Definitions [Rule 14-101]

Rule Category

1 - Procedure and Related Matters

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

Amendments to Rule 14-101 Definitions, and Consequential rule and policy changes

Rule 14-101 (Amendment)

Amendments to NI 14-101

NI 14-101 - Unofficial Consolidation –May 6, 2011

History

June 15, 2023

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

June 15, 2023

Amendments to Rule 14-101 Definitions, and Consequential rule and policy changes

April 22, 2021

CSA Notice and Request for Comment Proposed Amendments to National Instrument 14-101 Definitions and Consequential Amendments. Comment period ends July 21, 2021

October 6, 2016

Amendments to Certain NIs, MIs & Local Instruments & Changes 31-103CP related to Derivative Regulation in AB, NB, NS & SK

October 6, 2016

Rule 14-101 (Amendment)

October 6, 2016

Rule 14-101 (Amendment) & Consequential Amendments

October 6, 2016

Amendments to NI 14-101

August 5, 2014

NI 14-101 - Unofficial Consolidation –May 6, 2011

April 30, 2010

NI 14-101 - Unofficial consolidation as of April 30, 2010

April 30, 2010

NI 14-101 - Amendments

September 28, 2009

NI 14-101 - Unoffical Consolidation as of September 28, 2009

February 17, 2000

Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.