Institutional Trade Matching and Settlement [Rule 24-101]

Rule Category

2 - Certain Capital Market Participants

CSA Notice Amendments to NI 24-101 Institutional Trade Matching and Settlement and Changed to CP 24-101 Institutional Trade Matching and Settlement

CSA Notice Regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of NI 24-101 Institutional Trade Matching and Settlement

CSA Notice and Request for Comment: Proposed Amendments to NI 24-101 Institutional Trade Matching and Settlement and Proposed Changes to CP 24-101 Institutional Trade Matching and Settlement. Comment period ends Mar 17, 2023

Rule 24-101 (Amendment) (T+2 Settlement)

Consequential Amendments to Rule 24-101 resulting from Rule 31-103 (Amendment)

Consequential Amendments to 24-101 resulting from Rule 81-102 (Amendment)

NI 24-101 and CP 24-101- Unofficial Consolidated Version July 1, 2010

History

December 14, 2023

CSA Notice Amendments to NI 24-101 Institutional Trade Matching and Settlement and Changed to CP 24-101 Institutional Trade Matching and Settlement

August 10, 2023

CSA Staff Notice 24-319 Regarding National Instrument 24-101 Institutional Trade Matching and Settlement – Update and Staff Recommendation

June 15, 2023

CSA Notice Regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of NI 24-101 Institutional Trade Matching and Settlement

December 15, 2022

CSA Notice and Request for Comment: Proposed Amendments to NI 24-101 Institutional Trade Matching and Settlement and Proposed Changes to CP 24-101 Institutional Trade Matching and Settlement. Comment period ends Mar 17, 2023

April 27, 2017

CSA Notice of Amendments to NI 24-101 and 24-101CP (T+2 Settlement)

April 27, 2017

Rule 24-101 (Amendment) (T+2 Settlement)

August 18, 2016

Request for Comments on Proposed Amendments to NI 24-101 & 24-101CP & Consultation

Comment period ended Nov. 16, 2016.

October 22, 2014

Consequential Amendments to Rule 24-101 resulting from Rule 31-103 (Amendment)

June 25, 2014

Consequential Amendments to 24-101 resulting from Rule 81-102 (Amendment)

July 1, 2010

NI 24-101 and CP 24-101- Unofficial Consolidated Version July 1, 2010

April 16, 2010

Rule 24-101 (Amendment)

August 18, 2009

NI 24-101 - Unofficial Consolidation as of September 28, 2009

April 11, 2007

Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.