The Issuer List is compiled by NSSC staff for the public to easily identify companies that are either Reporting Issuers (RIs) or Community Economic-Development Corporations (CEDIFs) in Nova Scotia.
WARNING: Given the breadth of the definition of a reporting issuer and a community economic-development corporation under Nova Scotia securities law, the NSSC does not represent that the Issuer List is a complete list of Nova Scotia issuers. The list is current as indicated by the date shown below
For example, the NSSC staff do not continuously review the corporate status of issuers so corporations that have been dissolved may still be on the Issuer List.
Anyone seeking information relating to the status of a particular issuer should contact Corporate Finance Office of the Nova Scotia Securities Commission.
The notation In Default indicates that the issuer has failed to comply with a requirement of Nova Scotia securities law as of December 13, 2019.
|Issuer||Principal Regulator is Nova Scotia||In Default|
|U.S Dividend Class (GWLIM)||No||No|
|U.S. and International Specialty Class||No||No|
|U.S. Banks Income & Growth Fund||No||No|
|U.S. Dividend Fund (GWLIM)||No||No|
|U.S. Dollar Cash Management Fund||No||No|
|U.S. Equity Investment Pool||No||No|
|U.S. Financial Income Fund||No||No|
|U.S. High Yield Bond Fund||No||No|
|U.S. Large Cap Index Fund||No||No|
|U.S. Large Company Equity Fund||No||No|
|U.S. Small Company Equity Fund||No||No|
|U.S. Technology Gorilla RSP Fund||No||No|
|U.S. Value Class (Putnam)||No||No|
|U.S. Value Fund (London Capital)||No||No|
|U.S. Value Fund (Putnam)||No||No|
|Ucore Rare Metals Inc.||Yes||No|
|UIT Alternative Health Fund||No||No|
|Ultra Petroleum Corp.||No||No|
|Ultramar Diamond Shamrock Corporation||No||No|
|Unicorp Canada Corporation||No||Yes|
|Unique CEDC Ltd. (CEDIF) (Cease Traded)||Yes||Yes|
|United Keno Hill Mines Limited||No||Yes|