Continuous Disclosure Obligations [Rule 51-102]

Rule Category

5 - Ongoing Requirements for Issuers and Insiders

Rule 51-102 (Amendment)

CSA Notice of Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

Request for Comment Proposed Amendments to NI 51-102 and Changes to Certain Policies Related to the Business Acquisition Report Requirements. Comment period ends December 4, 2019

NI 51-102 Consolidated as of June 12, 2018

Form 51-102F6V Statement of Executive Compensation – Venture Issuers

NI 51-102 Consolidated as of June 30, 2015

Companion Policy 51-102CP Consolidated as of June 30, 2015

Form 51-102F5 Information Circular

Form 51-102F2 Annual Information Form

Form 51-102F6 Statement of Executive Compensation

Form 51-102F1 Management's Discussion & Analysis

Form 51-102F4 Business Acquisition Report

Form 51-102F3 Material Change Report

History

September 3, 2020

Rule 51-102 (Amendment)

August 20, 2020

CSA Notice of Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

September 5, 2019

Request for Comment Proposed Amendments to NI 51-102 and Changes to Certain Policies Related to the Business Acquisition Report Requirements. Comment period ends December 4, 2019

June 12, 2018

NI 51-102 Consolidated as of June 12, 2018

June 30, 2015

Form 51-102F6V Statement of Executive Compensation – Venture Issuers

June 30, 2015

NI 51-102 Consolidated as of June 30, 2015

June 30, 2015

Companion Policy 51-102CP Consolidated as of June 30, 2015

April 16, 2015

Rule 51-102 (Amendment)

April 16, 2015

Rule 51-102 (Amendment) & Consequential Amendments

April 9, 2015

Notice of Amendments to NI 51-102, NI 41-101, and NI 52-110

February 19, 2015

Consequential Amendments to Rule 51-102 resulting from Rule 45-106 (Amendment)

February 19, 2015

Consequential Amendments to Rule 51-102 resulting from Rule 45-106 (Amendment)

September 30, 2014

NI 51-102 Consolidated as of Sept. 30, 2014

September 30, 2014

Companion Policy 51-102CP Consolidated as of Sept. 30, 2014

July 17, 2014

Consequential Amendments to Rule 51-102 as a result of Rule 52-108 (Repeal and Replacement)

May 22, 2014

Request for Comment on Proposed Amendments to NI 51-102, NI 41-101 & NI 52-110

August 2, 2013

Changes to Companion Policy 51-102CP (arising from the amendments to NI 54-101)

May 31, 2013

NI 51-102 Consolidated Version as of May 31, 2013

March 14, 2013

Amendments to NI 51-102 (arising from Amendments to NI 54-101)

February 11, 2013

Companion Policy 51-102CP Consolidated Version as of February 11, 2013

February 11, 2013

Form 51-102F5 Information Circular

November 29, 2012

Consequential Amendments to Rule 51-102 and Rule 54-101 (Amendments)

October 16, 2012

NI 51-102 - Unofficial consolidation for financial years beginning on or after January 1, 2011

April 20, 2012

Form 51-102F2 Annual Information Form

October 11, 2011

Form 51-102F6 Statement of Executive Compensation

Pages

Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.