Take-Over Bids and Issuer Bids [Rule 62-104]

Rule Category

6 - Take-Over Bids and Special Transactions

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

Rule 62-104 (Amendment) - Early Warning System

Rule 62-104 (Amendment)

Rule 62-104 (Amendment) & Consequential Amendments

Consequential Amendments to Rule 62-104 resulting from Rule 45-106 (Amendment)

NI 62-104 Consolidated as of Feb. 1, 2008

History

August 1, 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

February 25, 2016

Notice of Amendments to Take-Over Regime to MI 62-104, NP 62-203 & Consequential Amendments

February 25, 2016

Notice of Early Warning System Amendments to MI 62-104, NI 62-103 & NP 62-203

February 24, 2016

Rule 62-104 (Amendment) - Early Warning System

February 24, 2016

Rule 62-104 (Amendment)

February 24, 2016

Rule 62-104 (Amendment) & Consequential Amendments

March 31, 2015

Request for Comment-Proposed Amendments MI 62-104,Changes NP 62-203 & Consequential Amendments. Comment period ends June 29/15.

February 19, 2015

Consequential Amendments to Rule 62-104 resulting from Rule 45-106 (Amendment)

January 1, 2011

January 1, 2011

January 1, 2011

February 1, 2008

NI 62-104 Consolidated as of Feb. 1, 2008

February 1, 2008

February 1, 2008

November 16, 2007

Notice of MI 62-104 and Consequential Amendments

November 14, 2007

Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.