Passport System [Rule 11-102]

Rule Category

1 - Procedure and Related Matters

Amendments to MI 11-102 (Arising from NI 14-101)

Rule 11-102 (Amendment) and Changes to NP 11-206

Consequential Amendments to Rule 11-102 resulting from Rule 45-106 (Amendment)

Consequential Amendments to Rule 11-102 resulting from Rule 31-103 (Amendment)

MI 11-102 Passport System - updated as of March 1, 2014

Companion Policy 11-102CP effective April 20, 2012

History

October 6, 2016

Amendments to Certain NIs, MIs & Local Instruments & Changes 31-103CP related to Derivative Regulation in AB, NB, NS & SK

October 6, 2016

Amendments to MI 11-102 (Arising from NI 14-101)

March 11, 2016

Rule 11-102 (Amendment) and Changes to NP 11-206

March 3, 2016

Notice of Publication of MI 11-102 and MI 11-103

April 16, 2015

Request for Comments - Proposed Amendments to MI 11-102 Passport System. Comment period ends June 15/15.

February 19, 2015

Consequential Amendments to Rule 11-102 resulting from Rule 45-106 (Amendment)

October 22, 2014

Consequential Amendments to Rule 11-102 resulting from Rule 31-103 (Amendment)

August 1, 2014

MI 11-102 Passport System - updated as of March 1, 2014

July 24, 2013

Consequential Amendments to MI 11-102 resulting from Rule 23-103(Amendment)

November 7, 2012

Rule 23-103 and Consequential Amendments to MI 11-102 Passport System

April 20, 2012

Companion Policy 11-102CP effective April 20, 2012

December 2, 2010

MI 11-102 Passport System - Amending Instrument

July 15, 2009

Rule 11-102 (Amendment) and Consequential Amendments

February 1, 2008

January 25, 2008

Notice of MI 11-102 and Rescission of NP 12-201 and NP 43-201

Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.