Media Releases

Media Release Document Datesort descending
PDF icon Investor Alert for FPE Trading and Jean-Smaille Germeil June 11, 2015
PDF icon Canadian Securities Regulators Seek Comments on Application of Order Protection Rule to Marketplaces Imposing Systematic Order P June 12, 2015
PDF icon Canadian Securities Regulators Seek Comments on Summary Disclosure Documents & Delivery Regime for Exchange-Traded Mutual Funds June 18, 2015
PDF icon Cdn. securities regulators streamline disclosure requirements for private foreign securities offerings to certain Cdn. investors June 25, 2015
PDF icon Canadian Securities Regulators propose using SEDAR for certain exempt market filings June 30, 2015
PDF icon Commission Reciprocates Permanent Cease Trade Order for Stratus Financial Group International July 10, 2015
PDF icon Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2015 July 16, 2015
PDF icon Settlement Agreement Approved for Quadrus Investment Services Ltd. July 30, 2015
PDF icon Canadian Securities Regulators Propose Harmonized Reporting for the Exempt Market August 13, 2015
PDF icon Canadian Securities Regulators Seek Comments on Enhancing Regulation and Transparency in the Fixed Income Market September 17, 2015
PDF icon Crowdfunding Public Event in Truro September 22, 2015
PDF icon Permanent Cease Trade Order Issued for Timothy MacDonald September 23, 2015
PDF icon Canadian Securities Regulators finalize significant changes to the rights offering regime September 24, 2015
PDF icon Regulators Release Results of Compliance With New Disclosure Requirements on Women on Boards and in Executive Officer Position September 28, 2015
PDF icon Canadian securities regulators encourage checking registration before investing October 6, 2015
PDF icon Settlement Agreement Approved for TD Waterhouse Inc. October 7, 2015
PDF icon Investor Alert: Canadian Securities Regulators issue warning about messaging applications being used to entice investors October 20, 2015
PDF icon Canadian Securities Regulators Publish Mutual Fund Fees Research October 22, 2015
PDF icon Regulators Finalize Offering Memorandum Exemption October 29, 2015
PDF icon Investor Alert for BerkleyFX November 5, 2015
PDF icon Regulators Publish Crowdfunding Exemption and Registration Framework for Funding Portals November 5, 2015
PDF icon Canadian securities regulators issue additional guidance related to oil and gas disclosure November 5, 2015
PDF icon Regulators Release Detailed Data on Women on Boards and in Executive Officer Positions November 12, 2015
PDF icon Settlement Agreement Approved for Glenn Francis Dunbar December 2, 2015
PDF icon Canadian Securities Regulators require use of SEDAR for certain exempt market filings December 3, 2015

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