Defaulting Issuers
The notation In Default indicates that the issuer has failed to comply with a requirement of Nova Scotia securities law as of January 15, 2021.
Additional documents, including Nova Scotia Cease Trade Orders, pertaining to a Defaulting Issuer may be found in Enforcement Proceedings.
Total Defaulting Issuers: 244
Defaulting Issuer | Principal Regulator is Nova Scotia | Nature of Defaults |
---|---|---|
@rgentum Canadian Equity Portfolio | No | 1.a, 1.b, 1.c, 1.d, 3 |
@rgentum Canadian L/S Equity Portfolio | No | 1.a, 1.b, 1.c, 1.d, 3 |
@rgentum Canadian Performance Portfolio | No | 1.a, 1.b, 1.c, 1.d, 3 |
@rgentum Discovery Portfolio | No | 1.a, 1.b, 1.c, 3 |
@rgentum Income Portfolio | No | 1.a, 1.b, 1.c, 1.d, 3 |
@rgentum International Master Portfolio | No | 1.a, 1.b, 1.c, 1.d, 3 |
@rgentum Short Term Asset Portfolio | No | 1.a, 1.b, 1.c, 1.d, 3 |
@rgentum U.S. Market Neutral Portfolio | No | 1.a, 1.b, 1.c, 1.d, 3 |
@rgentum U.S. Master Portfolio | No | 1.a, 1.b, 1.c, 1.d, 3 |