 CSA announces temporary exemptions for derivatives market participants |
February 20, 2025 |
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NSSC signs onto multi-jurisdiction settlement with GS Partners |
February 18, 2025 |
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Canadian securities regulators invite industry participation on data portability study as part of new testing initiative |
February 18, 2025 |
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Settlement approved for De Thomas Wealth Management Corp. |
February 14, 2025 |
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Settlement approved for Medmira Inc. |
January 27, 2025 |
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CSA publishes notice and request for comment on proposed amendments to trading fee caps charged by marketplaces |
January 23, 2025 |
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CSA issues market update on climate-related disclosure project |
December 18, 2024 |
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Settlement Approved for NexLiving Communities Inc. |
December 17, 2024 |
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Canadian securities regulators extend comment periods for the investment fund continuous disclosure modernization and principal distributor model proposals |
December 17, 2024 |
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Canadian Securities Administrators issue guidance and consult on use of AI systems in capital markets |
December 5, 2024 |
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Canadian securities regulators publish summary of 2024 Systemic Risk Survey results |
December 4, 2024 |
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Canadian securities regulators reduce regulatory burden for investment funds in continuous distribution |
November 28, 2024 |
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Canadian securities regulators propose amendments to the principal distributor model |
November 28, 2024 |
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Canadian securities regulators to provide temporary relief from requirements for delivering proxy-related material |
November 28, 2024 |
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Canadian securities regulators propose amendments to Multilateral Instrument 13-102 System Fees |
November 21, 2024 |
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Canadian securities regulators explore streamlining registration delegation to the Canadian Investment Regulatory Organization |
November 20, 2024 |
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CSA proposes amendments and changes to implement an access model for certain continuous disclosure documents of non-investment fund reporting issuers |
November 19, 2024 |
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Canadian securities regulators issue guidance regarding disruption of mail service |
November 14, 2024 |
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CSA encourages Canadians to have the “money talk” to prevent financial abuse |
November 12, 2024 |
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CSA provides update on binding dispute resolution |
November 7, 2024 |
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Canadian securities regulators publish report on continuous disclosure reviews |
November 7, 2024 |
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Canadian securities regulators publish coordinated blanket orders to provide temporary exemptions from certain derivatives data reporting requirements |
October 31, 2024 |
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Canadian securities regulators announce results of 10th annual review of representation of women on boards and in executive officer positions in Canada |
October 30, 2024 |
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Canadian roundtable on audit quality addresses current state and trends |
October 29, 2024 |
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Sanctions decision released on Yunfu Jiang |
October 16, 2024 |
