Media Releases

Media Release Document Datesort descending
PDF icon Canadian securities regulators announce launch of online investment fraud awareness campaign October 31, 2011
PDF icon Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions November 10, 2011
PDF icon Canadian securities regulators announce enhanced policy concerning electronic delivery of documents November 18, 2011
PDF icon Canadian Securities Regulators Propose Enhancement to Scholarship Plan Disclosure November 25, 2011
PDF icon The CSA seeks comments on the regulation of over-the-counter derivatives surveillance and enforcement November 25, 2011
PDF icon Canadian Securities Regulators Propose Amendments to Pre-Marketing and Marketing Prospectus Rules November 25, 2011
PDF icon Canadian securities regulators adopt regulatory regime for Credit Rating Organizations January 27, 2012
PDF icon Canadian securities regulators modernize rules concerning mutual funds February 9, 2012
PDF icon CSA publishes findings and recommendations for the segregation and portability of customer positions and related collateral in over-the-counter derivatives clearing February 10, 2012
PDF icon Canadian Securities Regulators' 2011 Enforcement Report Highlights Proactive Measures to Protect Investors February 22, 2012
PDF icon NSSC - Commission Assessed More Than $2 Million in Fines in 2011 February 29, 2012
PDF icon CSA and IIROC Seek Input on Trade Transparency March 2, 2012
PDF icon Online fraud awareness campaign confirms investors' vulnerability March 6, 2012
PDF icon Helical Corporation Insider Reporting Decision Issued March 26, 2012
PDF icon CSA Issues Investor Watch Regarding Foreign Currency Exchange Forex-FX Trading March 29, 2012
PDF icon CSA seeks comment on proposed over-the-counter derivatives exemption April 13, 2012
PDF icon CSA and IIROC announce the implementation of a dark liquidity framework in Canada April 13, 2012
PDF icon CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions April 26, 2012
PDF icon Canadian securities regulators grant Designated Rating Organization status under new regulatory framework April 30, 2012
PDF icon Canadian securities regulators strenghten over-the-counter rules May 10, 2012
PDF icon NS Securities Commission - Cease Trade Order Issued Against AD Equity Inc May 15, 2012
PDF icon NSSC - Sanctions Issued Against Robin States May 16, 2012
PDF icon NSSC - Cease Trade Order Issued Regarding Keltic Savings Corporation Limited May 16, 2012
PDF icon NSSC - Cease Trade Order Issued For Maritime Equity Fund May 17, 2012
PDF icon Canadian securities regulators propose enhanced disclosure requirements on investment costs and performance June 14, 2012

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