 Canadian Securities Administrators issue guidance and consult on use of AI systems in capital markets |
December 5, 2024 |
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Canadian securities regulators publish summary of 2024 Systemic Risk Survey results |
December 4, 2024 |
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Canadian securities regulators reduce regulatory burden for investment funds in continuous distribution |
November 28, 2024 |
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Canadian securities regulators propose amendments to the principal distributor model |
November 28, 2024 |
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Canadian securities regulators to provide temporary relief from requirements for delivering proxy-related material |
November 28, 2024 |
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Canadian securities regulators propose amendments to Multilateral Instrument 13-102 System Fees |
November 21, 2024 |
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Canadian securities regulators explore streamlining registration delegation to the Canadian Investment Regulatory Organization |
November 20, 2024 |
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CSA proposes amendments and changes to implement an access model for certain continuous disclosure documents of non-investment fund reporting issuers |
November 19, 2024 |
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Canadian securities regulators issue guidance regarding disruption of mail service |
November 14, 2024 |
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CSA encourages Canadians to have the “money talk” to prevent financial abuse |
November 12, 2024 |
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CSA provides update on binding dispute resolution |
November 7, 2024 |
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Canadian securities regulators publish report on continuous disclosure reviews |
November 7, 2024 |
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Canadian securities regulators publish coordinated blanket orders to provide temporary exemptions from certain derivatives data reporting requirements |
October 31, 2024 |
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Canadian securities regulators announce results of 10th annual review of representation of women on boards and in executive officer positions in Canada |
October 30, 2024 |
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Canadian roundtable on audit quality addresses current state and trends |
October 29, 2024 |
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Sanctions decision released on Yunfu Jiang |
October 16, 2024 |
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Commission Issues Cease Trade Order against Horton Ridge Malt & Grain Company Limited |
October 3, 2024 |
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Commission Issues Cease Trade Order against Just Us! Fair Trade Investment Co-operative Limited |
October 3, 2024 |
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CSA provides update to crypto asset trading platforms about value-referenced crypto assets |
September 26, 2024 |
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CSA seeks applications for Investor Advisory Panel |
September 24, 2024 |
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Canadian securities regulators and CIRO provide update on SEC adopting amendments to rules regarding minimum pricing increments and trading fee caps |
September 20, 2024 |
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Canadian Securities Administrators Propose Amendments to Modernize Continuous Disclosure Regime for Investment Funds |
September 19, 2024 |
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Canadian securities regulators propose amendments to mandatory central counterparty clearing of derivatives |
September 19, 2024 |
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Canadian securities regulators publish Derivatives Business Conduct Rule FAQs |
September 12, 2024 |
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Save the Date for Nova Scotia Capital Markets 2024 |
August 9, 2024 |
