavi Solutions Inc. No Yes
Very Good Food Company Inc.,The No No
Vertex Liquid Alternative Fund Plus No No
Vertex Liquid Alternative Fund No No
Versacold Income Fund No No
VersaBank No No
Vermilion Energy Inc. No No
Veritas Canadian Equity Fund No No
Veritas Absolute Return Fund No No
Verde AgriTech Plc No No
VentureLink Financial Services Innovation Fund No No
VentureLink Brighter Future Fund Inc. No No
Venator Group, Inc. No No
Venator Alternative Income Fund No No
Velan Inc. No No
Vecima Networks Inc. No No
VBI Vaccines Inc. No No
Varity Corporation No No
Vanguard Windsor U.S. Value Fund No No
Vanguard U.S. Total Market Index ETF (CAD-hedged) No No
Vanguard U.S. Total Market Index ETF No No
Vanguard U.S. Dividend Appreciation Index ETF (CAD-hedged) No No
Vanguard U.S. Dividend Appreciation Index ETF No No
Vanguard U.S. Divdend Appreciation Index ETF (CAD-hedged) No No
Vanguard U.S. Divdend Appreciation Index ETF No No
Vanguard U.S. Aggregate Bond Index ETF (CAD-hedged) No No
Vanguard S&P 500 Index ETF (CAD-hedged) No No
Vanguard S&P 500 Index ETF No No
vanguard response No No
Vanguard International Growth Fund No No
Vanguard Growth ETF Portfolio No No
Vanguard Global Value Factor ETF No No
Vanguard Global Momentum Factor ETF No No
Vanguard Global Minimum Volatility ETF No No
Vanguard Global Liquidity Factor ETF No No
Vanguard Global ex-U.S. Aggregate Bond Index ETF (CAD-hedged) No No
Vanguard Global Dividend Fund No No
Vanguard Global Balanced Fund No No
Vanguard Global Aggregate Bond Index ETF (CAD-hedged)
Vanguard FTSE Global All Cap ex Canada Index ETF No No
Vanguard FTSE Emerging Markets All Cap Index ETF No No
Vanguard FTSE Developed ex North America Index ETF (CAD-hedged) No No
Vanguard FTSE Developed Europe All Cap Index ETF (CAD-hedged) No No
Vanguard FTSE Developed Europe All Cap Index ETF No No
Vanguard FTSE Developed Asia Pacific All Cap Index ETF (CAD-hedged) No No
Vanguard FTSE Developed Asia Pacific All Cap Index ETF No No
Vanguard FTSE Developed All Cap ex U.S. Index ETF (CAD hedged) No No
Vanguard FTSE Developed All Cap ex U.S. Index ETF No No
Vanguard FTSE Developed All Cap ex North America Index ETF No No
Vanguard FTSE Canadian High Dvidend Yield Index ETF No No
Vanguard FTSE Canadian High Dividend Yield Index ETF No No
Vanguard FTSE Canadian Capped REIT Index ETF No No
Vanguard FTSE Canada Index ETF No No
Vanguard FTSE Canada All Cap Index ETF No No
Vanguard Conservative ETF Portfolio No No
Vanguard Canadian Short-Term Government Bond Index ETF No No
Vanguard Canadian Short-Term Corporate Bond Index ETF No No
Vanguard Canadian Short-Term Bond Index ETF No No
Vanguard Canadian Long-Term Bond Index ETF No No
Vanguard Canadian Government Bond Index ETF No No
Vanguard Canadian Corporate Bond Index ETF No No
Vanguard Canadian Aggregate Bond Index ETF No No
Vanguard Balanced ETF Portfolio No No
Vanguard All-Equity ETF Portfolio No No
Valley Funeral Home Co-Operative Limited (CEDIF) (No longer a CEDIF) Yes No
Valeura Energy Inc. No No
Valero Energy Corporation No No
Valeo Pharma Inc. No No
Valens Groworks Corp. No No
Vale Corporate Training Investments Inc. (CEDIF) No No
Vail Resorts, Inc. No No
USC Multiple Student Education Savings Plan No No
US Financial 15 Split Corp. No No
US Equity Value Pool (United Funds) No No
US Equity Value Currency Hedged Pool No No
US Equity Value Currency Hedged Corporate Class (United Funds) No No
US Equity Value Corporate Class (United Funds) No No
US Equity Small Cap Pool (United Funds) No No
US Equity Small Cap Corporate Class (United Funds) No No
US Equity International Pool No No
US Equity Growth Pool (United Funds) No No
US Equity Growth Corporate Class (United Funds) No No
US Equity Alpha Pool No No
US Equity Alpha Corporate Class (United Funds) No No
UrtheCast Corp. No No
Urbana Corporation No No
Uranium Royalty Corp. No No
Uranium Participation Corporation No No
Uranium Energy Corp. No No
Ur-Energy Inc. No No
Universal Select Healthcare Fund No No
Universal Savings Pacific Fund No No
Universal Savings Global Fund No No
United Keno Hill Mines Limited No Yes
Unique CEDC Ltd. (CEDIF) (Cease Traded) Yes Yes
UniHost Corporation No Yes
Unicorp Canada Corporation No Yes
Uni-Sélect Inc. No No
Ultramar Diamond Shamrock Corporation No No
Ultra Petroleum Corp. No No
UIT Alternative Health Fund No No
Ucore Rare Metals Inc. Yes No
U3O8 Corp. No No
U.S. Value Fund (Putnam) No No
U.S. Value Fund (London Capital) No No
U.S. Technology Gorilla RSP Fund No No
U.S. Small Company Equity Fund No No
U.S. Large Company Equity Fund No No
U.S. Large Cap Index Fund No No
U.S. High Yield Bond Fund No No
U.S. Financials Income Fund No No
U.S. Equity Investment Pool No No
U.S. Dollar Cash Management Fund No No
U.S. Dividend Fund (GWLIM) No No
U.S. Banks Income & Growth Fund No No
U.S. and International Specialty Class No No
Twin Richfield Oils Ltd. No Yes
Twin Butte Energy Ltd. No No
TWC Enterprises Limited No No
TVA Group Inc. No No
Tuscarora Energy Growth Fund Inc No No
Turquoise Hill Resources Ltd. No No
Tucows Inc. No No
Truro Investment Co-operative Ltd. (CEDIF) (No longer a CEDIF) Yes Yes
Trulieve Cannabis Corp. No No
True North Commercial Real Estate Investment Trust No No
Troilus Gold Corp. No No
Trizec Hahn Corporation No Yes
Triton Mining Corporation No Yes
Trisura Group Ltd. No No
TriSummit Utilities Inc. No No
TriStar Gold Inc. No No
Trimark Global Endeavor Class No No
Trimark Enterprise Small Cap Fund No No
Trimark Enterprise Fund No No
Trimark Endeavour Fund No No
Trimark Canadian Focus Class No No
Trimark Canadian Equity Private Pool No No
Trilogy Metals Inc. No No
Trilogy International Partners Inc. No No
Trillium Therapeutics Inc. No No
Tricon Capital Group Inc. No No
Trican Well Service Ltd. No No
Triax Diversified Hogh Yield Trust No No
Trez Capital Senior Mortgage Investment Corporation No No
Trevali Mining Corporation No No
Tree Island Steel Ltd. No No
Travelbyus.com Ltd. No No
Transwest Energy Inc. No No
TransGlobe Energy Corporation No No
Transcontinental Inc. No No
TransCanada Trust No No
TransCanada Pipelines Limited No No
Transat A.T. Inc. No No
TransAlta Renewables Inc. No No
TransAlta Corporation No No
Trans Canada Glass Ltd. No Yes
Tradex Global Equity Fund No No
Tradex Equity Fund Limited No No
Tradex Bond Fund No No
TR3 Trust No No
Tourmaline Oil Corp. No No
Touchstone Exploration Inc. No No
Total Energy Services Inc. No No
Toscana Energy Income Corporation No No
Torstar Corporation No No
Toronto-Dominion Bank, The No No
Toronto Hydro Corporation No No
Toromont Industries Ltd. No No
Torex Gold Resources Inc. No No
TORC Oil & Gas Ltd. No No
Top 20 U.S. Dividend Trust No No
Top 10 Split Trust No No
Top 10 Canadian Financial Trust No No
TMX Group Limited No No
TMAC Resources Inc. No No
TLC Vision Corporation No No
Titan Mining Corporation No No
Tinka Resources Limited No No
Times Three Wireless Inc. No No
Timbercreek Global Real Estate Income Fund No No
Timbercreek Financial Corp. No No
Tilray, Inc. No No
Tidewater Midstream and Infrastructure Ltd. No No
Thunder Energy Inc. No No
Threegold Resources Inc. No No
ThreeD Capital Inc. No No
Thomson Reuters Corporation No No
Third CGI Mutualization Corporation No No
Theratechnologies Inc. No No
Theralase Technologies Inc. No No
The TDL Group Corp. No No
TFI International Inc. No No
TFH International Inc. No No
Texaco Inc. No No
Tetra Bio-Pharma Inc. No No
Tethys Petroleum Limited No Yes
TerraVest Industries Inc. No No
Terra Firma Capital Corporation No No
Terra Energy Corp. No No
Teranga Gold Corporation No No
TeraGo Inc No No
Tenneco Inc. No No
Templeton International Stock Fund No No
Templeton International Stock Corporate Class No No
Templeton Growth Fund, Ltd. No No
Templeton Growth Corporate Class No No
Templeton Global Smaller Companies Corporate Class No No
Templeton Global Income Fund No No
Templeton Global Income Fund No No
Templeton Global Bond Yield Class No No
Templeton Global Bond Fund (Hedged) No No
Templeton Global Bond Fund No No
Templeton Emerging Markets Fund No No
Templeton Emerging Markets Corporate Class No No
Templeton EAFE Developed Markets Fund No No
Temas Resources Corp. No No
TELUS Corporation No No
TELUS Communications Inc. No No
TELUS Communications (B.C.) Inc. No No
Telescene Film Group Inc. No Yes
Teleglobe Inc. No Yes
Tele-Metropole Inc. No Yes
Tee-Comm Electronics Inc. No Yes
TECSYS Inc. No No
Teck Resources Limited No No
Technology and Resource Capital Corp. No No
Tech Leaders Income ETF No No
TearLab Corporation No No
Teal Valley Health Inc. No No
TDb Split Corp. No No
TD US$ Retirement Portfolio No
TD Ultra Short Term Bond Fund No No
TD U.S. Small-Cap Equity Fund No No
TD U.S. Risk Managed Equity Fund No
TD U.S. Risk Managed Equity Class No
TD U.S. Quantitative Equity Fund No No
TD U.S. Monthly Income Fund - C$ No No
TD U.S. Monthly Income Fund No No
TD U.S. Money Market Fund No No
TD U.S. Mid-Cap Growth Fund No No
TD U.S. Mid-Cap Growth Class No No
TD U.S. Low Volatility Fund No No
TD U.S. Long Term Treasury Bond ETF No No
TD U.S. Index Fund No No
TD U.S. Index Currency Neutral Fund No No
TD U.S. Equity Portfolio No No
TD U.S. Equity Index ETF No No
TD U.S. Equity CAD Hedged Index ETF No No
TD U.S. Dividend Growth Fund No No
TD U.S. Corporate Bond Fund No No
TD U.S. Blue Chip Equity Fund No No
TD Tactical Pool Class No No
TD Tactical Pool No No
TD Tactical Monthly Income Fund No No
TD Tactical Monthly Income Class No No
TD Systematic International Equity Low Volatility ETF No No
TD Short Term Investment Class No No
TD Short Term Bond Fund No No
TD Select U.S. Short Term Corporate Bond Ladder ETF No No
TD Select Short Term Corporate Bond Ladder ETF No No
TD Science & Technology Fund No No
TD Risk Reduction Pool - US$ No
TD Risk Reduction Pool No
TD Risk Management Pool No
TD Retirement Conservative Portfolio No No
TD Retirement Balanced Portfolio No No
TD Resource Fund No No
TD Real Return Bond Fund No No
TD Q U.S. Small-Mid-Cap Equity ETF No No
TD Q Global Multifactor ETF No No
TD Q Global Dividend ETF No No
TD Q Canadian Dividend ETF No No
TD Premium Money Market Fund No No
TD Precious Metals Fund No No
TD Opportunities Pool No No
TD One-Click Moderate ETF Portfolio No No
TD One-Click Conservative ETF Portfolio No No
TD One-Click Aggressive ETF Portfolio No No
TD North American Small-Cap Equity Fund No No
TD North American Dividend Fund No No
TD Nasdaq Index Fund No No
TD Monthly Income Fund No No
TD Managed Maximum Equity Growth Portfolio No No
TD Managed Maximum Equity Growth ETF Portfolio No No
TD Managed Index Maximum Equity Growth Portfolio No No
TD Managed Index Income Portfolio No No
TD Managed Index Income & Moderate Growth Portfolio No No
TD Managed Index Balanced Growth Portfolio No No
TD Managed Index Aggressive Growth Portfolio No No
TD Managed Income Portfolio No No
TD Managed Income ETF Portfolio No No
TD Managed Income & Moderate Growth Portfolio No No
TD Managed Income & Moderate Growth ETF Portfolio No No
TD Managed Balanced Growth Portfolio No No
TD Managed Balanced Growth ETF Portfolio No No
TD Managed Aggressive Growth Portfolio No No
TD Managed Aggressive Growth ETF Portfolio No No
TD International Stock Fund No No
TD International Index Fund No No
TD International Index Currency Neutral Fund No No
TD International Growth Fund No No
TD International Growth Class No No
TD International Equity Index ETF No No
TD International Equity CAD Hedged Index ETF No No
TD Income Opportunities Pool No No
TD Income Builder ETF No No
TD Income Advantage Portfolio No No
TD High Yield Bond Fund No No
TD Health Sciences Fund No No
TD Global Unconstrained Bond Fund No No
TD Global Technology Leaders Index ETF No No
TD Global Tactical Monthly Income Fund No No
TD Global Risk Managed Equity Fund No
TD Global Risk Managed Equity Class No
TD Global Low Volatility Fund No No
TD Global Low Volatility Class No No
TD Global Income Fund No No
TD Global Equity Pool Class No No
TD Global Equity Pool No No
TD Global Equity Focused Fund No No
TD Global Entertainment & Communications Fund No No
TD Global Core Plus Bond Fund No No
TD Global Conservative Opportunities Fund No No
TD Global Balanced Opportunities Fund No No
TD FundSmart Managed Income & Moderate Growth Portfolio No No
TD FundSmart Managed Balanced Growth Portfolio No No
TD FundSmart Managed Aggressive Growth Portfolio No No
TD Fixed Income Pool No No
TD European Index Fund No No
TD Emerging Markets Low Volatility Fund No No
TD Emerging Markets Fund No No
TD Emerging Markets Class No No
TD Emerald U.S. Market Index Fund No No
TD Emerald International Equity Index Fund No No
TD Emerald Canadian Treasury Management Fund No No
TD Emerald Canadian Treasury Management - Government of Canada Fund No No
TD Emerald Canadian Short Term Investment Fund No No
TD Emerald Canadian Equity Index Fund No No
TD Emerald Canadian Bond Index Fund No No
TD Emerald Balanced Fund No No
TD Dow Jones Industrial Average Index Fund No No
TD Dividend Income Fund No No
TD Dividend Income Class No No
TD Dividend Growth Fund No No
TD Dividend Growth Class No No
TD Diversified Monthly Income Fund No No
TD Corporate Bond Plus Fund No No
TD Comfort Growth Portfolio No No
TD Comfort Conservative Income Portfolio No No
TD Comfort Balanced Portfolio No No
TD Comfort Balanced Income Portfolio No No
TD Comfort Balanced Growth Portfolio No No
TD Comfort Aggressive Growth Portfolio No No
TD Capital Trust IV No No
TD Canadian Small-Cap Equity Fund No No
TD Canadian Small-Cap Equity Class No No
TD Canadian Money Market Fund No No
TD Canadian Low Volatility Pool No No
TD Canadian Low Volatility Fund No No
TD Canadian Low Volatility Class No No
TD Canadian Long Term Federal Bond ETF No No
TD Canadian Large-Cap Equity Fund No No
TD Canadian Index Fund No No
TD Canadian Equity Pool Class No No
TD Canadian Equity Pool No No
TD Canadian Equity Index ETF No No
TD Canadian Equity Fund No No
TD Canadian Equity Class No No
TD Canadian Diversified Yield Fund No No
TD Canadian Corporate Bond Fund No No
TD Canadian Core Plus Bond Fund No No
TD Canadian Bond Index Fund No No
TD Canadian Bond Fund No No
TD Canadian Blue Chip Dividend Fund No No
TD Canadian Aggregate Bond Index ETF No No
TD Balanced Index Fund No No
TD Balanced Growth Fund No No
TD Asian Growth Fund No No
TD Advantage Balanced Portfolio No No
TD Advantage Balanced Income Portfolio No No
TD Advantage Balanced Growth Portfolio No No
TD Active U.S. High Yield Bond ETF No No
TD Active Preferred Share ETF No No
TD Active Global Real Estate Equity ETF No No
TD Active Global Income ETF No No
TD Active Global Enhanced Dividend ETF No No
TCT Logistics Inc. No Yes
TC Energy Corporation No No
Taseko Mines Limited No No
Tarasen Gas Inc. No No
Tanqueray Resources Ltd. No No
Tangerine Equity Growth Portfolio No No
Tangerine Dividend Portfolio No No
Tangerine Balanced Portfolio No No
Tangerine Balanced Income Portfolio No No
Tangerine Balanced Growth Portfolio No No
Tamarack Valley Energy Ltd. No No
Talvest Equity RSP Fund No No
Talvest Cdn. Resource Fund No No
Talon Metals Corp. No No
Taiga Building Products Limited No No
Tahera Diamond Corporation No Yes
TAG Oil Ltd No No
Tactical Sovereign Bond Fund No No
T. Rowe Price - IG U.S. Equity Pool No No
Synodon Inc. No No
Synergy Global Sector Fund No No
Synergy Global Fund Inc. No No
Synergy Global Corporate Class No No
Synergy Extreme Global Equity Rsp Fund No No
Synergy Extreme Global Equity Fund No No
Synergy CHC Corp. Yes No
Synergy Canadian Sector Fund No No
Synergy Canadian Fund Inc. No No
Synergy Canadian Corporate Class No No
Synergy American Fund No No
Synergy American Corporate Class No No
Synergy American Fund No No
Symphony Floating Rate Senior Loan Fund No No
Symmetry US Equity Fund No No
Symmetry Moderate Growth Portfolio Class No No
Symmetry Moderate Growth Portfolio No No
Symmetry Managed Return Portfolio No No
Symmetry Low Volatility Fund No No
Symmetry Income Corporate Class No No
Symmetry Growth Portfolio Class No No
Symmetry Growth Portfolio No No
Symmetry Global Bond Fund No No
Symmetry Fixed Income Portfolio No No
Symmetry Equity Portfolio Class No No
Symmetry Conservative Portfolio Fund No No
Symmetry Conservative Portfolio Class No No
Symmetry Conservative Portfolio No No
Symmetry Conservative Income Portfolio Class No No
Symmetry Comprehensive Equity Fund No No
Symmetry Canadian Equity Fund No No
Symmetry Canadian Bond Fund No No
Symmetry Balanced Portfolio Class No No
Symmetry Balanced Portfolio No No
Sydport Investment Co-operative Ltd. (CEDIF)(No longer a CEDIF) Yes No
Swiss Water Decaffeinated Coffee Inc. No No
Swisher Hygiene Inc. No No
Sustainable Innovation & Health Dividend Fund No No
Sustainable Infrastructure Dividend Fund No No
Surge Energy Inc. No No
Supremex Inc. No No
Supreme Cannabis Company, Inc., The No No
Superior Plus Corp. No No
Superior Gold Inc. No No
Sunstone U.S. (No. 2) L.P. No No
Sunstone Opportunity Fund (2008) Limited Partnership No No
Sunstone Opportunity Fund (2006) Realty Trust No No
Sunstone Opportunity Fund (2005) Limited Partnership No No
Sunstone Opportunity (2007) Realty Trust No No
Sunstone Opportunity (2007) Mortgage Fund No No
Sunstone Opportunity (2006) Debenture Fund No No
Sunrise Fund, The No Yes
Sundial Growers Inc. No No
Suncor Energy Inc. No No
Sun-Times Media Group, Inc. No No
Sun Residential Real Estate Investment Trust No No
Sun Life Tactical Growth ETF Portfolio No
Sun Life Tactical Fixed Income ETF Portfolio No No
Sun Life Tactical Equity ETF Portfolio No No
Sun Life Tactical Conservative ETF Portfolio No No
Sun Life Tactical Balanced ETF Portfolio No No
Sun Life Schroder Global Mid Cap Fund No No
Sun Life Ryan Labs U.S. Core Fixed Income Fund No No
Sun Life Real Assets Fund No No
Sun Life Opportunistic Fixed Income Fund No No
Sun Life NWQ Flexible Income Fund No No
Sun Life Multi-Strategy Bond Fund No No
Sun Life Money Market Fund No No
Sun Life Money Market Class No No
Sun Life Money Market Class No No
Sun Life Milestone Global Equity Fund No No
Sun Life Milestone 2035 Fund No No
Sun Life Milestone 2030 Fund No No
Sun Life Milestone 2025 Fund No No
Sun Life Milestone 2020 Fund No No
Sun Life MFS U.S. Value Fund No No
Sun Life MFS U.S. Growth Fund No No
Sun Life MFS U.S. Growth Class No No
Sun Life MFS U.S. Equity Fund No No
Sun Life MFS McLean Budden U.S. Growth Class No No
Sun Life MFS McLean Budden Canadian Bond Class No No
Sun Life MFS Low Volatility International Equity Fund No No
Sun Life MFS Low Volatility Global Equity Fund No No
Sun Life MFS International Value Fund No No
Sun Life MFS International Growth Fund No No
Sun Life MFS International Growth Class No No
Sun Life MFS Global Value Fund No No
Sun Life MFS Global Total Return Fund No No
Sun Life MFS Global Growth Fund No No
Sun Life MFS Global Growth Class No No
Sun Life MFS Dividend Income Fund No No
Sun Life MFS Canadian Equity Fund No No
Sun Life MFS Canadian Bond Fund No No
Sun Life JPMorgan International Equity Fund No No
Sun Life Granite Tactical Completion Fund No No
Sun Life Granite Moderate Portfolio No No
Sun Life Granite Moderate Class No No
Sun Life Granite Income Portfolio No No
Sun Life Granite Growth Portfolio No No
Sun Life Granite Growth Class No No
Sun Life Granite Enhanced Income Portfolio No No
Sun Life Granite Conservative Portfolio No No
Sun Life Granite Conservative Class No No
Sun Life Granite Balanced Portfolio No No
Sun Life Granite Balanced Growth Portfolio No No
Sun Life Granite Balanced Growth Class No No
Sun Life Granite Balanced Class No No
Sun Life Global Tactical Yield Private Pool No No
Sun Life Global Dividend Private Pool No No
Sun Life Financial Inc. No No
Sun Life Excel New India Leaders Fund No No
Sun Life Excel India Fund No No
Sun Life Excel India Balanced Fund No No
Sun Life Excel High Income Fund No No
Sun Life Excel Emerging Markets Fund No No
Sun Life Dynamic Strategic Yield Fund No No
Sun Life Dynamic Equity Income Fund No No
Sun Life Core Advantage Credit Private Pool No No
Sun Life Capital Trust No No
Sun Life BlackRock Canadian Universe Bond Fund No No
Sun Life BlackRock Canadian Equity Fund No No
Sun Life BlackRock Canadian Composite Equity Fund No No
Sun Life Assurance Company of Canada No No
Summit Real Estate Investment Trust No No
Summit Industrial Income REIT No No
Sulliden Mining Capital Inc. No No
SugarBud Craft Growers Corp. No No
Subversive Real Estate Acquisition REIT LP No No
Subversive Capital Acquisition Corp. No No
Stuart Olson Inc. No No
Strategic Value Global Equity Fund No No
Strategic Value Global Balanced Fund No No
Strategic Value Europe Fund No No
Strategic Value Commonwealth Fund Ltd. No No
Strategic Value Canadian Small Companies Fund No No
Strategic Value Canadian Money Market Fund No No
Strategic Value Canadian Equity Value Fund No No
Strategic Value Asia and Emerging Markets Fund No No
Strategic Oil & Gas Ltd. No No
STRATA Income Fund No No
Stornoway Diamond Corporation No No
Storm Resources Ltd. No No
StorageVault Canada Inc. No No
Stonehedge Investments Limited (Cease Traded) Yes Yes
Stonebridge Inc. No Yes
Stone Small Companies Fund No No
Stone Investment Group Limited No No
Stone Growth Fund No No
Stone Global Sustainability Fund No No
Stone Global Growth Fund No No
Stone Global ESG Strategy Fund No No
Stone Global Balanced Fund No No
Stone Dividend Yield Hog Fund No No
Stone Dividend Growth Class No No
Stone Covered Call Canadian Bank Plus Fund No No
Stone American Dividend Growth Fund No No
Stingray Group Inc. No No
Stikine Energy Corp. No No
Sterling Shoes Inc. No No
Steppe Gold Ltd. No No
Stephenson’s Rental Services Income Fund No No
STEP Energy Services Ltd. No No
Stella-Jones Inc. No No
Stelco Holdings Inc. No No
Stars Group Inc., The No No
Starlight U.S. Multi-Family (No. 1) Core Plus Fund No No
Starlight Hybrid Global Real Assets Trust No No
Starlight Global Real Estate Fund No No
Starlight Global Infrastructure Fund No No
Star Diamond Corporation No No
Stantec Inc. No No
Standard Uranium Ltd. No No
Standard Lithium Ltd. No No
Standard LifeTactical Bond Fund No No
Standard Life Conservtive Portfolio No No
Standard Lfe Dividend Income Fund No No
Stage Holdco Ltd. No No
St. Laurent Paperboard Inc. No No
St. Clair Paint & Wallpaper Corporation No Yes
St. Augustine Gold and Copper Limited No No
SSR Mining Inc. No No
SSgA Dow Jones Canada 40 Index Participation Fund No No
SRHI Inc. No No
SRG Mining Inc. No No
SRAI Capital corp. No No
Spyglass Resources Corp. No Yes
SPX Corporation No No
Sprott Power Corp. No No
Sprott Physical Silver Trust No No
Sprott Physical Platinum and Palladium Trust No No
Sprott Physical Gold Trust No No
Sprott Physical Gold and Silver Trust No No
Sprott Inc. No No
Sprott Growth Fund No No
Spinrite Income Fund No No
Spin Master Corp. No No
Spectral Medical Inc. No No
Spectra7 Microsystems Inc. No No
Specialty Foods Group Income Fund No Yes
Spark Power Group Inc. No No
Spackman Equities Group Inc. No No
SouthGobi Resources Ltd. No No
Southern Pacific Resource Corp. No No
Source Energy Services Ltd. No No
Sou'Wester Wind Field Inc., The (CEDIF) Yes No
SOPerior Fertilizer Corp. No No
Sonde Resources Corp. No No
Sona Nanotech Inc. Yes No
Solution Financial Inc. No No
Solitario Zinc Corporation No No
Solaris Copper Inc. No No
Solar Scotia Energy Inc. (CEDIF) Yes No
Soil Ecology Investment Group Ltd. (CEDIF) (Cease Traded) Yes Yes
SoftKey International Inc. No No
Soficorp Income Fund No Yes
Soficorp Growth Fund No Yes
Soficorp Dividend Fund No No
Soficorp Balance Fund No Yes
SocieTerra Maximum Growth Portfolio No No
SocieTerra Growth Portfolio No No
SocieTerra Conservative Portfolio No No
SocieTerra Balanced Portfolio No No
SocieTerra 100% Equity Portfolio No No
Sobeys Inc. Yes No
SNC-Lavalin Group Inc. No No
SmartCentres Real Estate Investment Trust No No
SmartBe Global Value Momentum Trend Index ETF No No
SLMsoft Inc. No No
Sleep Country Canada Holdings Inc. No No
Slater Steel Inc. No No
Slate Retail REIT No No
Slate Office REIT No No
SLANG Worldwide Inc. No No
SKG Interactive Inc. No Yes
Sirius XM Holdings Inc. No No
Sir Royalty Income Fund No No
Sionna Strategic Income Fund No No
Sionna Opportunities Fund No No
Sionna Canadian Equity Fund No No
Sintana Energy Inc. No No
Simplicity Growth Portfolio No No
Simplicity Balanced Portfolio No No
SilverCrest Metals Inc. No No
Silvercorp Metals Inc. No No
Silver Tiger Metals Inc. Yes No
Silver Spruce Resources Inc. Yes No
Silver Elephant Mining Corp. No No
Silver Bear Resources Plc No No
Signaute Select Global Fund No No
Signature Systematic Yield Pool No No
Signature Short-Term Bond Fund No No
Signature Select Canadian Fund No No
Signature Select Canadian Corporate Class No No
Signature Preferred Share Fund No No
Signature Income & Growth Fund No No
Signature Income & Growth Corporate Class No No
Signature High Yield Bond II No No
Signature High Yield Bond Fund No No
Signature High Yield Bond Corporate Class No No
Signature High Yield Bond Class No No
Signature High Income Fund No No
Signature High Income Corporate Class No No
Signature Gold Corporate Class No No
Signature Global Technology Corporate Class No No
Signature Global Resource Fund No No
Signature Global Resource Corporate Class No No
Signature Global REIT Fund No No
Signature Global REIT Class No No
Signature Global Infrastructure Fund No No
Signature Global Income & Growth Fund No No
Signature Global Income & Growth Corporate Class No No
Signature Global Equity Fund No No
Signature Global Equity Corporate Class No No
Signature Global Energy Corporate Class No No
Signature Global Dividend Fund No No
Signature Global Dividend Corporate Class No No
Signature Global Bond Fund No No
Signature Global Bond Corporate Class No No
Signature Floating Rate Income Fund No No
Signature Explorer Sector Fund No No
Signature Emerging Markets Fund No No
Signature Emerging Markets Corporate Class No No
Signature Dividend Fund No No
Signature Dividend Corporate Class No No
Signature Diversified Yield Fund No No
Signature Diversified Yield Corporate Class No No
Signature Corporate Bond Fund No No
Signature Corporate Bond Corporate Class No No
Signature Corporate Bond Class No No
Signature Core Bond Plus Fund No No
Signature Canadian Equity Value Fund No No
Signature Canadian Bond Fund No No
Signature Canadian Bond Corporate Class No No
Signature Canadian Balanced Fund No No
Signature Canadian Balanced Corporate Class No No
Signature Asian Opportunities Fund No No
Signature Asian Opportunities Corporate Class No No
SignalEnergy Inc. No No
Sierra Wireless Inc. No No
Sienna Senior Living Inc. No No
Sidus Systems Inc. No No
Short Term Investment Fund No No
Short Term Income Pool (United Funds) No No
Short Term Income Corporate Class (United Funds) No No
Short Term Government Securities Fund No No
Short Term Bond Fund (Portico) No No
Short Term Bond Fund No No
Shoreline Energy Corp. No Yes
Shopify Inc. No No
Sherritt International Corporation No No
Sheffield Pharmaceuticals, Inc. No Yes
Sheen Resources Ltd. No Yes
Shean Investment Co-operative Limited (CEDIF) (Cease Traded) Yes Yes
ShawCor Ltd. No No
Shaw Communications Inc. No No
ShaMaran Petroleum Corp. No No
Seven Generations Energy Ltd. No No
Seven Aces Limited No No
Serval Integrated Energy Services No No
Serinus Energy plc No No
Sentry U.S. Monthly Income Fund No No
Sentry U.S. Growth and Income Fund No No
Sentry U.S. Growth and Income Currency Neutral Class No No
Sentry U.S. Growth and Income Corporate Class No No
Sentry U.S. Growth and Income Class No No
Sentry U.S. Equity Income Private Trust No No
Sentry U.S. Equity Income Private Pool Class No No
Sentry U.S. Equity Income Currency Neutral Private Pool Class No No
Sentry Small/Mid Cap Income Fund No No
Sentry Small/Mid Cap Income Class No No
Sentry Select Primary Metals Corp. No No
Sentry Select Internet Technology Fund No No
Sentry Select Canadian Resources Class No No
Sentry Resource Opportunities Class No No
Sentry Real Short Term Income Trust No No
Sentry Real Short Term Income Pool Class No No
Sentry Real Mid Term Income Trust No No
Sentry Real Mid Term Income Pool Class No No
Sentry Real Long Term Income Trust No No
Sentry Real Long Term Income Pool Class No No
Sentry Real Income 1951-55 Class No No
Sentry Real Income 1946-50 Class No No
Sentry Real Income 1941-45 Class No No
Sentry Real Growth Pool Class No No
Sentry Precious Metals Private Trust No No
Sentry Precious Metals Fund No No
Sentry Precious Metals Class No No
Sentry International Equity Income Private Trust No No
Sentry International Equity Income Private Pool Class No No
Sentry Growth Portfolio No No
Sentry Growth and Income Portfolio No No
Sentry Growth & Income Fund No No
Sentry Global Real Estate Private Trust No No
Sentry Global Investment Grade Private Pool Class No No
Sentry Global Infrastructure Private Trust No No
Sentry Global High Yield Fixed Income Private Trust No No
Sentry Global Equity Income Private Pool Class No No
Sentry Global Dividend Class No No
Sentry Global Core Fixed Income Private Trust No No
Sentry Global Balanced Yield Private Pool Class No No
Sentry Energy Private Trust No No
Sentry Defensive Income Portfolio No No
Sentry Corporate Bond Fund No No
Sentry Corporate Bond Class No No
Sentry Conservative Income Portfolio No No
Sentry Conservative Income Fund No No
Sentry Conservative Balanced Income Class No No
Sentry Canadian Income Fund No No
Sentry Canadian Income Class No No
Sentry Canadian Equity Income Private Trust No No
Sentry Canadian Equity Income Private Pool Class No No
Sentry Canadian Equity Class No No
Sentry Canadian Core Fixed Income Private Trust No No
Sentry Balanced Yield Private Pool Class No No
Sentry Balanced Income Portfolio No No
Sentry All Cap Income Fund No No
Sentry All Cap Income Class No No
Senior Secured Floating Rate Loan Fund No No
Senior Gold Producers Income Corp. No No
Semi-Tech Corporation No Yes
SemBioSys Genetics Inc. No Yes
Select U.S. Equity Managed Fund No No
Select U.S. Equity Managed Corporate Class No No
Select Staging Fund No No
Select International Equity Managed Fund No No
Select International Equity Managed Corporate Class No No
Select Income Managed Corporate Class No No
Select Canadian Equity Managed Fund No No
Select Canadian Equity Managed Corporate Class No No
Select 80i20e Managed Portfolio Corporate Class No No
Select 70i30e Managed Portfolio Corporate Class No No
Select 60i40e Managed Portfolio Corporate Class No No
Select 50i50e Managed Portfolio Corporate Class No No
Select 40i60e Managed Portfolio Corporate Class No No
Select 30i70e Managed Portfolio Corporate Class No No
Select 20i80e Managed Portfolio Corporate Class No No
Select 100e Managed Portfolio Corporate Class No No
SEI Canadian Focused Funds No No
Sedibelo Platinum Mines Limited No No
Secure Energy Services Inc. No No
Second Cup Ltd., The No No
Seclect 50 S-1 Income Trust No No
Seasons Apartments Limited Partnership, The No Yes
Sears Canada Inc. No No
Seabridge Gold Inc. No No
SDX Energy plc No No
Scott’s Real Estate Investment Trust No No
Scotian Wind Inc. (CEDIF) Yes No
Scotiabank Capital Trust No No
Scotia U.S. Opportunities Fund No No
Scotia U.S. Index Fund No No
Scotia U.S. Equity Fund No No
Scotia U.S. Equity Blend Class No No
Scotia U.S. Dividend Fund No No
Scotia U.S. $ Money Market Fund No No
Scotia U.S. $ Bond Fund No No
Scotia U.S. $ Balanced Fund No No
Scotia T-Bill Fund No No
Scotia Strategic U.S. Equity ETF Portfolio No No
Scotia Strategic International Equity ETF Portfolio No No
Scotia Strategic Fixed Income ETF Portfolio No No
Scotia Strategic Canadian Equity ETF Portfolio No No
Scotia Selected Maximum Growth Portfolio No No
Scotia Selected Income Portfolio No No
Scotia Selected Growth Portfolio No No
Scotia Selected Balanced Income Portfolio No No
Scotia Selected Balanced Growth Portfolio No No
Scotia Select Money Market Fund No No
Scotia Schools Trust (Cease Traded) Yes Yes
Scotia Resource Fund No No
Scotia Private U.S. Value Pool No No
Scotia Private U.S. Mid Cap Value Pool No No
Scotia Private U.S. Large Cap Growth Pool No No
Scotia Private U.S. Dividend Pool No No
Scotia Private Total Return Bond Fund No No
Scotia Private Strategic Balanced Pool No No
Scotia Private Short-Mid Government Bond Pool No No
Scotia Private Short Term Bond Pool No No
Scotia Private Real Estate Income Pool No No
Scotia Private Premium Payout Pool No No
Scotia Private Options Income Pool No No
Scotia Private North American Dividend Pool No No
Scotia Private International Small to Mid Cap Value Pool No No
Scotia Private International Growth Equity Pool No No
Scotia Private International Equity Pool No No
Scotia Private Income Pool No No
Scotia Private High Yield Income Pool No No
Scotia Private Global Real Estate Pool No No
Scotia Private Global Low Volatility Equity Pool No No
Scotia Private Global Infrastructure Pool No No
Scotia Private Global High Yield Pool No No
Scotia Private Global Equity Pool No No
Scotia Private Global Credit Pool No No
Scotia Private Fundamental Canadian Equity Pool No No
Scotia Private Floating Rate Income Pool No No
Scotia Private Emerging Markets Pool No No
Scotia Private Diversified International Equity Pool No No
Scotia Private Canadian Value Pool No No
Scotia Private Canadian Small Cap Pool No No
Scotia Private Canadian Preferred Share Pool No No
Scotia Private Canadian Mid Cap Pool No No
Scotia Private Canadian Growth Pool No No
Scotia Private Canadian Equity Pool No No
Scotia Private Canadian Corporate Bond Pool No No
Scotia Private Canadian Core Bond Pool No No
Scotia Private Canadian All Cap Equity Pool No No
Scotia Private American Core-Plus Bond Pool No No
Scotia Private American Core-Plus Bond Pool No No
Scotia Partners Moderate Growth Portfolio No No
Scotia Partners Maximum Growth Portfolio Class No No
Scotia Partners Maximum Growth Portfolio No No
Scotia Partners Income Portfolio No No
Scotia Partners Growth Portfolio Class No No
Scotia Partners Balanced Income Portfolio Class No No
Scotia Partners Balanced Income Portfolio No No
Scotia Partners Balanced Growth Portfolio No No
Scotia Partners Balanced Growth Portfolio No No
Scotia Nasdaq Index Fund No No
Scotia Mortgage Fund No No
Scotia Money Market Fund No No
Scotia International Index Fund No No
Scotia International Equity Fund No No
Scotia International Equity Blend Class No No
Scotia INNOVA Maximum Growth Portfolio Class No No
Scotia INNOVA Maximum Growth Portfolio No No
Scotia INNOVA Income Portfolio Class No No
Scotia INNOVA Income Portfolio No No
Scotia INNOVA Growth Portfolio Class No No
Scotia INNOVA Growth Portfolio No No
Scotia INNOVA Balanced Income Portfolio Class No No
Scotia INNOVA Balanced Income Portfolio No No
Scotia INNOVA Balanced Growth Portfolio Class No No
Scotia INNOVA Balanced Growth Portfolio No No
Scotia Income Advantage Fund No No
Scotia Global Small Cap Fund No No
Scotia Global Opportunites Fund No No
Scotia Global Equity Fund No No
Scotia Global Dividend Fund No No
Scotia Global Dividend Class No No
Scotia Global Bond Fund No No
Scotia Global Balanced Fund No No
Scotia European Fund No No
Scotia Emerging Markets Equity Fund No No
Scotia Diversified Monthly Income Fund No No
Scotia Cyclical Opportunties Fund No No
Scotia Conservative Fixed Income Portfolio No No
Scotia CanAm Index Fund No No
Scotia Canadian Small Cap Fund No No
Scotia Canadian Index Fund No No
Scotia Canadian Income Fund No No
Scotia Canadian Growth Fund No No
Scotia Canadian Equity Fund No No
Scotia Canadian Equity Blend Class No No
Scotia Canadian Dividend Fund No No
Scotia Canadian Dividend Class No No
Scotia Canadian Dividend Balanced Fund No No
Scotia Canadian Bond Index Fund No No
Scotia Canadian Balanced Fund No No
Scotia Bond Fund No No
Scotia Balanced Opportunities Fund No No
Scotia Aria Progressive Pay Portfolio No No
Scotia Aria Progressive Defend Portfolio No No
Scotia Aria Progressive Build Portfolio No No
Scotia Aria Moderate Pay Portfolio No No
Scotia Aria Moderate Defend Portfolio No No
Scotia Aria Moderate Build Portfolio No No
Scotia Aria Equity Pay Portfolio No No
Scotia Aria Equity Defend Portfolio No No
Scotia Aria Equity Build Portfolio No No
Scotia Aria Conservative Pay Portfolio No No
Scotia Aria Conservative Defend Portfolio No No
Scotia Aria Conservative Build Portfolio No No
Scotia Canadian Equity Fund No No
SCORE Trust No No
Score Media and Gaming Inc. No No
SCI Index Fund No No
Sceptre International Fund No No
Sceptre International Equity Fund No No
Sceptre Income & High Growth Trust No No
Scaffold Connection Corporation No Yes
Saxon Diversified Value Trust No No
Savaria Corporation No No
Savanna Energy Services Corp. No No
Saturn (Solutions) Inc. No Yes
Sarama Resources Ltd. No No
Saputo Inc. No No
Santacruz Silver Mining Ltd. No No
Santa Cruez Gold Inc. No No
Sangoma Technologies Corporation No No
Sandstorm Gold Ltd. No No
Sandspring Resources Ltd. No No
Sanatana Resources Inc. No No
San Gold Corporation No Yes
Samco Gold Limited No No
Salazar Resources Limited No No
SAIS Limited No No
Sagicor Financial Company Ltd. No No
SACO SmartVision Inc. No No
Sabina Gold & Silver Corp. No No
S&P/TSE60 Index Participation Fund No No
S Split Corp. No No
S & P Midcap 400 Synthetic Fund No No
S & P 500 Synthetic Index Fund No No
RYU Apparel Inc. No No
Russell Investments Yield Opportunities Pool No No
Russell Investments US Equity Pool No No
Russell Investments US Equity Class No No
Russell Investments Short Term Income Pool No No
Russell Investments Short Term Income Class No No
Russell Investments Real Assets No No
Russell Investments Overseas Equity Pool No No
Russell Investments Overseas Equity Fund No No
Russell Investments Overseas Equity Class No No
Russell Investments Multi-Factor US Equity Pool No No
Russell Investments Multi-Factor International Equity Pool No No
Russell Investments Multi-Factor Global Balanced No No
Russell Investments Multi-Factor Canadian Equity Pool No No
Russell Investments Money Market Pool No No
Russell Investments Money Market Class No No
Russell Investments Long-Term Growth Class No No
Russell Investments Long-Term Growth No No
Russell Investments Inflation Linked Bond Fund No No
Russell Investments Income Essentials Class No No
Russell Investments Income Essentials No No
Russell Investments Global Unconstrained Bond Pool No No
Russell Investments Global Unconstrained Bond Class No No
Russell Investments Global Smaller Companies Pool No No
Russell Investments Global Smaller Companies Class No No
Russell Investments Global Real Estate Pool No No
Russell Investments Global Infrastructure Pool No No
Russell Investments Global Infrastructure Class No No
Russell Investments Global Equity Pool No No
Russell Investments Global Equity Class No No
Russell Investments Global Credit Pool No No
Russell Investments Global Credit Class No No
Russell Investments Focused US Equity Pool No No
Russell Investments Focused US Equity Class No No
Russell Investments Focused Global Equity Pool No No
Russell Investments Focused Global Equity Class No No
Russell Investments Focused Canadian Equity Pool No No
Russell Investments Focused Canadian Equity Class No No
Russell Investments Fixed Income Pool No No
Russell Investments Fixed Income Class No No
Russell Investments ESG Global Equity Pool No No
Russell Investments Emerging Markets Equity Pool No No
Russell Investments Emerging Markets Equity Class No No
Russell Investments Diversified Monthly Income Class No No
Russell Investments Diversified Monthly Income No No
Russell Investments Conservative Income Class No No
Russell Investments Conservative Income No No
Russell Investments Canadian Fixed Income Fund No No
Russell Investments Canadian Equity Pool No No
Russell Investments Canadian Equity Class No No
Russell Investments Canadian Dividend Pool No No
Russell Investments Canadian Dividend Class No No
Russell Investments Canadian Cash Fund No No
Russell Investments Balanced Growth Class No No
Russell Investments Balanced Growth No No
Russell Investments Balanced Class No No
Russell Investments Balanced No No
Russell Corporate Classes (Family) No No
Russel Metals Inc. No No
Rubicon Organics Inc. No No
Rubicon Minerals Corporation No No
RP Strategic Income Plus Fund No No
RP Alternative Global Bond Fund No No
Roycefield Resources Ltd. No Yes
Royal Road Minerals Limited No No
Royal Group Technologies Limited No No
Royal Gold, Inc. No No
Royal Canadian Value Fund No No
Royal Bank of Canada No No
Roxgold Inc. No No
Routemaster Capital Inc. No No
Rothmans Incorporated No No
Roots Corporation No No
Roman Corporation Limited No No
Rogers Sugar Inc. No No
Rogers Communications Inc. No No
Rogers Cantel Inc. No No
Rodinia Oil Corp. No No
Rocky Mountain Liquor Inc. No No
Rocky Mountain Dealerships Inc. No No
Rocky Mountain Brands, Inc. No No
Roca Mines Inc. No No
Riverside Forest Products Limited No No
River John Oceanfront Resorts Ltd. (CEDIF) (Cease Traded) Yes Yes
Ritchie Bros. Auctioneers Incorporated No No
RioCan Real Estate Investment Trust No No
Rio2 Limited No No
Rio Tinto Canada Holdings Inc. No No
Ridgewood Tactical Yield Fund No No
Ridgewood Canadian Investment Grade Bond Fund No No
Ridgewood Canadian Bond Fund No No
Richtree Inc. No Yes
Richelieu Hardware Ltd. No No
Reyna Silver Corp. No No
Rexel Canada Inc. No No
Revive Therapeutics Ltd. No No
Revival Gold Inc. No No
Reva Resources Corporation No No
Retrocom Growth Fund Inc. No Yes
Retirement Residences Real Estate Investment Trust No No
Resverlogix Corp. No No
Restaurant Brands International Limited Partnership No No
Restaurant Brands International Inc. No No
Resolute Forest Products Inc No No
Renaissance Ultra Short-Term Income Private Pool No No
Renaissance U.S. Money Market Fund No No
Renaissance U.S. Equity Value Fund No No
Renaissance U.S. Equity Private Pool No No
Renaissance U.S. Equity Income Fund No No
Renaissance U.S. Equity Growth Fund No No
Renaissance U.S. Equity Growth Currency Neutral Fund No No
Renaissance U.S. Equity Fund No No
Renaissance U.S. Equity Currency Neutral Private Pool No No
Renaissance U.S. Dollar Diversified Income Fund No No
Renaissance U.S. Dollar Corporate Bond Fund No No
Renaissance Short-Term Income Fund No No
Renaissance Real Return Bond Fund No No
Renaissance Real Assets Private Pool No No
Renaissance Optimal Inflation Opportunities Portfolio No No
Renaissance Optimal Inflaiton Opportunities Portfolio No No
Renaissance Optimal Income Portfolio No No
Renaissance Optimal Growth & Income Portfolio No No
Renaissance Optimal Global Equity Portfolio No No
Renaissance Optimal Global Equity Currency Neutral Portfolio No No
Renaissance Optimal Conservative Income Portfolio No No
Renaissance Multi-Sector Fixed Income Private Pool No No
Renaissance Multi-Asset Global Balanced Income Private Pool No No
Renaissance Money Market Fund No No
Renaissance International Equity Private Pool No No
Renaissance International Equity Fund No No
Renaissance International Equity Currency Neutral Fund No No
Renaissance International Dividend Fund No No
Renaissance High-Yield Bond Fund No No
Renaissance High Income Fund No No
Renaissance Global Value Fund No No
Renaissance Global Small-Cap Fund No No
Renaissance Global Small-Cap Fund No No
Renaissance Global Small Cap Fund No No
Renaissance Global Science & Technology Fund No No
Renaissance Global Real Estate Fund No No
Renaissance Global Real Estate Currency Neutral Fund No No
Renaissance Global Markets Fund No No
Renaissance Global Infrastructure Fund No No
Renaissance Global Infrastructure Currency Neutral Fund No No
Renaissance Global Health Care Fund No No
Renaissance Global Growth Fund No No
Renaissance Global Growth Currency Neutral Fund No No
Renaissance Global Focus Fund No No
Renaissance Global Focus Currency Neutral Fund No No
Renaissance Global Equity Private Pool No No
Renaissance Global Bond Private Pool No No
Renaissance Global Bond Fund No No
Renaissance Floating Rate Income Fund No No
Renaissance Flexible Yield Fund No No
Renaissance Equity Income Private Pool No No
Renaissance Emerging Markets Fund No No
Renaissance Emerging Markets Equity Private Pool No No
Renaissance Diversified Income Fund No No
Renaissance Corporate Bond Fund No No
Renaissance China Plus Fund No No
Renaissance Canadian T-Bill Fund No No
Renaissance Canadian Monthly Income Fund No No
Renaissance Canadian Growth Fund No No
Renaissance Canadian Fixed Income Private Pool No No
Renaissance Canadian Equity Private Pool No No
Renaissance Canadian Dividend Fund No No
Renaissance Canadian Core Value Fund No No
Renaissance Canadian Bond Fund No No
Renaissance Canadian Balanced Fund No No
Renaissance Canadian All-Cap Equity Fund No No
Relax Hotels Windsor 1988 Limited Partnership No Yes
Reko International Group Inc. No No
Regional Cablesystems Inc. No No
Reef Resources Ltd. No No
Redwood Floating Rate Income Fund No No
Redline Communications Group Inc. No No
RediShred Capital Corp. No No
Red Light Holland Corp. No No
Red Eagle Mining Corporation No No
Red Brick Row Investment Co-operative Ltd. (CEDIF) (In Default) Yes Yes
Recipe Unlimited Corporation No No
REALnorth Opportunities Fund No No
Realia Properties Inc. No No
RealFund No No
Real Return Bond Fund No No
Real Matters Inc. No No
Real Estate Investment Pool (United Funds) No No
Real Estate Investment Corporate Class (United Funds) No No
Real Del Monte Mining Corporation No No
RDX Technologies Corporation No No
RCI Corporation No Yes
RBC Vision Women's Leadership MSCI Canada Index ETF No No
RBC Vision Global Equity Fund No No
RBC Vision Fossil Fuel Free Global Equity Fund No No
RBC Vision Canadian Equity Fund No No
RBC Vision Bond Fund No No
RBC Vision Balanced Fund No No
RBC U.S. Small-Cap Value Equity Fund No No
RBC U.S. Small-Cap Core Equity Fund No No
RBC U.S. Small-Cap Core Equity Class No No
RBC U.S. Monthly Income Fund No No
RBC U.S. Mid-Cap Value Equity Fund No No
RBC U.S. Mid-Cap Value Equity Class No No
RBC U.S. Mid-Cap Growth Equity Fund No No
RBC U.S. Mid-Cap Growth Equity Currency Neutral Fund No No
RBC U.S. Index Fund No No
RBC U.S. Index Currency Neutral Fund No No
RBC U.S. Equity Value Fund No No
RBC U.S. Equity Value Class No No
RBC U.S. Equity Fund No No
RBC U.S. Equity Currency Neutral Fund No No
RBC U.S. Equity Class No No
RBC U.S. Dividend Fund No No
RBC U.S. Dividend Class No No
RBC U.S. Banks Yield Index ETF No No
RBC U.S. Banks Yield (CAD Hedged) Index ETF No No
RBC Trend Canadian Equity Fund No No
RBC Target 2035 Education Fund No No
RBC Target 2030 Education Fund No No
RBC Target 2025 Education Fund No No
RBC Target 2025 Corporate Bond Index ETF No No
RBC Target 2024 Corporate Bond Index ETF No No
RBC Target 2023 Corporate Bond Index ETF No No
RBC Target 2022 Corporate Bond Index ETF No No
RBC Target 2021 Corporate Bond Index ETF No No
RBC Target 2020 Education Fund No No
RBC Target 2020 Corporate Bond Index ETF No No
RBC Strategic Income Bond Fund No No
RBC Strategic Global Equity Leaders ETF No No
RBC Strategic Global Dividend Leaders ETF No No
RBC Short Term U.S. Corporate Bond ETF No No
RBC Short Term Income Class No No
RBC Select Very Conservative Portfolio No No
RBC Select Growth Portfolio No No
RBC Select Conservative Portfolio No No
RBC Select Choices Growth Portfolio No No
RBC Select Choices Conservative Portfolio No No
RBC Select Choices Balanced Portfolio No No
RBC Select Choices Aggresive Growth Portfolio No No
RBC Select Balanced Portfolio No No
RBC Select Aggressive Growth Portfolio No No
RBC Science and Technology Fund No No
RBC Retirement Income Solution No No
RBC Retirement 2060 Portfolio No No
RBC Retirement 2055 Portfolio No No
RBC Retirement 2050 Portfolio No No
RBC Retirement 2045 Portfolio No No
RBC Retirement 2040 Portfolio No No
RBC Retirement 2035 Portfolio No No
RBC Retirement 2030 Portfolio No No
RBC Retirement 2025 Portfolio No No
RBC Retirement 2020 Portfolio No No
RBC QUBE U.S. Equity Fund No No
RBC QUBE Low Volatility U.S. Equity Fund No No
RBC QUBE Low Volatility U.S. Equity Currency Neutral Fund No No
RBC QUBE Low Volatility U.S. Equity Class No No
RBC QUBE Low Volatility Global Equity Fund No No
RBC QUBE Low Volatility Global Equity Currency Neutral Fund No No
RBC QUBE Low Volatility Global Equity Class No No
RBC QUBE Low Volatility Emerging Markets Equity Fund No No
RBC QUBE Low Volatility Canadian Equity Fund No No
RBC QUBE Low Volatility Canadian Equity Class No No
RBC QUBE Low Volatility All Country World Equity Fund No No
RBC QUBE Global Equity Fund No No
RBC QUBE Canadian Equity Fund No No
RBC QUBE All Country World Equity Fund No No
RBC Quant U.S. Equity Leaders ETF No No
RBC Quant U.S. Equity Leaders (CAD Hedged) ETF No No
RBC Quant U.S. Dividend Leaders ETF No No
RBC Quant U.S. Dividend Leaders (CAD Hedged) ETF No No
RBC Quant Global Real Estate Leaders ETF No No
RBC Quant Global Infrastructure Leaders ETF No No
RBC Quant European Dividend Leaders ETF No No
RBC Quant European Dividend Leaders (CAD Hedged) ETF No No
RBC Quant Emerging Markets Equity Leaders ETF No No
RBC Quant Emerging Markets Dividend Leaders ETF No No
RBC Quant EAFE Equity Leaders ETF No No
RBC Quant EAFE Equity Leaders (CAD Hedged) ETF No No
RBC Quant EAFE Dividend Leaders ETF No No
RBC Quant EAFE Dividend Leaders (CAD Hedged) ETF No No
RBC Quant Canadian Equity Leaders ETF No No
RBC Quant Canadian Dividend Leaders ETF No No
RBC Private World Equity Pool No No
RBC Private U.S. Small-Cap Equity Pool No No
RBC Private U.S. Large-Cap Value Equity Pool No No
RBC Private U.S. Large-Cap Value Equity Currency Neutral Pool No No
RBC Private U.S. Large-Cap Core Equity Pool No No
RBC Private U.S. Large-Cap Core Equity Currency Neutral Pool No No
RBC Private U.S. Growth Equity Pool No No
RBC Private Short-Term Income Pool No No
RBC Private Overseas Equity Pool No No
RBC Private Income Pool No No
RBC Private Fundamental Canadian Equity Pool No No
RBC Private EAFE Equity Pool No No
RBC Private Canadian Mid-Cap Equity Pool No No
RBC Private Canadian Equity Pool No No
RBC Private Canadian Dividend Pool No No
RBC Private Canadian Corporate Bond Pool No No
RBC Premium Money Market Fund No No
RBC Premium $U.S. Money Market Fund No No
RBC PH&N Short Term Canadian Bond ETF No No
RBC O’Shaughnessy U.S. Value Fund (Unhedged) No No
RBC O’Shaughnessy Canadian Equity Fund No No
RBC O'Shaughnessy U.S. Value Fund (Unhedged) No No
RBC O'Shaughnessy U.S. Value Fund No No
RBC O'Shaughnessy U.S. Value Fund No No
RBC O'Shaughnessy U.S. Growth Fund II No No
RBC O'Shaughnessy U.S. Growth Fund II No No
RBC O'Shaughnessy U.S. Growth Fund No No
RBC O'Shaughnessy U.S. Growth Fund No No
RBC O'Shaughnessy International Equity Fund No No
RBC O'Shaughnessy Global Equity Fund No No
RBC O'Shaughnessy All-Canadian Equity Fund No No
RBC North American Value Fund No No
RBC North American Value Class No No
RBC North American Growth Fund No No
RBC Monthly Income Fund No No
RBC Monthly Income Bond Fund No No
RBC Managed Payout Solution - Enhanced Plus No No
RBC Managed Payout Solution - Enhanced No No
RBC Managed Payout Solution No No
RBC Life Science and Technology Fund No No
RBC Japanese Equity Fund No No
RBC Investments Focus List Trust No No
RBC International Index Currency Neutral Fund No No
RBC International Equity Fund No No
RBC International Equity Currency Neutral Fund No No
RBC International Equity Class No No
RBC International Dividend Growth Fund No No
RBC High Yield Bond Fund No No
RBC Global Very Conservative Portfolio No No
RBC Global Technology Fund No No
RBC Global Resources Fund No No
RBC Global Resources Class No No
RBC Global Precious Metals Fund No No
RBC Global High Yield Bond Fund No No
RBC Global Growth Portfolio No No
RBC Global Growth & Income Fund No No
RBC Global Equity Fund No No
RBC Global Equity Focus Fund No No
RBC Global Equity Focus Currency Neutral Fund No No
RBC Global Equity Class No No
RBC Global Energy Fund No No
RBC Global Dividend Growth Fund No No
RBC Global Dividend Growth Currency Neutral Fund No No
RBC Global Corporate Bond Fund No No
RBC Global Conservative Portfolio No No
RBC Global Bond Fund No No
RBC Global Bond & Currency Fund No No
RBC Global Balanced Portfolio No No
RBC Global Balanced Fund No No
RBC Global All-Equity Portfolio No No
RBC European Mid-Cap Equity Fund No No
RBC European Equity Fund No No
RBC European Equity Class No No
RBC European Dividend Fund No No
RBC Emerging Markets Small-Cap Equity Fund No No
RBC Emerging Markets Multi-Strategy Equity Fund No No
RBC Emerging Markets Foreign Exchange Fund No No
RBC Emerging Markets Equity Fund No No
RBC Emerging Markets Equity Focus Fund No No
RBC Emerging Markets Equity Class No No
RBC Emerging Markets Bond Fund (CAD Hedged) No No
RBC Emerging Markets Bond Fund No No
RBC Emerging Markets Balanced Fund No No
RBC Conservative Growth & Income Fund No No
RBC China Equity Fund No No
RBC Canadian T-Bill Fund No No
RBC Canadian Small & Mid-Cap Resources Fund No No
RBC Canadian Short-Term Income Fund No No
RBC Canadian Preferred Share ETF No No
RBC Canadian Money Market Fund No No
RBC Canadian Mid-Cap Equity Class No No
RBC Canadian Index Fund No No
RBC Canadian Government Bond Index Fund No No
RBC Canadian Equity Income Fund No No
RBC Canadian Equity Income Class No No
RBC Canadian Equity Fund No No
RBC Canadian Equity Class No No
RBC Canadian Dividend Fund No No
RBC Canadian Dividend Class No No
RBC Canadian Bond Index Fund No No
RBC Canadian Bank Yield Index ETF No No
RBC Bond Fund No No
RBC BlueBay Global Diversified Income (CAD Hedged) ETF No No
RBC Balanced Growth & Income Fund No No
RBC Balanced Growth & Income Class No No
RBC Balanced Fund No No
RBC Asian Equity Fund No No
RBC Asia Pacific ex-Japan Equity Fund No No
RBC 6-10 Year Laddered Canadian Corporate Bond ETF No No
RBC 1-5 Year Laddered Corporate Bond ETF No No
RBC 1-5 Year Laddered Canadian Bond ETF No No
RBC $U.S. Strategic Income Bond Fund No No
RBC $U.S. Short-Term Corporate Bond Fund No No
RBC $U.S. Short Term Income Class No No
RBC $U.S. Money Market Fund No No
RBC $U.S. Investment Grade Corporate Bond Fund No No
RBC $U.S. High Yield Bond Fund No No
RBC Asian Equity Fund No No
RB Energy Inc. No No
Rayonier Advanced Materials Inc. No No
Ravensource Fund No No
Ravencrest Condominium Hotel Limited Partnership No Yes
Rare Element Resources Ltd. No No
Ranger Oil Limited No No
Rand A Technology Corporation No No
Radient Technologies Inc. No No
R Money Market Fund No No
R Bond Fund No No
Qwest Inflation-Deflation Trend Allocation Class No No
Quotential Global Balanced Growth Portfolio No No
Quorum Expansion Capital Fund Inc. No Yes
Quisitive Technology Solutions, Inc. No No
Questrade Russell 1000 Equal Weight US Industrials Index ETF Hedged to CAD No No
Questerre Energy Corporation No No
Quest Energy IV Flow-Through Limited Partnership No No
Queen’s Road Capital Investment Ltd. No No
Queensway Financial Holdings Limited No Yes
Quebecor Inc. No No
Quarterhill Inc. No No
Quadrus US and International Equity Corporate Class No No
Quadrus Trimark Global Equity Fund No No
Quadrus Templeton International Equity Fund No No
Quadrus Invesco Canadian Equity Growth Fund No No
Quadrus Fixed Income No No
Quadra FX Mining Ltd. No No
QMX Gold Corporation No No
QGX Ltd. No No
Q Energy Limited No No
Putnam - IG High Yield Income Pool No No
Purpose US Dividend Fund No No
Purpose US Cash ETF No No
Purpose U.S. Preferred Share Fund No No
Purpose Total Return Bond Fund No No
Purpose Tactical Hedged Equity Fund No No
Purpose Tactical Hedged Equity Fund No No
Purpose Tactical Bond Fund
Purpose Tactical Asset Allocation Fund No No
Purpose Structured Equity Yield Portfolio II No No
Purpose Structured Equity Yield Portfolio No No
Purpose Strategic Yield Fund No No
Purpose Special Opportunities Fund No No
Purpose Silver Bullion Fund No No
Purpose Premium Yield Fund No No
Purpose Premium Money Market Fund No No
Purpose Multi-Strategy Market Neutral Fund No No
Purpose Multi-Asset Income Fund No No
Purpose Monthly Income Fund No No
Purpose Money Market Fund No No
Purpose Marijuana Opportunities Fund No No
Purpose International Tactical Hedged Equity Fund No No
Purpose International Dividend Fund No No
Purpose High Interest Savings ETF No No
Purpose Gold Bullion Fund No No
Purpose Global Resource Fund No No
Purpose Global Innovators Fund No No
Purpose Global Bond Fund No No
Purpose Global Bond Class No No
Purpose Floating Rate Income Fund No No
Purpose Enhanced US Equity Fund No No
Purpose Enhanced U.S. Equity Fund No No
Purpose Enhanced Premium Yield Fund No No
Purpose Enhanced Dividend Fund No No
Purpose Emerging Markets Dividend Fund No No
Purpose Diversified Real Asset Fund No No
Purpose Core Equity Income Fund No No
Purpose Core Dividend Fund No No
Purpose Conservative Income Fund No No
Purpose Canadian Preferred Share Fund No No
Purpose Canadian Income Growth Fund No No
Purpose Canadian Financial Income Fund No No
Purpose Canadian Equity Growth Fund No No
Purpose Behavioural Opportunities Fund No No
Pulse Seismic Inc. No Yes
Pulse Oil Corp. No No
Psion Teklogix International Inc. No No
Provigo Inc. No Yes
Proprientary Energy Industries Inc. No No
ProMetric Life Sciences Inc. No No
Progress Energy Ltd. No No
Profound Medical Corp. No No
Profile Capital Corporation No No
Production Enhancement Group Inc. No Yes
Production Enhancement Group Inc No No
Probity Mining 2020 Short Duration Flow-Through Limited Partnership – Quebec Class No No
Probity Mining 2020 Short Duration Flow-Through Limited Partnership – British Columbia Class No No
Probity Mining 2020 Short Duration Flow-Through Limited Partnership - National Class No No
Probity Mining 2019-II Short Duration Flow-Through Limited Partnership - Quebec Class No No
Probity Mining 2019-II Short Duration Flow-Through Limited Partnership - National Class No No
Probity Mining 2019-II Short Duration Flow-Through Limited Partnership - British Columbia Class No No
Probity Mining 2019 Short Duration Flow-Through Limited Partnership – Quebec Class No No
Probity Mining 2019 Short Duration Flow-Through Limited Partnership – British Columbia Class No No
Probity Mining 2019 Short Duration Flow-Through Limited Partnership - National Class No No
Probe Exploration Inc. No Yes
Pro-vest Growth & Income Fund No No
Pro-Am U.S. Trust No No
Pro Real Estate Investment Trust No No
Priszm Income Fund No No
Printera Corporation No No
Principal LargeCap Growth Fund No No
Princeton Mining Corporation No No
Primo Water Corporation No No
Primerica Income Fund No No
Primerica Global Equity Fund No No
Primerica Global Balanced Growth Fund No No
Primerica Canadian Money Market Fund No No
Primerica Canadian Balanced Growth Fund No No
Primerica Balanced Yield Fund No No
Prime Dividend Corp. No No
PRI Automation (Canada) Inc. No No
Pretium Resources Inc. No No
Preo Software Inc. No No
Premium Income Corporation No No
Premium Brands Holdings Corporation No No
Premiere Developments Limited (Cease Traded) Yes Yes
Premier United Kingdom NT (Cdn) Ltd. No No
Premier United Kingdom (US) Ltd. No No
Premier Gold Mines Limited No No
PreMD Inc. No Yes
Precision Drilling Corporation No No
Precision Assessment Technology Corporation No No
Precious Metals and Mining Trust No No
PrairieSky Royalty Ltd. No No
Prairie Provident Resources Inc. No No
Poynt Corporation No No
PowerShares Long-Term Government Bond Index Fund No No
PowerShares 1-5 Year Laddered All Government Bond Index ETF No No
Power Financial Corporation No No
Power Corporation of Canada No No
Postmedia Network Canada Corp. No No
Poseidon Concepts Corp. No No
Portland North American Alternative Fund No No
Portland Global Alternative Fund No No
Portland Energy Opportunities Alternative Fund No No
Portland Canadian Balanced Fund No No
Portland 15 of 15 Fund No No
Portland 15 of 15 Alternative Fund No No
Portfolio Series Maximum Growth Fund No No
Portfolio Series Income Fund No No
Portfolio Series Growth Fund No No
Portfolio Series Conservative Fund No No
Portfolio Series Conservative Balanced Fund No No
Portfolio Series Balanced Growth Fund No No
Portfolio Series Balanced Fund No No
Portfolio 22 Multi-Family REIT LP No Yes
Portex Minerals Inc. No No
Port Hood RV Co-operative Ltd. (CEDIF) Yes No
Port (Bistro) Inc., The (CEDIF) Yes No
Ponderosa Fund No No
Polymet Mining Corp. No No
Pollard Banknote Limited No No
Polaris Infrastructure Inc. No No
Points International Ltd No No
Point Loma Resources Ltd. No No
POET Technologies Inc. No No
Poda Technologies Ltd. No No
Plaza Retail REIT No No
Platinum Group Metals Ltd. No No
Platinova Resources Ltd. No Yes
Platinova A/S No Yes
Platinex Inc No No
Planet 13 Holdings Inc. No No
Plaintree Systems Inc. No No
Place Concorde West Limited Partnership No Yes
Place Concorde East Limited Partnership No Yes
PK Core Fund No No
Pizza Pizza Royalty Corp. No No
Pipestone Energy Corp. No No
PIPE NT Corp. No No
Pinnacle Renewable Energy Inc. No No
Pinnacle Balanced Portfolio No No
Pine Trail Real Estate Investment Trust No No
PIMCO Unconstrained Bond Fund (Canada) No No
PIMCO Monthly Income Fund (Canada) No No
PIMCO Managed Core Bond Pool No No
PIMCO Managed Conservative Bond Pool No No
PIMCO Low Duration Monthly Income Fund (Canada) No No
PIMCO Investment Grade Credit Fund (Canada) No
PIMCO Global Short Maturity Fund (Canada) No No
PIMCO Global Income Opportunities Fund No No
PIMCO Flexible Global Bond Fund (Canada) No No
PIMCO Canadian Total Return Bond Fund No No
PIMCO Balanced Income Fund (Canada) No
PIMCO - IG Global Bond Pool No No
Pieridae Energy Limited No No
Picton Mahoney Tactical Income Fund No No
Picton Mahoney Fortified Multi-Strategy Alternative Fund No No
Picton Mahoney Fortified Multi-Asset Fund No No
Picton Mahoney Fortified Market Neutral Alternative Fund No No
Picton Mahoney Fortified Long Short Alternative Fund No No
Picton Mahoney Fortified Income Fund No No
Picton Mahoney Fortified Income Alternative Fund No No
Picton Mahoney Fortified Equity Fund No No
Picton Mahoney Fortified Active Extension Alternative Fund No No
PICO Holdings, Inc. No No
PHX Energy Services Corp. No No
Phillips, Hager & North Vintage Fund No No
Phillips, Hager & North U.S. Multi-Style All-Cap Equity Fund No No
Phillips, Hager & North U.S. Multi-Style All-Cap Equity Class No No
Phillips, Hager & North U.S. Growth Fund No No
Phillips, Hager & North U.S. Equity Fund No No
Phillips, Hager & North U.S. Dividend Income Fund No No
Phillips, Hager & North Total Return Bond Fund No No
Phillips, Hager & North Small Float Fund No No
Phillips, Hager & North Short Term Bond & Mortgage Fund No No
Phillips, Hager & North Short Inflation-linked Bond Fund No No
Phillips, Hager & North Overseas Equity Fund No No
Phillips, Hager & North Overseas Equity Class No No
Phillips, Hager & North Monthly Income Fund No No
Phillips, Hager & North Monthly Income Class No No
Phillips, Hager & North Long Inflation-linked Bond Fund No No
Phillips, Hager & North LifeTime 2060 Fund No No
Phillips, Hager & North LifeTime 2050 Fund No No
Phillips, Hager & North LifeTime 2045 Fund No No
Phillips, Hager & North LifeTime 2040 Fund No No
Phillips, Hager & North LifeTime 2035 Fund No No
Phillips, Hager & North LifeTime 2030 Fund No No
Phillips, Hager & North LifeTime 2025 Fund No No
Phillips, Hager & North LifeTime 2020 Fund No No
Phillips, Hager & North LifeTime 2015 Fund No No
Phillips, Hager & North Inflation-Linked Bond Fund No No
Phillips, Hager & North Inflation - Linked Bond Fund No No
Phillips, Hager & North High Yield Bond Fund No No
Phillips, Hager & North Growth Pension Trust No No
Phillips, Hager & North Global Equity RSP Fund No No
Phillips, Hager & North Global Equity Fund No No
Phillips, Hager & North Dividend Income Fund No No
Phillips, Hager & North Currency-Hedged U.S. Equity Fund No No
Phillips, Hager & North Currency-Hedged Overseas Equity Fund No No
Phillips, Hager & North Conservative Pension Trust No No
Phillips, Hager & North Conservative Equity Income Fund No No
Phillips, Hager & North Canadian Precious Metals Underlying Fund No No
Phillips, Hager & North Canadian Money Market Fund No No
Phillips, Hager & North Canadian Income Fund No No
Phillips, Hager & North Canadian Growth Fund No No
Phillips, Hager & North Canadian Equity Value Fund No No
Phillips, Hager & North Canadian Equity Value Class No No
Phillips, Hager & North Canadian Equity Underlying Fund II No No
Phillips, Hager & North Canadian Equity Underlying Fund No No
Phillips, Hager & North Canadian Equity Plus Pension Trust No No
Phillips, Hager & North Canadian Equity Pension Trust No No
Phillips, Hager & North Canadian Equity Fund No No
Phillips, Hager & North Canadian Equity Pension Trust No No
Phillips, Hager & North Bond Fund No No
Phillips, Hager & North Balanced Pension Trust No No
Phillips, Hager & North Balanced Fund No No
Phillips, Hager & North $U.S. Money Market Fund No No
Phillip Services (Delaware), Inc. No No
Philips, Hager & North Monthly Income Fund No No
Philips, Hager & North Canadian Equity Value Fund No No
Peyto Exploration & Development Corp. No No
Petrowest Corporation No No
PetroTal Corp. No No
PetroCorp Group Inc. No No
Petro-Victory Energy Corp. No No
Petro Rio S.A. No No
PESA Corporation No No
Persona Inc. No No
Perseus Mining Limited No No
Perpetual Growth Fund VIII Limited No No
Perpetual Growth Fund VI Limited No No
Perpetual Growth Fund - V Limited No No
Perpetual Growth Fund - IV Ltd. No No
Perpetual Growth Fund - III Ltd. No No
Perpetual Energy Inc. No No
Perk Labs Inc. No No
Performance Genomics Investment Fund Co-operative Ltd. (CEDIF) (No longer a CEDIF) Yes No
Peregrine Systems, Inc. No Yes
Pender Value Fund II No No
Pender Value Fund No No
Pender US All Cap Equity Fund No No
Pender Strategic Growth and Income Fund No No
Pender Small/Mid Cap Dividend Fund No No
Pender Small Cap Opportunities Fund No No
Pender Enhanced Income Fund No No
Pender Corporate Bond Fund No No
Pender Bond Universe Fund No No
Pembina Pipeline Corporation No No
Pelangio Exploration Inc. No No
Pegasus Gold Inc. No No
Pega Capital Corporation No Yes
Peeks Social Ltd. No Yes
Peak Energy Services Ltd. No No
PC DOCS Group International Inc. No No
PC Chips Corporation No Yes
Pay Linx Financial Corporation No No
Patrician Diamonds Inc. No No
Patagonia Gold Corp. No No
Partners Value Split Corp. No No
Partners Value Investments Inc. No No
Parkland Corporation No No
Parkit Enterprise Inc. No No
Park Lawn Corporation No No
Parex Resources Inc. No No
Paramount Resources Ltd. No No
Parallel Energy Trust No No
Pan Pacific U.S. Shopping Centres I Limited No No
Pan Pacific Strategies Corp. No Yes
Pan American Silver Corp. No No
Palos Equity Income Fund No No
Palliser Oil & Gas Corporation No No
Painted Pony Energy Ltd. No No
Pacifica Industries Ltd. No No
Pacific Special Equity Fund No No
Pacific Northern Gas Ltd. No No
Pacific National Financial Corporation No Yes
O’Donnell World Equity RSP Fund No No
O’Donnell U.S. Mid-Cap RSP Fund No No
O’Donnell Investment Management Corporation No No
O’Donnell Canadian Large-Cap Fund No No
O’Donnell Balanced Fund No No
Ovintiv Inc. No No
OutdoorPartner Media Corporation No No
Osisko Gold Royalties Ltd. No No
Osino Resources Corp No No
Oryx Petroleum Corporation Limited No No
Orvana Minerals Corp. No No
Ortho Regenerative Technologies Inc. No No
Orocobre Limited No No
Orla Mining Ltd. No No
OrganiGram Holdings Inc. No No
Orezone Gold Corporation No No
Orbus Pharma Inc. No No
Orbite Technologies Inc. No No
Orbit Garant Drilling Inc No No
Orange No No
Oralife Group, Inc., The No No
Optiva Inc. No No
Opimian California Vineyards Corporation No No
Open Text Corporation No No
Opawica Explorations Inc. No No
Ontario Power Generation Inc. No No
Onex Corporation No No
OneSoft Solutions Inc. No No
ONEnergy Inc. No No
One Signature Financial Corporation No Yes
ONE Financial Real Property Income Fund (2008-1) No No
ONE Financial Real Property Development Trust (2008-1) No No
ONE Financial All-Weather Profit U.S. Fund No No
ONE Financial All-Weather Profit Tax-Efficient Short-term Savings Fund No No
ONE Financial All-Weather Profit Monthly Tax-Efficient Bond Fund No No
ONE Financial All-Weather Profit Monthly ROC Income 2022 Protected Portfolio No No
ONE Financial All-Weather Profit Growth & Income Balanced Fund No No
ONE Financial All-Weather Profit Global Diversified Growth Fund No No
ONE Financial All-Weather Profit Global Diversified Fund No No
ONE Financial All-Weather Profit Europe & Asia Fund No No
ONE Financial All-Weather Profit Emerging Markets Fund No No
ONE Financial All-Weather Profit Conservative Growth 2022 Protected Portfolio No No
ONE Financial All-Weather Profit Commodities Fund No No
ONE Financial All-Weather Profit Canada Fund No No
Oncolytics Biotech Inc. No No
OncoGenex Technologies Inc. No No
Olympic Rom World Inc. No No
Old PSG Wind-down Ltd. No No
Old API Wind-down Ltd. No Yes
Oilsands Quest Inc. No No
Oil Optimization Inc. No No
Office Speciality Inc. No No
Ocs Technologies Corp. No Yes
OCP Senior Credit Fund No No
OceanaGold Corporation No No
Ocean Links Investments Inc. (CEDIF) (Cease Traded) Yes Yes
Obsidian Energy Ltd. No No
Nuvo Pharmaceuticals Inc. No No
NuVista Energy Ltd. No No
Nutrien Ltd. No No
Nuran Inc. No No
Nu-Life Corporation No No
Nu-Life Corp. No Yes
Novelion Therapeutics Inc. No No
Novanta Inc. No No
NovaGold Resources Inc. No No
Nova Scotia Power Inc. Yes No
Nova Leap Health Corp. Yes No
NOVA Gas Transmission Ltd. No No
Nova Can Investment Fund Ltd. (CEDIF) Yes Yes
Nouveau Monde Graphite Inc. No No
NorZinc Ltd. No No
Northwest Specialty High Yield Bond Fund No No
Northwest Specialty Growth Fund Inc. No No
Northwest Specialty Equity Fund No No
Northwest Speciality Global High Yield Bond Fund No No
Northwest Quadrant Income Portfolio No No
Northwest Quadrant Growth Portfolio No No
Northwest Money Market Fund No No
Northwest International Fund No No
NorthWest Healthcare Properties Real Estate Investment Trust No No
Northwest Growth and Income Fund No No
Northwest Global Equity Fund No No
Northwest Foreign Equity Fund No No
Northwest EAFE Fund No No
Northview Apartment Real Estate Investment Trust No No
Northumberland Wind Field Inc., The (CEDIF) Yes No
Northstar Gold Corp. No No
Northstar Aerospace Inc. No Yes
Northland Systems Training Inc. No Yes
Northland Resources SE No Yes
Northland Power Inc. No No
Northgate Minerals Corporation No No
Northern Graphite Corporation No No
Northern Dynasty Minerals Ltd. No No
Northeastern Community Investment Inc. (CEDIF) Yes No
Northbridge Financial Corporation No No
North West Company Inc., The No No
North Spring Equity Limited (CEDIF - Cease Traded) Yes Yes
North Growth U.S. Equity Advisor Fund No No
North Growth Canadian Equity Fund No No
North American Tungsten Corporation Ltd. No No
North American High Yield Bond Fund No No
North American Financial 15 Split Corp. No No
North American Cornerstone Canadian Mutual Fund Ltd. No No
North American Construction Group Ltd. No No
Nortel Networks Limited No No
Norrep Short Duration 2013 Flow-Through Limited Partnership No No
Norrep Entrepeneurs Class of Norrep Opportunities Corp. No No
Noront Resources Ltd. No No
Norbord Inc. No No
Noranda Income Fund No No
Nobilis Health Corp. No No
Nobelium Tech Corp. Yes No
Ninepoint Silver Equities Class No No
Ninepoint Silver Bullion Fund No No
Ninepoint Resource Class No No
Ninepoint International Small Cap Fund No No
Ninepoint High Interest Savings Fund No No
Ninepoint Gold Bullion Fund No No
Ninepoint Gold and Precious Minerals Fund No No
Ninepoint Global Real Estate Fund No No
Ninepoint Global Infrastructure Fund No No
Ninepoint FX Strategy Fund No No
Ninepoint Focused Global Dividend Class No No
Ninepoint Enhanced U.S. Equity Class No No
Ninepoint Enhanced Equity Class No No
Ninepoint Enhanced Balanced Fund No No
Ninepoint Energy Fund No No
Ninepoint Diversified Bond Fund No No
Ninepoint Diversified Bond Class No No
Ninepoint Concentrated Canadian Equity Fund No No
Ninepoint Alternative Credit Opportunities Fund No No
Ninepoint 2020 Flow-Through Limited Partnership - Quebec Class No No
Ninepoint 2020 Flow-Through Limited Partnership - National Class No No
Ninepoint 2019 Short Duration Flow-Through Limited Partnership No No
Ninepoint 2019 Flow-Through Limited Partnership No No
Niko Resources Ltd. No No
NHC Communications Inc. No Yes
NFI Group Inc. No No
Nexus Real Estate Investment Trust No No
NextPoint Acquisition Corp. No No
Next Edge Bio-Tech Plus Fund No No
NexPoint Hospitality Trust No No
NexJ Systems Inc. No No
NexJ Health Holdings Inc. No No
Nexient Learning Inc. (Cease Traded) Yes Yes
NexGen Energy Ltd. No No
Nexa Resources S.A. No No
Newstrike Brands Ltd. No No
Newport Yield Fund, The No No
Newport U.S. Equity Fund No No
Newport International Equity Fund No No
Newport Fixed Income Fund, The No No
Newport Canadian Equity Fund, The No No
Newmont Goldcorp Corporation No No
Newmont Canada Limited No No
NewKidco International Inc. No Yes
NewGen Alternative Income Fund No No
Newfoundland Power Inc. No No
Newcastle Market-Neutral Trust No No
Newbridge Networks Corporation No No
New Zealand Energy Corp. No No
New Pacific Metals Corp. No No
New Millennium Iron Corp. No No
New Look Vision Group Inc. No No
New Leaders Class No No
New Gold Inc. No No
New Dawn Innovation Fund Ltd. (CEDIF) Yes No
New Dawn Holdings Ltd. (CEDIF) Yes No
New Dawn Community Investment Ltd. (CEDIF) Yes No
New Commerce Split Fund No No
New Brunswick Telephone Company, Limited No No
New Altamira Value Fund No No
Nevada Copper Corp. No No
NervGen Pharma Corp. No No
Neptune Wellness Solutions Inc. No No
Neo Performance Materials Inc. No No
Nemaska Lithium Inc. No No
Nelvana Limited No No
NEI U.S. Equity RS Fund No No
NEI U.S. Equity Fund No No
NEI U.S. Dividend Fund No No
NEI Tactical Yield Portfolio No No
NEI Select Maximum Growth RS Portfolio No No
NEI Select Maximum Growth Portfolio No No
NEI Select Income RS Portfolio No No
NEI Select Income Portfolio No No
NEI Select Income & Growth RS Portfolio No No
NEI Select Income & Growth Portfolio No No
NEI Select Growth RS Portfolio No No
NEI Select Growth Portfolio No No
NEI Select Growth & Income RS Portfolio No No
NEI Select Growth & Income Portfolio No No
NEI Select Balanced RS Portfolio No No
NEI Select Balanced Portfolio No No
NEI Jantzi Social Index® Fund No No
NEI International Equity RS Fund No No
NEI International Equity Fund No No
NEI Income Private Portfolio No No
NEI Income & Growth Private Portfolio No No
NEI Growth Private Portfolio No No
NEI Growth & Income Fund No No
NEI Global Value Fund No No
NEI Global Total Return Bond Fund No No
NEI Global Total Return Bond Fund No No
NEI Global Impact Bond Fund No No
NEI Global High Yield Bond Fund No No
NEI Global Equity RS Fund No No
NEI Global Equity Pool No No
NEI Global Equity Fund No No
NEI Global Dividend RS Fund No No
NEI Fixed Income Pool No No
NEI Environmental Leaders Fund No No
NEI Emerging Markets Fund No No
NEI Conservative Yield Portfolio No No
NEI Canadian Small Cap Equity RS Fund
NEI Canadian Small Cap Equity Fund No No
NEI Canadian Equity RS Fund No No
NEI Canadian Equity Pool No No
NEI Canadian Equity Fund No No
NEI Canadian Dividend Fund No No
NEI Balanced Yield Portfolio No
NEI Balanced Private Portfolio No No
Neatt Corporation No Yes
Nearctic Nickel Mines Inc. No No
NCM US Dividend Class No No
NCM Small Companies Class No No
NCM Short Term Income Fund No No
NCM Norrep Fund No No
NCM Income Growth Class No No
NCM Growth and Income Portfolio No No
NCM Global Income Growth Class No No
NCM Entrepreneurs Class No No
NCM Core Global No No
NCM Core Canadian No No
NCM Conservative Income Portfolio No No
NCM Balanced Income Portfolio No No
NCE Energy Assets (1996) Fund No No
NCE Energy Assets (1994) Fund No No
NBTel Inc. No Yes
NBI Westwood Emerging Markets Fund No No
NBI Unconstrained Fixed Income Fund No No
NBI Unconstrained Fixed Income ETF No No
NBI U.S. Index Fund No No
NBI U.S. High Conviction Equity Private Portfolio No No
NBI U.S. Equity Private Portfolio No No
NBI U.S. Equity Index Fund No No
NBI U.S. Equity Fund No No
NBI U.S. Dividend Fund No No
NBI U.S. Currency Neutral Index Fund No No
NBI U.S. Bond Private Portfolio No No
NBI Tactical Mortgage & Income Fund No No
NBI Tactical Equity Private Portfolio No No
NBI Strategic U.S. Income and Growth Fund No No
NBI SmartData U.S. Equity Fund No No
NBI SmartData International Equity Fund No No
NBI SmartBeta Global Equity Fund No No
NBI SmartBeta Canadian Equity Fund No No
NBI Small Cap Fund No No
NBI Secure Portfolio No No
NBI Science and Technology Fund No No
NBI Resource Fund No No
NBI Real Assets Private Portfolio No No
NBI Quebec Growth Fund No No
NBI Preferred Equity Income Fund No No
NBI Preferred Equity Fund No No
NBI Precious Metals Fund No No
NBI North American Dividend Private Portfolio No No
NBI Non-Traditional Fixed Income Private Portfolio No No
NBI Non-Traditional Capital Appreciation Private Portfolio No No
NBI Municipal Bond Plus Private Portfolio No No
NBI Multiple Asset Class Private Portfolio No No
NBI Money Market Fund No No
NBI Moderate Portfolio No No
NBI Liquid Alternatives ETF No No
NBI Jarislowsky Fraser Select Income Fund No No
NBI Jarislowsky Fraser Select Canadian Equity Fund No No
NBI Jarislowsky Fraser Select Balanced Fund No No
NBI International Index Fund No No
NBI International High Conviction Equity Private Portfolio No No
NBI International Equity Private Portfolio No No
NBI International Equity Index Fund No No
NBI International Currency Neutral Index Fund No No
NBI Income Fund No No
NBI High Yield Bond Private Portfolio No No
NBI High Yield Bond Fund No No
NBI Growth Portfolio No No
NBI Global Tactical Bond Fund No No
NBI Global Real Assets Income Fund No No
NBI Global Real Assets Income ETF No No
NBI Global Equity Fund No No
NBI Global Diversified Equity Fund No No
NBI Global Bond Fund No No
NBI Floating Rate Income Fund No No
NBI Equity Portfolio No No
NBI Equity Income Private Portfolio No No
NBI Dividend Fund No No
NBI Diversified Emerging Markets Equity Fund No No
NBI Corporate Bond Private Portfolio No No
NBI Corporate Bond Fund No No
NBI Conservative Portfolio No No
NBI Canadian Small Cap Equity Private Portfolio No No
NBI Canadian Preferred Equity Private Portfolio No No
NBI Canadian Index Fund No No
NBI Canadian High Conviction Equity Private Portfolio No No
NBI Canadian Family Business ETF No No
NBI Canadian Equity Private Portfolio No No
NBI Canadian Equity Index Fund No No
NBI Canadian Equity Growth Fund No No
NBI Canadian Equity Fund No No
NBI Canadian Diversified Bond Private Portfolio No No
NBI Canadian Bond Private Portfolio No No
NBI Canadian Bond Index Fund No No
NBI Canadian All Cap Equity Fund No No
NBI Bond Fund No No
NBI Balanced Portfolio No No
NBI Active Canadian Preferred Shares ETF No No
Navitrak International Corporation (Cease Traded) Yes Yes
Navigator SAMI Fund No No
Navigator Money Market Fund No No
Navigator Japan Fund No No
Navigator European Equity Fund No No
Navigator Canadian Technology Fund No No
Navigator Asia-Pacific Fund No No
Nav Energy Trust No No
Nav Canada No No
Nautilus Minerals Inc. No No
Natural Resources Class Shares No No
National Trust Special Equity Fund No No
National FibreTech Inc. No Yes
National Bowling Lanes III Limited Partnership (Cease Traded) Yes Yes
National Bank Secure Diversified Fund No No
National Bank of Canada No No
National Bank Moderate Diversified Fund No No
National Bank Growth Diversified Fund No No
National Bank Conservative Diversified Fund No No
National Bank Balanced Diversified Fund No No
National Access Cannabis Corp. No No
Natcore Technology Inc. No No
Namibia Critical Metals Inc. Yes No
Namaste Technologies Inc. No Yes
NADG NNN Real Estate Investment Trust No No
Nabors Industries Ltd. No No
N-45o First CMBS Issuer Corporation No No
MYM Nutraceuticals Inc. No No
Mutual Discovery Fund No No
Mutual Discovery Corporate Class No No
Mutal Beacon Fund No No
Murphy Canada Exploration Ltd. No No
Murchison Minerals Ltd. No No
Munro Global Growth Equity Fund No No
Mulvihill Premium Yield Fund No No
Multi-Glass International Inc. No No
Multi-Fund Income Trust No No
Multi-Asset International Equity No No
Multi-Asset Income Strategy Class No No
Multi-Asset Income Strategy No No
Multi-Asset Growth Strategy Class No No
Multi-Asset Growth Strategy No No
Multi-Asset Growth & Income Strategy Class No No
Multi-Asset Growth & Income Strategy No No
Multi-Asset Fixed Income Class No No
Multi-Asset Fixed Income No No
Mullen Group Ltd. No No
MTC Mortgage Investment Corporation No No
MTA T-Bill Plus Fund No No
MTA Mortgage Fund No No
MTA International Equity Fund No No
MTA Equity Fund No No
MTA Bond Fund No No
MTA Balanced Fund No No
MTA American Fund No Yes
MTA 300 Index Fund No No
MRF 2020 Resource Limited Partnership No No
MRF 2019 Resource Limited Partnership No No
Mountain Province Diamonds Inc. No No
Mount Logan Capital Inc. No No
Mosaid Technologies Incorporated No No
Mosaic Group Inc. No Yes
Mosaic Capital Corporation No No
Mortice Kern Systems Inc. No No
Morningstar Strategic Canadian Equity Fund No No
Morningstar Moderate Portfolio No No
Morningstar Growth Portfolio No No
Morningstar Conservative Portfolio No No
Morningstar Balanced Portfolio No No
Morningstar Aggressive Portfolio No No
Morneau Shepell Inc. No No
Morien Resources Corp. Yes No
Morguard Real Estate Investment Trust No No
Morguard North American Residential Real Estate Investment Trust No No
Morguard Corporation No No
Morgan Financial Corporation No No
Montrusco Select Strategic U.S. Equity Fund No No
Montrusco Select Japan Equity Fund No No
Montrusco Select Income Fund No No
Montrusco Select Global Balanced + Fund No No
Montrusco Select Balanced + Fund No No
Montrusco Bolton U.S. Index Fund No No
Montrusco Bolton Inc. No No
Montrusco Bolton Continental Europe Equity Fund No No
Montrusco Bolton Canadian Companies Fund No No
Montrusco Bolton Bond Index + Fund No No
Montreal Trust Excelsior Fund No No
Monthly Income Fund (London Capital) No No
Monogen, Inc. No Yes
Moneylogic Protected Capital Fund Inc. No No
Money Market Fund No No
Money Market Fund No No
Moneda LatAm Corporate Bond Fund No No
Mondias Natural Products Inc. No No
Monarch Resources Limited No No
Molycorp, Inc. No No
Molycorp Minerals Canada ULC No No
Molson Coors Brewing Company Limited No No
Mogo Inc. No No
Moderate Portfolio No No
Moderate Fund No No
Moderate Folio Fund No No
MNP Petroleum Corporation No No
MLD Core Fund No No
MJardin Group, Inc. No No
Mistango River Resources Inc. No No
Mispec Resources Inc. No Yes
Mirati Therepeutics, Inc. No No
Mirabela Nickel Ltd. No No
Minto Apartment Real Estate Investment Trust No No
MINT Income Fund No No
MineralFields/EnergyFields Multi Series Fund Inc. No No
Minera IRL Limited No No
Mindready Solutions Inc. No Yes
Mind Medicine (MindMed) Inc. No No
Minco Silver Corporation No No
Millennial Lithium Corp. No No
Middlefield U.S. Dividend Growers Class No No
Middlefield Short-Term Income Class No No
Middlefield REIT INDEXPLUS ETF No No
Middlefield Income Plus Class No No
Middlefield Income and Growth Class No No
Middlefield Healthcare & Life Sciences ETF No No
Middlefield Health & Wellness ETF No No
Middlefield Growth Fund Limited No No
Middlefield Global Real Estate Class No No
Middlefield Global Real Asset Fund No No
Middlefield Global Infrastructure Fund No No
Middlefield Global Energy Class No No
Middlefield Global Dividend Growers Class No No
Middlefield Global Agriculture Class No No
Middlefield Equal Sector Income Fund No No
Middlefield Canadian Growth Class No No
Middlefield Canadian Dividend Growers Class No No
Middlefield Can-Global REIT Income Fund No No
Middlefield American Core Dividend ETF No No
Midas Gold Corp. No No
Midas Capital Corporation No Yes
Mid Cap Canada Fund (GWLIM) No No
Microtec Enterprises Inc. No No
MG Dividend and Income Fund No No
MFP Financial Services Ltd. No No
MFC Incorporated No No
Metro Inc. No No
Methanex Corporation No No
Meteor Creek Resources Inc. No No
Metalo Manufacturing Inc. No No
Metalla Royalty & Streaming Ltd. No No
Merrill Lynch NAFTA Fund No No
Merrill Lynch Managed Futures Fund No No
Merrill Lynch International Large Cap Growth RSP Fund No No