Nova Scotia Securities Commission

The Nova Scotia Securities Commission was established to provide investors with protection from activities that undermine investor confidence in the fairness and efficiency of Nova Scotia capital markets and where not inconsistent with investor protection, to foster capital formation.

How do we protect investors?

Investor Education

Compliance

Registration

Corporate Finance

  • Review capital raising materials to ensure private and public companies are complying with securities laws and are continuously disclosing to their investors when required.

Enforcement 

To fulfil our mandate, we also work in close co-operation with the securities regulatory authorities across Canada through the Canadian Securities Administrators (CSA). The CSA is the umbrella organization for the 13 securities regulators of Canada’s provinces and territories that work together to coordinate and harmonize the regulation of Canada’s capital markets.

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Before You Invest

Question of the week: Can you explain mutual funds fees?

After discussing how advisers are paid last week, we had a similar question come up regarding mutual funds fees. Mutual funds are a very popular investment vehicle which we discussed in a previous post. We briefly looked at mutual funds fees in the post, but investors were still left with some questions, especially after we looked at paying advisers last week.  So, let’s talk about mutual fund fees.