Shelf Distributions [Rule 44-102]

Rule Category

4 - Distribution Requirements

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

Proposed Amendments to National Instrument 44-102 Shelf Distributions

CSA Notice of Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

Rule 44-102 (Amendment) Shelf Distributions

Request for Comment Proposed Amendments to NI 44-102 and Change to Companion Policy 44-102CP relating to At-the-Market Distributions. Comment period ends August 7/19

NI 44-102 Consolidated Version

Companion Policy 44-102CP Consolidated as of Sept. 22/14

History

April 7, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

May 20, 2021

Proposed Amendments to National Instrument 44-102 Shelf Distributions

June 4, 2020

CSA Notice of Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

June 4, 2020

Rule 44-102 (Amendment) Shelf Distributions

May 9, 2019

Request for Comment Proposed Amendments to NI 44-102 and Change to Companion Policy 44-102CP relating to At-the-Market Distributions. Comment period ends August 7/19

June 12, 2018

NI 44-102 Consolidated Version

September 22, 2014

NI 44-102 Consolidated as of Sept. 22/14

September 22, 2014

Companion Policy 44-102CP Consolidated as of Sept. 22/14

June 25, 2014

Consequential Amendments to 44-102 resulting from Rule 81-102 (Amendment)

August 13, 2013

Companion Policy 44-102CP - Consolidated Version as at Aug. 13/13

August 13, 2013

NI 44-102 - Consolidated Version as at Aug. 13/13

December 10, 2010

NI 44-102 - Unofficial Consolidation - Financial Years begining on or after January 1, 2011

December 10, 2010

NI 44-102 - Unofficial Consolidation - Financial Years begining before January 1, 2011

October 14, 2005

Rule 44-102 (Amendment)

May 16, 2001

Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.