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  4. Trading Securities Using Internet and Other Electronic Means [NP 47-201]

Trading Securities Using Internet and Other Electronic Means [NP 47-201]

Rule Category

4 - Distribution Requirements
PDF icon CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022
PDF icon NP 47-201 (Consolidated) Aug 13, 2013
PDF icon NP 47-201 - Effective as of Aug. 13/13

History

April 7, 2022
PDF icon CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022
October 21, 2020
PDF icon NP 47-201 (Consolidated) Aug 13, 2013
August 13, 2013
PDF icon NP 47-201 - Effective as of Aug. 13/13
January 1, 2000
PDF icon Notice of NP 47-201
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June 14, 2023
Defend Yourself from Financial Elder Abuse & Investment Fraud at the Central Library
Halifax Central Library, 5440 Spring Garden Road

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June 8, 2023
PDF icon CSA announces exemptions from certain filing requirements during deferred launch of SEDAR+
June 6, 2023
PDF icon Settlement approved for Fractional Finance, Inc.
June 1, 2023
PDF icon Canadian securities regulators to review use of chargebacks by securities registrants
June 1, 2023
PDF icon Canadian securities regulators defer launch of new SEDAR+ filing system
May 24, 2023
PDF icon Investor Alert: Advisor Impersonation Schemes

Blanket Orders

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June 8, 2023
Exemptions for certain filing requirements in connection with the deferred launch of the System for the Electronic Data Analysis and Retrieval + [BO 13-931]
May 11, 2023
Coordinated Blanket Order 13-930 SEDAR+

CSA Notices

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June 9, 2023
CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) [revised]
June 9, 2023
Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 [CSA Notice 45-308 (revised)]
June 9, 2023
CSA Staff Notice 51-324 (Revised) Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities
June 8, 2023
CSA Notice regarding the SEDAR+ launch date and Coordinated Blanket Order 13-931 Exemptions from certain filing requirements in connection with the deferred launch of the System for Electronic Data Analysis and Retrieval +

Out for Comment

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April 13, 2023
CSA Notice and Request for Comment Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of NI 58-101 Disclosure of Corporate Governance Policies. Comment period ends July 12, 2023

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