Media Releases

Media Release Document Datesort ascending
PDF icon IIROC and CSA provide update on conflicts of interest arising from soliciting dealer arrangements May 23, 2019
PDF icon Canadian securities regulators seek comment on proposed amendments for at-the-market shelf distributions May 9, 2019
PDF icon Canadian securities regulators outline next steps on the development of an integrated information system May 2, 2019
PDF icon Joint Forum of Financial Market Regulators continues work on collaboration and information sharing at its Annual Meeting April 18, 2019
PDF icon Regulators sign an agreement with the Financial Conduct Authority April 18, 2019
PDF icon Canadian securities regulators publish IIROC oversight review report April 18, 2019
PDF icon Commission issues cease trade order against Ocean Links Investment Inc. April 4, 2019
PDF icon The Canadian Securities Administrators renew term of Chair and appoint new Vice-Chair March 27, 2019
PDF icon Decision released on allegations against Jean-Smaille Germeil and FPE Trading March 27, 2019
PDF icon Canadian securities regulators mark Fraud Prevention Month with wide range of activities March 18, 2019
PDF icon Canadian securities regulators propose additional amendments to syndicated mortgage regime, following comment period March 15, 2019
PDF icon Canadian securities regulators seek comment on proposed designated benchmarks rule March 14, 2019
PDF icon Canadian securities regulators consult on regulatory framework for crypto-asset trading platforms March 14, 2019
PDF icon Canadian securities regulators seek comment on the internalization of trade orders March 12, 2019
PDF icon Canadian securities regulators release detailed data from review of women on boards and in executive officer positions February 26, 2019
PDF icon Investor Alert for HQBroker January 18, 2019
PDF icon Investor Alert for Affiliated Trade Group December 21, 2018
PDF icon Canadian securities regulators publish trading fee rebate pilot study for comment December 18, 2018
PDF icon Settlement Agreement Approved for PharmaChoice East Ltd. December 12, 2018
PDF icon Canadian securities regulators caution issuers about problematic promotional activities November 29, 2018
PDF icon Settlement Agreement Approved for Bruce Frederick Fillmore November 15, 2018
PDF icon Canadian securities regulators encourage investors to look out for ETF Facts November 5, 2018
PDF icon Canadian securities regulators issue guidance regarding disruption of mail service October 19, 2018
PDF icon Canadian securities regulators publish details of market disruption coordination process October 18, 2018
PDF icon Canadian securities regulators publish guidance on disclosure expectations for cannabis issuers October 10, 2018

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