The Early Warning System and Related Take-Over Bid and Insider Reporting Issues [Rule 62-103]

Rule Category

6 - Take-Over Bids and Special Transactions

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

Proposed Amendments to National Instrument 62-103 the Early Warning System and Related Take-Over Bid and Insider Reporting Issues

Rule 62-103 (Amendment)

Consequential Amendments to Rule 62-103 resulting from Rule 45-106 (Amendment)

NI 62-103 - Consolidated Version as of Sept. 22, 2014

History

June 15, 2023

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

May 20, 2021

Proposed Amendments to National Instrument 62-103 the Early Warning System and Related Take-Over Bid and Insider Reporting Issues

February 25, 2016

Notice of Early Warning System Amendments to MI 62-104, NI 62-103 & NP 62-203

February 24, 2016

Rule 62-103 (Amendment)

February 19, 2015

Consequential Amendments to Rule 62-103 resulting from Rule 45-106 (Amendment)

September 22, 2014

NI 62-103 - Consolidated Version as of Sept. 22, 2014

June 25, 2014

Consequential Amendments to 62-103 resulting from Rule 81-102 (Amendment)

April 30, 2010

NI 62-103 - Amendment Instrument

April 30, 2010

NI 62-103 - Unofficial Consolidation as of April 30, 2010

June 29, 2005

Rule 62-103 (Amendment)

January 14, 2004

Rule 62-103 (Amendment)

September 29, 2000

Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.