Issuers

The Issuer List is compiled by NSSC staff for the public to easily identify companies that are either Reporting Issuers (RIs) or Community Economic-Development Corporations (CEDIFs) in Nova Scotia.

WARNING: Given the breadth of the definition of a reporting issuer and a community economic-development corporation under Nova Scotia securities law, the NSSC does not represent that the Issuer List is a complete list of Nova Scotia issuers. The list is current as indicated by the date shown below

For example, the NSSC staff do not continuously review the corporate status of issuers so corporations that have been dissolved may still be on the Issuer List.

Anyone seeking information relating to the status of a particular issuer should contact Corporate Finance Office of the Nova Scotia Securities Commission.

The notation In Default indicates that the issuer has failed to comply with a requirement of Nova Scotia securities law as of August 10, 2020.

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Total Issuers: 6393

Show Only PRNS Issuers

Nature of Defaults Legend

Issuer	Principal Regulator is Nova Scotia	In Default
AlphaDelta Tactical Growth Class	No	No
CI WisdomTree U.S. Quality Dividend Growth Variably Hedged Index ETF	No	No
Dynamic Alternative Managed Risk Private Pool Class	No	No
01 Communique Laboratory Inc.	No	No
1608557 Ontario Inc.	No	Yes
1763960 Nova Scotia Limited (Cease Traded)	Yes	Yes
1832 AM Investment Grade Canadian Corporate Bond Pool	No	No
1832 AM Investment Grade U.S. Corporate Bond Pool	No	No
1911 Gold Corporation	No	No
2242749 Ontario Limited	No	No
360Networks Inc.	No	Yes
3851419 Canada Inc.	No	No
407 International Inc.	No	No
4130910 Canada Inc.	No	No
4141377 Canada Inc.	No	No
4504020 Canada Inc.	No	No
48North Cannabis Corp.	No	No
49 North Resources Inc.	No	No
4EverSports Holdings Inc. (CEDIF) (Guarantee Paid Back)(No longer a CEDIF)	Yes	No
5N Plus Inc.	No	No
761581 Alberta Ltd.	No	No
9169-8316 Quebec Inc.	No	No
922-9129 Quebec Inc	No	No
9342-8530 Québec inc.	No	Yes
@rgentum Canadian Equity Portfolio	No	Yes
@rgentum Canadian L/S Equity Portfolio	No	Yes
@rgentum Canadian Performance Portfolio	No	Yes
@rgentum Discovery Portfolio	No	Yes
@rgentum Income Portfolio	No	Yes
@rgentum International Master Portfolio	No	Yes
@rgentum Short Term Asset Portfolio	No	Yes
@rgentum U.S. Market Neutral Portfolio	No	Yes
@rgentum U.S. Master Portfolio	No	Yes
A & W Revenue Royalties Income Fund	No	No
A.G.F. Management Limited	No	No
Abacan Resource Corporation	No	Yes
Abacus Health Products, Inc.	No	No
Abacus Mining & Exploration Corporation	No	No
Aberdeen Asia-Pacific Income Investment Company Limited	No	No
Aboriginal Global Investment Fund	No	Yes
Acadian Core International Equity Fund	No	No
Acasta Enterprises Inc.	No	No
Accelerate Absolute Return Hedge Fund	No	No
Accelerate Arbitrage Fund	No	No
Accelerate Enhanced Canadian Benchmark Alternative Fund	No	No
Accelerate Market Neutral Yield Fund	No	No
Accelerate Multi-Strategy Alternative Allocation Fund	No	No
Accelerate Private Equity Alpha Fund	No	No
Accord Financial Corp.	No	No
ACE Aviation Holdings Inc.	No	No
Acerus Pharmaceuticals Corporation	No	No
Acreage Holdings, Inc.	No	No
Action Energy Inc.	No	No
ACTIVEEnergy Income Fund	No	No
ACTIVEnergy Income Fund	No	No
Acuity All Cap & Income Trust	No	No
Acuity Bond Fund	No	No
Acuity Canadian Balanced Fund	No	No
AcuityAds Holdings Inc.	No	No
AD Equity Inc. (CEDIF) (Cease Traded)	Yes	Yes
Adaltis Inc.	No	No
Adex Mining Inc.	No	No
ADF Group Inc.	No	No
Admiral Inc.	No	Yes
Admiral Rock Investments Ltd. (CEDIF) (Cease Traded)	Yes	Yes
Advanced Education Savings Plan	No	No
Advanced Folio Fund	No	No
Advanced Material Resources Ltd.	No	No
Advantage Oil & Gas Ltd.	No	No
AdvantEdge International Inc.	No	No
ADVANZ PHARMA Corp.	No	No
Adventure Electronics Inc.	No	Yes
Aecon Group Inc.	No	No
Aeroplan Income Fund	No	No
Aeterna Zentaris Inc.	No	No
AEX Gold Inc.	No	No
AFM Hospitality Corporation	No	Yes
African Copper PLC	No	No
Ag Growth International Inc.	No	No
AGF Aggressive Growth Fund	No	No
AGF American Growth Fund	No	No
AGF Canadian Aggressive All-Cap Fund	No	No
AGF Canadian Growth Equity Class	No	No
AGF Canadian Large Cap Dividend Class	No	No
AGF Canadian Large Cap Dividend Fund	No	No
AGF Canadian Money Market Fund	No	No
AGF Canadian Resources Fund	No	No
AGF Canadian Small Cap DiscoveryFund	No	No
AGF Canadian Small Cap Fund	No	No
AGF Canadian Stock Class	No	No
AGF Canadian Value Fund	No	No
AGF Diversified Income Class	No	No
AGF Diversified Income Fund	No	No
AGF Dollar Cost Averaging Fund	No	No
AGF Dollar Cost Averaging Fund	No	No
AGF Elements Balanced Portfolio	No	No
AGF Elements Balanced Portfolio Class	No	No
AGF Elements Conservative Portfolio	No	No
AGF Elements Conservative Portfolio Class	No	No
AGF Elements Global Portfolio	No	No
AGF Elements Global Portfolio Class	No	No
AGF Elements Growth Portfolio	No	No
AGF Elements Growth Portfolio Class	No	No
AGF Elements Yield Portfolio	No	No
AGF Elements Yield Portfolio Class	No	No
AGF Emerging Markets Bond Fund	No	No
AGF Emerging Markets Class	No	No
AGF Emerging Markets Focused Fund	No	No
AGF Emerging Markets Fund	No	No
AGF Equity Income Focus Fund	No	No
AGF European Equity Fund	No	No
AGF European Equity Fund	No	No
AGF Fixed Incom Plus Fund	No	No
AGF Fixed Income Plus Class	No	No
AGF Floating Rate Income Fund	No	No
AGF Global Convertible Bond Fund	No	No
AGF Global Dividend Class	No	No
AGF Global Dividend Fund	No	No
AGF Global Equity Fund	No	No
AGF Global Real Assets Class	No	No
AGF Global Real Assets Fund	No	No
AGF Global Real Estate Equity Fund	No	No
AGF Global Select Fund	No	No
AGF Global Strategic Balanced Fund	No	No
AGF Global Sustainable Growth Equity Fund	No	No
AGF High Yield Bond Fund	No	No
AGF Internatioal Value Class	No	No
AGF International Group Limited	No	No
AGF Management Limited	No	No
AGF RSP European Growth Fund	No	No
AGF RSP International Growth Fund	No	No
AGF Strategic Income Fund	No	No
AGF Total Return Bond Class	No	No
AGF Total Return Bond Fund	No	No
AGF U.S. Dollar Money Market Account	No	No
AGF U.S. Small-Mid Cap Fund	No
AGFiQ Dividend Income Fund	No	No
AGFiQ Enhanced Core Canadian Equity ETF	No	No
AGFiQ Enhanced Core Emerging Markets Equity ETF	No	No
AGFiQ Enhanced Core Global Multi-Sector Bond ETF	No	No
AGFiQ Enhanced Core International Equity ETF	No	No
AGFiQ Enhanced Core US Equity ETF	No	No
AGFiQ Enhanced Global ESG Factors ETF	No	No
AGFiQ Enhanced Global Infrastructure ETF	No	No
AGFiQ Global Equity Rotation ETF	No	No
AGFiQ MultiAsset Allocation ETF	No	No
AGFiQ MultiAsset Income Allocation ETF	No	No
AGFiQ U.S. Sector Class	No	No
AGFiQ US Long/Short Dividend Income CAD-Hedged ETF	No	No
AGFiQ US Long/Short Dividend Income CAD-Hedged Fund	No	No
AGFiQ US Market Neutral Anti-Beta CAD-Hedged ETF	No	No
Aggressive Folio Fund	No	No
AgJunction Inc.	No	No
Agnico Eagle Mines Limited	No	No
AGRA Inc.	No	No
AIC American Balanced Fund	No	No
AIC Balanced Growth Portfolio Fund	No	No
AIC Corporate Funds	No	No
AIC Diversified Canada Split Corporation	No	No
AIC Mines Limited	No	No
AIC Total Yield Strategic Income Fund	No	No
AIM Canada Fund Inc.	No	No
AIM Global Health Sciences Fund	No	No
AIM Global Technology Fund	No	No
Aim Trimark Core American Equity Class	No	No
Aim Trimark Core Canadian Balanced Class	No	No
AIM Trimark Core Canadian Equity Class	No	No
AIM Trimark Core Global Equity Class	No	No
AIM4 Ventures Inc.	No	No
AimGlobal Technologies Company, Inc.	No	Yes
Aimia Inc..	No	No
Air Canada	No	No
Airline Industry Revitalization Co. Inc.	No	No
AIT Advanced Information Technologies Corporation	No	No
Akela Pharma Inc.	No	No
Akita Drilling Ltd.	No	No
Akrokeri-Ashanti Gold Mines Inc.	No	Yes
Akumin Inc.	No	No
Alacer Gold Corp.	No	No
Alamos Gold Inc.	No	No
Alaris Royalty Corp.	No	No
Alcanna Inc.	No	No
Aldea Vision Inc.	No	No
Aleafia Health Inc.	No	No
Algene Biotechnologies Corporation	No	No
Algo Group Inc.	No	Yes
Algold Resources Ltd.	No	No
Algoma Central Corporation	No	No
Algonquin Power & Utilities Corp.	No	No
Alimentation Couche-Tard Inc.	No	No
Alio Gold Inc.	No	No
All Equity Fund	No	No
All Equity Portfolio	No	No
All in West! Capital Corporation	No	No
AllBanc Split Corp. II	No	No
Allegiant Gold Ltd.	No	No
Alliance Atlantis Communications Inc.	No	No
Alliance Pipeline Limited Partnership	No	No
Allied Consolidated Energy Inc.	No	No
Allied Properties Real Estate Investment Trust	No	No
Ally Credit Canada Limited	No	No
Alpha Social Values Portfolio	No	No
Alpha Ventures Inc.	No	No
AlphaDelta Canadian Growth of Dividend Income Class	No	No
AlphaDelta Canadian Momentum Equity Class	No	No
AlphaDelta Growth of Dividend Income Class	No	No
AlphaNet Telecom Inc.	No	Yes
Alstom	No	No
AltaGas Ltd.	No	No
AltaLink, L.P.	No	No
Altamira Balanced Growth Fund	No	No
Altaur Gold Exploration Inc.	No	Yes
Altius Minerals Corporation	No	No
Altus Group Limited	No	No
Alvopetro Energy Ltd.	No	No
Amarillo Gold Corporation	No	No
American Capital Strategies, Ltd.	No	No
American Equity Value Fund	No	No
American Hotel Income Properties REIT LP	No	No
American Pacific Mining Corp.	No	No
AMI Private Capital Equity Fund	No	No
AMI Private Capital Income Fund	No	No
AMI Private Capital Money Market Fund	No	No
AMI Private Capital Optimix Fund	No	No
AMT International Mining Corporation	No	Yes
Anaconda Mining Inc.	No	No
ANB Canada Inc.	No	No
Anconia Resources Corp.	No	Yes
Andina Minerals Inc.	No	No
Andlauer Healthcare Group Inc.	No	No
Antigonish Farm & Garden Community Investments Ltd. (CEDIF)	Yes	No
Antigonish Investments Limited (CEDIF)	Yes	No
Antler Gold Inc.	Yes	No
Anvil Range Mining Corporation	No	Yes
Aphria Inc.	No	No
Aphrodite Investors Group Inc. (CEDIF)	Yes	No
Appili Therapeutics Inc.	Yes	No
Aptose Biosciences Inc.	No	No
Aquarius Surgical Technologies Inc.	No	No
Aquatex Corporation	No	Yes
Aquila Resources Inc.	No	No
Arbutus Biopharma Corporation	No	No
ARC Resources Ltd.	No	No
Arctic Glacier Income Fund	No	No
Argent Energy Trust	No	No
Argonaut Gold Inc.	No	No
Argosy Energy Inc.	No	No
Arimetco International Inc.	No	Yes
ARISE Technologies Corporation	No	No
Aritzia Inc.	No	No
Arrow Canadian Advantage Alternative Class	No	No
Arrow Global Advantage Alternative Class	No	No
Artis Real Estate Investment Trust	No	No
Asset Management Software Systems Corporation	No	No
Aston Hill Global Resource Class	No	No
Aston HillGlobal Growth & Income Fund	No	No
Atalaya Mining plc	No	No
ATBIS Canadian Equity Pool	No	No
ATBIS Fixed Income Pool	No	No
ATBIS International Equity Pool	No	No
ATBIS U.S. Equity Pool	No	No
ATCO Ltd.	No	No
Atcor Resources Inc.	No	No
Athabasca Oil Corporation	No	No
Atlantic Industrial Minerals Incorporated	Yes	No
Atlantic Power Corporation	No	No
Atlantic Power Limited Partnership	No	No
Atlantic Power Preferred Equity Ltd.	No	No
Atlantic Turbines Inc.	No	Yes
Atlas Cold Storage Income Trust	No	No
Atna Resources Ltd.	No	No
Aton Resources Inc.	No	No
Atrium Mortgage Investment Corporation	No	No
ATS Automation Tooling Systems Inc.	No	No
Aura Minerals Inc.	No	No
Aurinia Pharmaceuticals Inc.	No	No
Aurora Cannabis Inc.	No	No
Austral Gold Limited	No	No
Australian REIT Income Fund	No	No
Australis Capital Inc.	No	No
AutoCanada Inc.	No	No
Automotive Finco Corp.	No	No
Automotive Properties Real Estate Investment Trust	No	No
Auxly Cannabis Group Inc.	No	No
Avalon Advanced Materials Inc.	No	No
Avcorp Industries Inc.	No	No
Aviance Dividend Income Accumulation Fund	No	No
Avino Silver & Gold Mines Ltd.	No	No
Axiom All Equity Portfolio	No	No
Axiom Balanced Growth Portfolio	No	No
Axiom Balanced Income Portfolio	No	No
Axiom Canadian Growth Portfolio	No	No
Axiom Diversified Monthly Income Portfolio	No	No
Axiom Foreign Growth Portfolio	No	No
Axiom Global Growth Portfolio	No	No
Axiom Long-Term Growth Portfolio	No	No
Axxent Inc.	No	Yes
Ayr Strategies Inc.	No	No
Azumah Resources Limited	No	No
Azure Dynamics Corporation	No	No
B.E.S.T. Total Return Fund Inc.	No	No
B2Gold Corp.	No	No
BAC Canada Finance Company	No	No
Baie Chedabucto Bay Investment Fund Ltd. (CEDIF)	Yes	No
Balanced 40/60 Fund	No	No
Balanced 60/40 Fund	No	No
Balanced Folio Fund	No	No
Balanced Fund	No	No
Balanced Growth Portfolio	No	No
Balanced Income and Growth Fund	No	Yes
Balanced Income Portfolio	No	No
Balanced Monthly Income Fund	No	No
Balanced Portfolio	No	No
Balanced Portfolio Class Shares, Series 1	No	No
Balanced Property Fund L.P.	No	No
Ballard Power Systems Inc.	No	No
Bank of America Corporation	No	No
Bank of Montreal	No	No
Bank of Nova Scotia, The	No	No
Barclays Bank Plc	No	No
Barometer Disciplined Leadership Balanced Fund	No	No
Barometer Disciplined Leadership Equity Fund	No	No
Barometer Disciplined Leadership Tactical Income Growth Fund	No	No
Barrantagh Small Cap Canadian Equity Fund	No	No
Barrick Gold Corporation	No	No
Barrick Gold Inc.	No	No
Battery & Wireless Solutions Inc.	No	Yes
Battery Road Capital Corp.	Yes	No
Battery Technologies Inc.	No	No
Bausch Health Companies Inc.	No	Yes
Bay Wind Field Inc.,The (CEDIF)	Yes	No
Baylin Technologies Inc.	No	No
Baytex Energy Corp.	No	No
BC Select Choices Aggressive Growth Portfolio	No	No
BC TEL	No	No
BCA Green Energy Ltd. (CEDIF - No longer a CEDIF)	Yes	No
BCA Growth Fund Ltd. (CEDIF)	Yes	No
BCA Investment Co-operative Ltd. (CEDIF) (No longer a CEDIF)	Yes	No
BCA Venture Capital Incorporated (CEDIF) (No longer a CEDIF)	Yes	No
BCE Inc.	No	No
Beamscope Canada Inc.	No	No
Bear Creek Mining Corporation	No	No
Beckett Technologies Corp.	No	No
Belgravia Capital International Inc.	No	No
Bell Canada	No	No
Bell Nordiq Income Fund	No	No
Bellatrix Exploration Ltd.	No	No
BELLUS Health Inc.	No	No
Belo Sun Mining Corp.	No	No
Bengal Energy Ltd.	No	No
Bespoke Capital Acquisition Corp.	No	No
BetaPro Canadian Gold Miners -2x Daily Bear ETF	No	No
BetaPro Canadian Gold Miners 2x Daily Bull ETF	No	No
BetaPro Crude Oil -1x Daily Bear ETF	No	No
BetaPro Crude Oil Daily Bull ETF	No	No
BetaPro Gold Bullion -2x Daily Bear ETF	No	No
BetaPro Gold Bullion 2x Daily Bull ETF	No	No
BetaPro Natural Gas -2x Daily Bear ETF	No	No
BetaPro Natural Gas 2x Daily Bull ETF	No	No
BetaPro S&P 500® 2x Daily Bull ETF	No	No
BetaPro S&P/TSX 60 -2x Daily Bear ETF	No	No
BetaPro S&P/TSX 60 2x Daily Bull ETF	No	No
BetaPro S&P/TSX Capped Energy -2x Daily Bear ETF	No	No
BetaPro S&P/TSX Capped Energy 2x Daily Bull ETF	No	No
BetaPro S&P/TSX Capped Financials -2x Daily Bear ETF	No	No
BetaPro S&P/TSX Capped Financials 2x Daily Bull ETF	No	No
Betts Cove Minerals Limited	No	Yes
Beutel Goodman American Equity Fund	No	No
Beutel Goodman Balanced Fund	No	No
Beutel Goodman Canadian Dividend Fund	No	No
Beutel Goodman Canadian Equity Fund	No	No
Beutel Goodman Core Plus Bond Fund	No	No
Beutel Goodman Fundamental Canadian Equity Fund	No	No
Beutel Goodman Global Dividend Fund	No	No
Beutel Goodman Global Equity Fund	No	No
Beutel Goodman Income Fund	No	No
Beutel Goodman International Equity Fund	No	No
Beutel Goodman Long Term Bond Fund	No	No
Beutel Goodman Money Market Fund	No	No
Beutel Goodman North American Focused Equity Fund	No	No
Beutel Goodman Short Term Bond Fund	No	No
Beutel Goodman Small Cap Fund	No	No
Beutel Goodman Total World Equity Fund	No	No
Beutel Goodman World Focus Equity Fund	No	No
BFC Construction Corporation	No	No
BFI Canada Income Fund	No	No
Big Banc Split Corp.	No	No
Big Bear Exploration Ltd.	No	No
Big Pharma Split Corp.	No	No
Big Rock Brewery Inc.	No
Big Sky Petroleum Corporation	No	No
BioExx Specialty Proteins Ltd.	No	No
Biovail Corporation	No	No
Biovail Life Science Inc.	No	No
BIP Investment Corporation	No	No
Birchcliff Energy Ltd.	No	No
Bissett Canadian Short Tern Bond Yield Class	No	No
Bissett Income Trust and Dividend Fund	No	No
Bitcoin Fund, The	No	No
Black Business Community Investment Fund Ltd. (CEDIF)	Yes	No
Black Creek Global Balanced Corporate Class	No	No
Black Creek Global Balanced Fund	No	No
Black Creek Global Leaders Corporate Class	No	No
Black Creek Global Leaders Fund	No	No
Black Creek International Equity Corporate Class	No	No
Black Creek International Equity Fund	No	No
Black Diamond Group Limited	No	No
Black Iron Inc.	No	No
BlackBerry Limited	No	No
BlackRock - IG Active Allocation Pool I	No	No
BlackRock - IG Active Allocation Pool II	No	No
BlackRock - IG Active Allocation Pool III	No	No
BlackRock - IG International Equity Pool	No	No
BlackRock All Bond Portfolio	No	No
BlackRock Balanced Portfolio	No	No
BlackRock Conservative Portfolio	No	No
BlackRock Defensive Portfolio	No	No
BlackRock Diversified Monthly Income Portfolio	No	No
BlackRock Growth Portfolio	No	No
BlackRock MaxGrowth Portfolio	No	No
Block One Capital Inc.	No	No
Blockchain Technologies ETF	No	No
BlockchainK2 Corp.	No	No
Bloom Canada Dividend Fund	No	No
Bloom Select Income Fund	No	No
Bloom U.S. Income & Growth Fund	No	No
Blue Gold Oil & Gas Limited Partnership III (Cease Traded)	Yes	Yes
Blue Note Mining Inc.	No	No
Blue Range Resource Corporation	No	No
Blue Ribbon Income Fund	No	No
BlueBay $U.S. Global Convertible Bond Class (Canada)	No	No
BlueBay $U.S. Global Convertible Bond Fund (Canada)	No	No
BlueBay Emerging Markets Bond Fund (Canada)	No	No
BlueBay Emerging Markets Corporate Bond Fund	No	No
BlueBay Emerging Markets Local Currency Bond Fund (Canada)	No	No
BlueBay European High Yield Bond Fund (Canada)	No	No
BlueBay Global Convertible Bond Fund	No	No
BlueBay Global Convertible Bond Fund (Canada)	No	No
BlueBay Global Investment Grade Corporate Bond Fund (Canada)	No	No
BlueBay Global Monthly Income Bond Fund	No	No
BlueBay Global Sovereign Bond Fund (Canada)	No	No
Bluestone Resources Inc.	No	No
BluMont Canadian Fund	No	No
BMG BullionFund	No	No
BMG Gold BullionFund	No	No
BMG Silver BullionFund	No	No
BMO Advantaged Equal Weight Oil & Gas TACTIC Fund	No	No
BMO Aggregate Bond Index ETF	No	No
BMO Ascent Balanced Portfolio	No	No
BMO Ascent Conservative Portfolio	No	No
BMO Ascent Equity Growth Portfolio	No	No
BMO Ascent Growth Portfolio	No	No
BMO Ascent Income Portfolio	No	No
BMO Asian Growth and Income Class	No	No
BMO Asian Growth and Income Fund	No	No
BMO Asset Allocation Fund	No	No
BMO Balanced ESG ETF	No	No
BMO Balanced ETF		No
BMO Balanced ETF Portfolio	No	No
BMO Balanced ETF Portfolio Class	No	No
BMO BBB Corporate Bond Index ETF	No	No
BMO Bond Fund	No	No
BMO Canadian Dividend ETF	No	No
BMO Canadian Equity Class	No	No
BMO Canadian Equity ETF Fund	No	No
BMO Canadian Equity Fund	No	No
BMO Canadian High Dividend Covered Call ETF	No	No
BMO Canadian Large Cap Equity Fund	No	No
BMO Canadian MBS Index ETF	No	No
BMO Canadian Small Cap Equity Fund	No	No
BMO Canadian Stock Selection Fund	No	No
BMO China Equity Index ETF	No	No
BMO Concentrated Global Equity Fund	No	No
BMO Conservative ETF	No	No
BMO Conservative ETF Portfolio	No	No
BMO Core Bond Fund	No	No
BMO Core Plus Bond Fund	No	No
BMO Corporate Bond Index ETF	No	No
BMO Covered Call Canada High Dividend ETF Fund	No	No
BMO Covered Call Canadian Banks ETF	No	No
BMO Covered Call Canadian Banks ETF Fund	No	No
BMO Covered Call Dow Jones Industrial Averaged Hedged to CAD ETF	No	No
BMO Covered Call Europe High Dividend ETF Fund	No	No
BMO Covered Call U.S. High Dividend ETF Fund	No	No
BMO Covered Call US Banks ETF	No	No
BMO Covered Call Utilities ETF	No	No
BMO Crossover Bond Fund	No	No
BMO Discount Bond Index ETF	No	No
BMO Diversified Income Portfolio	No	No
BMO Dividend Class	No	No
BMO Dividend Fund	No	No
BMO Dow Jones Industrial Average Hedged to CAD Index ETF	No	No
BMO Emerging Markets Bond Fund	No	No
BMO Emerging Markets Bond Hedged to CAD Index ETF	No	No
BMO Emerging Markets Fund	No	No
BMO Enterprise Fund	No	No
BMO Equal Weight Banks Index ETF	No	No
BMO Equal Weight Global Base Metals Hedged to CAD Index ETF	No	No
BMO Equal Weight Global Gold Index ETF	No	No
BMO Equal Weight Industrials Index ETF	No	No
BMO Equal Weight Oil & Gas Index ETF	No	No
BMO Equal Weight REITs Index ETF	No	No
BMO Equal Weight US Banks Hedged to CAD Index ETF	No	No
BMO Equal Weight US Banks Index ETF	No	No
BMO Equal Weight US Health Care Hedged to CAD Index ETF	No	No
BMO Equal Weight US Health Care Index ETF	No	No
BMO Equal Weight Utilities Index ETF	No	No
BMO Equity Growth ETF Portfolio	No	No
BMO Equity Growth ETF Portfolio Class	No	No
BMO ESG Corporate Bond Index ETF	No	No
BMO ESG US Corporate Bond Hedged to CAD Index ETF	No	No
BMO ETFs Spring 2010	No	No
BMO Europe High Dividend Covered Call ETF	No	No
BMO Europe High Dividend Covered Call Hedged to CAD ETF	No	No
BMO European Fund	No	No
BMO European Quality Hedged to CAD Index ETF	No	No
BMO Fixed Income ETF Portfolio	No	No
BMO Floating Rate High Yield ETF	No
BMO Floating Rate Income Fund	No	No
BMO FundSelect Balanced Portfolio	No	No
BMO FundSelect Growth Portfolio	No	No
BMO FundSelect Growth Portfolio	No	No
BMO FundSelect Income Portfolio	No	No
BMO Global Balanced Fund	No	No
BMO Global Communications Index ETF	No	No
BMO Global Consumer Discretionary Hedged to CAD Index ETF	No	No
BMO Global Consumer Staples Hedged to CAD Index ETF	No	No
BMO Global Diversified Fund	No	No
BMO Global Dividend Class	No	No
BMO Global Dividend Fund	No	No
BMO Global Energy Class	No	No
BMO Global Equity Class	No	No
BMO global Equity Fund	No	No
BMO Global Growth & Income Fund	No	No
BMO Global High Dividend Covered Call ETF	No	No
BMO Global Infrastructure Fund	No	No
BMO Global Infrastructure Index ETF	No	No
BMO Global Low Volatility ETF Class	No	No
BMO Global Monthly Income Fund	No	No
BMO Global Small Cap Fund	No	No
BMO Global Strategic Bond Fund	No	No
BMO Global Tax Advantage Funds Inc.	No	No
BMO Global Water Solutions TACTIC Fund	No	No
BMO Government Bond Index ETF	No	No
BMO Greater China Class	No	No
BMO Growth & Income Fund	No	No
BMO Growth ETF	No	No
BMO Growth ETF Portfolio	No	No
BMO Growth ETF Portfolio Class	No	No
BMO Growth Fund	No	No
BMO Growth Opportunities Fund	No	No
BMO Harris Canadian Bond Income Portfolio	No	No
BMO Harris Canadian total Return Bond Portfolio	No	No
BMO Harris Diversified Trust Portfolio	No	No
BMO High Quality Corporate Bond Index ETF	No	No
BMO High Yield US Corporate Bond Index ETF	No	No
BMO High Yield US Corprate Bond Hedged to CAD ETF	No	No
BMO Income ETF Portfolio	No	No
BMO Income ETF Portfolio Class	No	No
BMO India Equity Index ETF	No	No
BMO International Dividend ETF	No	No
BMO International Dividend Hedged to CAD ETF	No	No
BMO International Equity ETF Fund	No	No
BMO International Equity Fund	No	No
BMO International Value Class	No	No
BMO International Value Fund	No	No
BMO Japan Fund	No	No
BMO Junior Gas Index ETF	No	No
BMO Junior Gold Index ETF	No	No
BMO Junior Oil Index ETF	No	No
BMO Laddered Preferred Share Index ETF	No	No
BMO LifeStage Plus 2022 Fund	No	No
BMO LifeStage Plus 2025 Fund	No	No
BMO LifeStage Plus 2026 Fund	No	No
BMO LifeStage Plus 2030 Fund	No	No
BMO Long Corporate Bond Index ETF	No	No
BMO Long Federal Bond Index ETF	No	No
BMO Long Provincial Bond Index ETF	No	No
BMO Long-Term US Treasury Bond Index ETF	No	No
BMO Low Volatility Canadian Equity ETF	No	No
BMO Low Volatility Emerging Markets Equity ETF	No	No
BMO Low Volatility International Equity ETF	No	No
BMO Low Volatility International Equity Hedged to CAD ETF	No	No
BMO Low Volatility U.S. Equity ETF Fund	No	No
BMO Low Volatility US Equity ETF	No	No
BMO Low Volatility US Equity Hedged to CAD ETF	No	No
BMO MCSI Europe High Quality Hedged to CAD Index ETF	No	No
BMO Mid Corporate Bond Index ETF	No	No
BMO Mid Federal Bond Index ETF	No	No
BMO Mid Provincial Bond Index ETF	No	No
BMO Mid-Term US IG Corporate Bond Hedged to CAD Index ETF	No	No
BMO Mid-Term US IG Corporate Bond Index ETF	No	No
BMO Mid-Term US Treasury Bond Index ETF	No	No
BMO Money Market Fund	No	No
BMO Monthly Dividend Fund Ltd.	No	No
BMO Monthly High Income Fund II	No	No
BMO Monthly Income ETF	No	No
BMO Monthly Income Fund	No	No
BMO Mortgage and Short-Term Income Fund	No	No
BMO MSCI All Country World High Quality Index ETF	No	No
BMO MSCI Canada ESG Leaders Index ETF	No	No
BMO MSCI Canada Value Index ETF	No	No
BMO MSCI EAFE ESG Leaders Index ETF	No	No
BMO MSCI EAFE Hedged to CAD Index ETF	No	No
BMO MSCI EAFE Index ETF	No	No
BMO MSCI EAFE Value Index ETF	No	No
BMO MSCI Emerging Markets Equity Index ETF	No	No
BMO MSCI Europe High Quality Hedged to CAD Index ETF	No	No
BMO MSCI Global ESG Leaders Index ETF	No	No
BMO MSCI USA ESG Leaders Index ETF	No	No
BMO MSCI USA High Quality Index ETF	No	No
BMO MSCI USA Value Index ETF	No	No
BMO Multi-Factor Equity Fund	No	No
BMO Nasdaq 100 Equity Hedged to CAD Index ETF	No	No
BMO North American Dividend Fund	No	No
BMO PineBridge Preferred Securities TACTIC Fund	No	No
BMO Preferred Share Fund	No	No
BMO Premium Yield ETF	No	No
BMO Principle Balanced Portfolio	No	No
BMO Principle Conservative Portfolio	No	No
BMO Principle Growth Portfolio	No	No
BMO Principle Income Portfolio	No	No
BMO Private Canadian Core Equity Portfolio	No	No
BMO Private Canadian Corporate Bond Portfolio	No	No
BMO Private Canadian Income Equity Portfolio	No	No
BMO Private Canadian Mid-Term Bond Portfolio	No	No
BMO Private Canadian Money Market Portfolio	No	No
BMO Private Canadian Short-Term Bond Portfolio	No	No
BMO Private Canadian Special Equity Portfolio	No	No
BMO Private Diversified Yield Portfolio	No	No
BMO Private Emerging Markets Equity Portfolio	No	No
BMO Private International Equity Portfolio	No	No
BMO Private U.S. Equity Portfolio	No	No
BMO Private U.S. Growth Equity Portfolio	No	No
BMO Private U.S. Special Equity Portfolio	No	No
BMO Real Return Bond Index ETF	No	No
BMO Retirement Balanced Portfolio	No	No
BMO Retirement Conservative Portfolio	No	No
BMO Retirement Income Portfolio	No	No
BMO Risk Reduction Equity Fund	No	No
BMO Risk Reduction Fixed Income Fund	No	No
BMO S&P 500 Hedged to CAD Index ETF	No	No
BMO S&P 500 Index ETF	No	No
BMO S&P US Mid Cap Index ETF	No	No
BMO S&P US Small Cap Index ETF	No	No
BMO S&P/TSX Capped Composite Index ETF	No	No
BMO Select Growth Portfolio	No	No
BMO SelectClass Balanced Portfolio	No	No
BMO SelectClass Equity Growth Portfolio	No	No
BMO SelectClass Growth Portfolio	No	No
BMO SelectClass Income Portfolio	No	No
BMO SelectTrust Balanced Portfolio	No	No
BMO SelectTrust Conservative Portfolio	No	No
BMO SelectTrust Equity Growth Portfolio	No	No
BMO SelectTrust Fixed Income Portfolio	No	No
BMO SelectTrust Growth Portfolio	No	No
BMO SelectTrust Income Portfolio	No	No
BMO short Corporate Bond Index ETF	No	No
BMO Short Federal Bond Index ETF	No	No
BMO Short Provincial Bond Index ETF	No	No
BMO Short-Term Bond Index ETF	No	No
BMO Short-Term US IG Corporate Bond Hedged to CAD Index ETF	No	No
BMO Short-Term US Treasury Bond Index ETF	No	No
BMO SIA Focused Canadian Equity Fund	No	No
BMO SIA Focused North American Equity Fund	No	No
BMO Sustainable Opportunities Canadian Equity Fund	No	No
BMO Sustainable Opportunities Global Equity Fund	No	No
BMO Tactical Balanced ETF Fund	No	No
BMO Tactical Dividend ETF Fund	No	No
BMO Tactical Global Asset Allocation ETF Fund	No	No
BMO Tactical Global Bond ETF Fund	No	No
BMO Tactical Global Equity ETF Fund	No	No
BMO Tactical Global Growth ETF Fund	No	No
BMO Target Education 2025 Portfolio	No	No
BMO Target Education 2030 Portfolio	No	No
BMO Target Education 2035 Portfolio	No	No
BMO Target Education 2040 Portfolio	No	No
BMO Target Education Income Portfolio	No	No
BMO U.S. Dividend Fund	No	No
BMO U.S. Dollar Balanced Fund	No	No
BMO U.S. Dollar Dividend Fund	No	No
BMO U.S. Dollar Equity Index Fund	No	No
BMO U.S. Dollar Money Market Fund	No	No
BMO U.S. Dollar Monthly Income Fund	No	No
BMO U.S. Equity Class	No	No
BMO U.S. Equity ETF Fund	No	No
BMO U.S. Equity Fund	No	No
BMO U.S. Equity Plus Fund	No	No
BMO U.S. Growth Fund	No	No
BMO U.S. High Yield Bond Fund	No	No
BMO U.S. Small Cap Fund	No	No
BMO Ultra Short-Term Bond ETF	No	No
BMO Ultra Short-Term US Bond ETF	No	No
BMO US Dividend ETF	No	No
BMO US Dividend Hedged to CAD ETF	No	No
BMO US High Dividend Covered Call ETF	No
BMO US High Dividend Covered Call Hedged to CAD ETF	No	No
BMO US Preferred Share Hedged to CAD Index ETF	No	No
BMO US Preferred Share Index ETF	No	No
BMO US Put Write ETF	No	No
BMO US Put Write Hedged to CAD ETF	No	No
BMO USD Balanced ETF Portfolio	No	No
BMO USD Conservative ETF Portfolio	No	No
BMO USD Income ETF Portfolio	No	No
BMO Women in Leadership Fund	No	No
BMO World Bond Fund	No	No
BNP Resources Inc.	No	No
BNS Split Corp. II	No	No
Bombardier Inc.	No	No
Bonavista Energy Corporation	No	No
Bonavista Global Balanced Value Fund	No	No
Bonterra Energy Corp.	No	Yes
Boralex Inc.	No	No
Border Petroleum Limited	No	No
Borealis Infrastructure Trust	No	No
Boston Pizza Royalties Income Fund	No	No
Boyd Group Services Inc.	No	No
Boyuan Construction Group, Inc.	No	Yes
BPI American Equity Value Fund	No	No
BPI Dividend Equity Fund	No	No
BPI Global Equity Sector Fund	No	No
BPI Global Equity Value Fund	No	No
BPI High Income Fund	No	No
BPI International Equity Sector Fund	No	No
BPI North American Tactical Asset Allocation RSP Fund	No	No
BQE Water Inc.	No	No
Bracknell Corporation	No	Yes
Braingrid Limited	No	No
Brampton Brick Limited	No	No
Brand Leaders Income Fund	No	No
Brandes Canadian Equity Fund	No	No
Brandes Canadian Money Market Fund	No	No
Brandes Corporate Focus Bond Fund	No	No
Brandes Emerging Markets Value Fund	No	No
Brandes Global Equity Fund	No	No
Brandes Global Opportunities Fund	No	No
Brandes Global Small Cap Equity Fund	No	No
Brandes International Equity Fund	No	No
Brandes U.S. Equity Fund	No	No
Breaking Point Developments Inc.	No	No
Bri-Chem Corp.	No	No
Bridgehouse Canadian Bond Fund	No	No
Bridgemarq Real Estate Services Inc.	No	No
Brigata Canadian Equity Fund	No	No
Bright Plan	No	No
Briko Energy Corp.	No	No
Bristol Gate Concentrated Canadian Equity ETF	No	No
Bristol Gate Concentrated US Equity ETF	No	No
British Columbia Ferry Services Inc.	No	No
British Telecommunications plc	No	No
Brixton Metals Corporation	No	No
Bro-X Minerals Ltd.	No	Yes
Brompton Advantaged Oil & Gas Income Fund	No	No
Brompton European Dividend Growth ETF	No	No
Brompton Flaherty & Crumrine Investment Grade Preferred ETF	No	No
Brompton Global Dividend Growth ETF	No	No
Brompton Global Real Assets Dividend ETF	No	No
Brompton Lifeco Split Corp.	No	No
Brompton North American Financials Dividend ETF	No	No
Brompton North American Low Volatility Dividend ETF	No	No
Brompton Oil Split Corp.	No	No
Brompton Split Banc Corp.	No	No
Brookfield Asset Management Inc.	No	No
Brookfield Business Partners L.P.	No	No
Brookfield Finance Inc.	No	No
Brookfield Finance LLC	No	No
Brookfield Infrastructure Corporation	No	No
Brookfield Infrastructure Finance Limited	No	No
Brookfield Infrastructure Finance LLC	No	No
Brookfield Infrastructure Finance Pty Ltd	No	No
Brookfield Infrastructure Finance ULC	No	No
Brookfield Infrastructure Partners Exchange LP	No	No
Brookfield Infrastructure Partners L.P.	No	No
Brookfield Infrastructure Preferred Equity Inc.	No	No
Brookfield Office Properties Inc.	No	No
Brookfield Property Finance ULC	No	No
Brookfield Property Partners L.P.	No	No
Brookfield Property Preferred Equity Inc.	No	No
Brookfield Property Split Corp.	No	No
Brookfield Renewable Partners L.P.	No	No
Brookfield Renewable Partners ULC	No	No
Brookfield Renewable Power Preferred Equity Inc	No	No
Brookfield Select Opportunities Income Fund	No
Brovail Corporation International	No	No
BRP Finance ULC	No	No
BRP Inc.	No	No
Bruncor Inc.	No	No
BSR Real Estate Investment Trust	No	No
BT Alex. Brown Canada Inc.	No	No
BT Group plc	No	No
BTB Real Estate Investment Trust	No	No
Buchans Resources Limited	No	No
Buffalo Coal Corp.	No	No
Burcon NutraScience Corporation	No	No
BurCon Properties Limited	No	No
Burns Fry Fund	No	Yes
C International Income Fund	No	Yes
CAE Inc.	No	No
Caldwell Balanced Fund	No	No
Caldwell Canadian Value Momentum Fund	No	No
Caldwell Clearpoint Short Term Income Fund	No	No
Caldwell Partners International Inc., The	No	Yes
Caldwell U.S. Dividend Advantage Fund	No	No
Calfrac Well Services Ltd.	No	No
Calian Group Ltd.	No	No
Calibre Energy Inc.	No	Yes
Callitas Health Inc.	No	Yes
Calmena Energy Services Inc.	No	No
Calyx Ventures Inc.	No	Yes
Cambridge Asset Allocation Corporate Class	No	No
Cambridge Asset Allocation Fund	No	No
Cambridge Bond Fund	No	No
Cambridge Canadian Dividend Corporate Class	No	No
Cambridge Canadian Dividend Fund	No	No
Cambridge Canadian Equity Corporate Class	No	No
Cambridge Canadian Equity Fund	No	No
Cambridge Canadian Long-Term Bond Pool	No	No
Cambridge Canadian Short-Term Bond Pool	No	No
Cambridge Global Dividend Class	No	No
Cambridge Global Dividend Corporate Class	No	No
Cambridge Global Dividend Fund	No	No
Cambridge Global Equity Corporate Class	No	No
Cambridge Global Equity Fund	No	No
Cambridge Global High Income Fund	No	No
Cambridge Global Smaller Companies Corporate Class	No	No
Cambridge Global Smaller Companies Fund	No	No
Cambridge Monthly Income Corporate Class	No	No
Cambridge Monthly Income Fund	No	No
Cambridge Premium Yield Pool	No	No
Cambridge Pure Canadian Equity Corporate Class	No	No
Cambridge Pure Canadian Equity Fund	No	No
Cambridge Put Write Pool	No	No
Cambridge Stock Selection Fund	No	No
Cambridge U.S. Dividend Fund	No	No
Cambridge U.S. Dividend Registered Fund	No	No
Cambridge U.S. Dividend US$ Fund	No	No
Cameco Corporation	No	No
Camnarc Canada Real Estate Investment Trust	No	No
Campbell Resources Inc.	No	No
Canaccord Genuity Group Inc.	No	No
Canaccord Genuity Growth II Corp.	No	No
Canacol Energy Ltd.	No	No
Canada 3000 Inc.	No	No
Canada Goose Holdings Inc.	No	No
Canada Life Assurance Company, The	No	No
Canada Life Canadian Dividend Fund (Laketon)	No	No
Canada Life Canadian Equity Fund (Beutel Goodman)	No	No
Canada Life Canadian Low Volatility Fund (London Capital)	No	No
Canada Life Canadian Value Fund (FGP)	No	No
Canada Life Capital Trust	No	No
Canada Life North American Specialty Fund	No	No
Canadian Airlines Corporation	No	Yes
Canadian Apartment Properties Real Estate Investment Trust	No	No
Canadian Arctic Gas Ltd.	No	No
Canadian Banc Corp.	No	No
Canadian Convertible Bond Fund	No	No
Canadian Credit Card Trust II	No	No
Canadian Crude Separators Inc.	No	No
Canadian Dollar Cash Management Fund	No	No
Canadian Equity Alpha Corporate Class (United Funds)	No	No
Canadian Equity Alpha Pool	No	No
CANADIAN EQUITY DIVERSIFIED CORPORATE CLASS	No	No
Canadian Equity Fund	No	No
Canadian Equity Fund (Laketon)	No	No
Canadian Equity Growth Corporate Class (United Funds)	No	No
Canadian Equity Growth Pool (United Funds)	No	No
Canadian Equity Small Cap Corporate Class (United Funds)	No	No
Canadian Equity Small Cap Pool (United Funds)	No	No
Canadian Equity Value Corporate Class (United Funds)	No	No
Canadian Equity Value Pool (United Funds)	No	No
Canadian Fixed Income Corporate Class (United Funds)	No	No
Canadian Fixed Income Fund	No	No
Canadian Fixed Income Pool (United Funds)	No	No
Canadian General Investments, Limited	No	No
Canadian Growth Fund (GWLIM)	No	No
Canadian High Income Equity Fund	No	No
Canadian Imperial Bank of Commerce	No	No
Canadian Income Management Inc.	No	No
Canadian Investment Grade Preferred Share Fund	No	No
Canadian Life Companies Split Corp.	No	No
Canadian Manganese Company Inc	No	No
Canadian National Railway Company	No	No
Canadian Natural Resource Fund	No	No
Canadian Natural Resources Limited	No	No
Canadian Overseas Petroleum Limited	No	No
Canadian Pacific Railway Company	No	No
Canadian Pacific Railway Limited	No	No
Canadian Scholarship Trust Family Savings Plan	No	No
Canadian Scholarship Trust Founders' Plan	No	No
Canadian Scholarship Trust Group Savings Plan	No	No
Canadian Scholarship Trust Group Savings Plan (Group Savings Plan 2001)	No	No
Canadian Scholarship Trust Group Savings Plan 2001	No	No
Canadian Scholarship Trust Individual Savings Plan	No	No
Canadian Shield Fund, The	No	No
Canadian Small Company Equity Fund	No	No
Canadian States Resources Inc.	No	No
Canadian Tire Corporation, Limited	No	No
Canadian Utilities & Telecom Income Fund	No	No
Canadian Utilities Limited	No	No
Canadian Western Bank	No	No
Canarc Resource Corp.	No	No
Canbras Communications Corporation	No	No
Candente Gold Corp.	No	No
Canfor Corporation	No	No
Canfor Pulp Products Inc.	No	No
Cangene Corporation	No	No
Canlan Ice Sports Corp.	No	No
Canmine Resources Corporation	No	No
Cannabis Growth Opportunity Corporation	No	No
CannTrust Holdings Inc.	No	No
Canoe Asset Allocation Class	No	No
Canoe Bond Advantage Class	No	No
Canoe Bond Advantage Fund	No	No
Canoe Canadian Bond Yield Fund	No	No
Canoe Canadian Small Mid Cap Class	No	No
Canoe Credit Opportunities Class	No	No
Canoe Credit Opportunities Fund	No	No
Canoe Defensive Global Balanced Fund	No	No
Canoe Defensive Global Equity Fund	No	No
Canoe Defensive U.S. Equity Class	No	No
Canoe EIT Income Fund	No	No
Canoe Energy Class	No	No
Canoe Energy Income Class	No	No
Canoe Enhanced Income Class	No	No
Canoe Enhanced Income Fund	No	No
Canoe Equity Class	No	No
Canoe Global Equity Fund	No	No
Canoe Global Income Class	No	No
Canoe Global Income Fund	No	No
Canoe International Equity Fund	No	No
Canoe North American High Income Class	No	No
Canoe North American Monthly Income Class	No
Canoe Preferred Share Class	No	No
Canoe Premium Income Fund	No	No
Canoe Strategic Resources Income Fund	No	No
Canoe Trust Fund	No	No
Canopy Growth Corporation	No	No
Canopy Rivers Inc.	No	No
Canso Credit Income Fund	No	No
CANSORTIUM INC.	No	No
Canstar Sports Inc.	No	No
Canutilites Holdings Limited	No	No
CanWel Building Materials Group Ltd.	No	No
Cape Breton West Wind Field Inc., The (CEDIF) (Cease Traded)	Yes	Yes
Capital Desjardins Inc.	No	No
Capital Group Canadian Core Plus Fixed Income Fund (Canada)	No	No
Capital Group Canadian Focused Equity Fund (Canada)	No	No
Capital Group Capital Income Builder (Canada)	No	No
Capital Group Emerging Markets Total Opportunities Fund (Canada)	No	No
Capital Group Global Balanced Fund (Canada)	No	No
Capital Group Global Equity Fund (Canada)	No	No
Capital Group International Equity Fund (Canada)	No	No
Capital Group Monthly Income Portfolio (Canada)	No	No
Capital Group U.S. Equity Fund (Canada)	No	No
Capital Group World Bond Fund (Canada)	No	No
Capital Power Corporation	No	No
Capstone Infrastructure Corporation	No	No
Capstone Mining Corp.	No	No
Carbiz Inc.	No	No
Cardinal Energy Ltd.	No	No
Cardinal Resources Limited	No	No
Cardiol Therapeutics Inc.	No	No
CARDS II Trust	No	No
Care Veterinary Pharmaceuticals Ltd.	No	Yes
CareRx Corporation	No	No
Cargojet Inc.	No	No
Caribbean Utilities Company, Ltd.	No	No
Carmanah Resources Ltd.	No	No
Carpincho Capital Corp.	No	No
Carrot Investment Co-operative Ltd., The (CEDIF - Cease Traded)	Yes	Yes
CARS and PARS Programme	No	No
CARS4U Ltd.	No	No
Cartier Cdn. Asset Allocation Fund	No	No
Cascades Inc.	No	No
Cash Management Pool (United Funds)	No	No
Castlerock Enhanced Yield Fund	No	No
Casurina Performance Fund	No	No
CatchMark Timber Trust, Inc.	No	No
Caterpillar Financial Services Limited	No	No
Cathay Forest Products Corp.	No	No
Cathedral Energy Services Ltd.	No	No
Cavalier Energy Limited (Cease Traded)	Yes	Yes
CC&L Alternative Canadian Equity Fund	No	No
CC&L Alternative Canadian Equity Fund	No	No
CC&L Alternative Global Equity Fund	No	No
CC&L Alternative Income Fund	No	No
CC&L Core Income and Growth Fund	No	No
CC&L Diversified Income Portfolio	No	No
CC&L Equity Income and Growth Fund	No	No
CC&L Global Alpha Fund	No
CC&L High Yield Bond Fund	No	No
CCL Industries Limited	No	No
Celestica Inc.	No	No
Celtic Current Inc. (CEDIF)	Yes	No
Celtic Exploration Ltd.	No	No
Celtic Tiger Minerals Exploration Inc. (Cease Traded)	Yes	Yes
CenAlta Energy Services Inc.	No	No
Cenovus Energy Inc.	No	No
Centamin plc	No	No
Centaurus Energy Inc.	No	No
Centerra Gold Inc.	No	No
Central Capital Corporation	No	No
Central Guaranty Property Fund	No	Yes
Central Trust Mortgage Fund	No	No
Cequence Energy Ltd.	No	No
Ceres Acquisition Corp.	No	No
Ceres Global Ag Corp.	No	No
Ceridian HCM Holding Inc.	No	No
Cervus Equipment Corporation	No	No
CES Energy Solutions Corp.	No	No
CFM Majestic Inc.	No	No
CGI Inc.	No	No
CGI Mutualization Corporation	No	Yes
CGX Energy Inc.	No	No
Challenger Energy Corp.	No	No
Champion Iron Limited	No	No
Chapters Inc.	No	No
Charlotte's Web Holdings, Inc.	No	No
Chartwell Development Fund Limited Partnership (Cease Traded)	Yes	Yes
Chartwell Retirement Residences	No	No
Chauvco Resources International Ltd.	No	Yes
CHC Helicopter Corporation	No	No
Chebucto Pockwock Lake Wind Field Ltd. (CEDIF)	Yes	No
Chebucto Terence Bay Wind Field Ltd. (CEDIF)	Yes	No
Chebucto Wind Field Inc., The (CEDIF)	Yes	No
Chemistree Technology Inc.	No	No
Chemokine Therapeutics Corp.	No	No
Chemtrade Logistics Income Fund	No	No
Chesswood Group Limited	No	No
Cheyenne Energy Inc.	No	No
Chieftain Metals Corp.	No	No
Children's Educational Foundation of Canada, The	No	No
China AMC - IG China Equity Pool	No	No
China Education Resources Inc.	No	No
China Opportunities Fund	No	Yes
China Ventures Inc.	No	No
Chinook Energy Inc.	No	No
CHIP Mortgage Trust	No	No
Choice Properties Real Estate Investment Trust	No	No
Chorus Aviation Inc.	Yes	No
Chorus II 100% Equity Growth Portfolio	No	No
Chorus II Aggressive Growth Portfolio	No	No
Chorus II Balanced Low Volatility Portfolio	No	No
Chorus II Conservative Low Volatility Portfolio	No	No
Chorus II Growth Portfolio	No	No
Chorus II Maximum Growth Portfolio	No	No
Chorus II Moderate Low Volatility Portfolio	No	No
Chou Asia Fund	No	No
Chou Associates Fund	No	No
Chou Bond Fund	No	No
Chou Europe Fund	No	No
Chou RRSP Fund	No	No
CI American Managers Corporate Class	No	No
CI American Small Companies Corporate Class	No	No
CI American Small Companies Fund	No	No
CI American Small Companies Sector Fund	No	No
CI American Value Corporate Class	No	No
CI American Value Fund	No	No
CI Canadian Dividend Private Pool	No	No
CI Canadian Investment Corporate Class	No	No
CI Canadian Investment Corporte Class	No	No
CI Canadian Investment Fund	No	No
CI Canadian Small/Mid Cap Fund	No	No
CI Canadian Stock Fund	No	No
CI DoubleLine Core Plus Fixed Income US$ Fund	No	No
CI DoubleLine Income US$ Fund	No	No
CI DoubleLine Total Return Bond US$ Fund	No	No
CI European Growth Fund	No	No
CI Explorer Sector Fund	No	No
CI Financial Corp.	No	No
CI First Asset 1-5 Year Laddered Government Strip Bond Index ETF	No	No
CI First Asset Active Canadian Dividend ETF	No	No
CI First Asset Active Credit ETF	No	No
CI First Asset Active Utility & Infrastructure ETF	No	No
CI First Asset Canadian Buyback Index ETF	No	No
CI First Asset Canadian Convertible Bond ETF	No	No
CI First Asset Canadian REIT ETF	No	No
CI First Asset CanBanc Income Class ETF	No	No
CI First Asset Core Canadian Equity Income Class ETF	No	No
CI First Asset Energy Giants Covered Call ETF	No	No
CI First Asset Enhanced Government Bond ETF	No	No
CI First Asset Enhanced Short Duration Bond ETF	No	No
CI First Asset European Bank ETF	No	No
CI First Asset Global Financial Sector ETF	No	No
CI First Asset Gold+ Giants Covered Call ETF	No	No
CI First Asset Health Care Giants Covered Call ETF	No	No
CI First Asset High Interest Savings ETF	No	No
CI First Asset Investment Grade Bond ETF	No	No
CI First Asset Long Duration Fixed Income ETF	No	No
CI First Asset Morningstar Canada Dividend Target 30 Index ETF	No	No
CI First Asset Morningstar Canada Momentum Index ETF	No	No
CI First Asset Morningstar Canada Value Index ETF	No	No
CI First Asset Morningstar International Momentum Index ETF	No	No
CI First Asset Morningstar International Value Index ETF	No	No
CI First Asset Morningstar National Bank Québec Index ETF	No	No
CI First Asset Morningstar US Dividend Target 50 Index ETF	No	No
CI First Asset Morningstar US Momentum Index ETF	No	No
CI First Asset Morningstar US Value Index ETF	No	No
CI First Asset MSCI Canada Low Risk Weighted ETF	No	No
CI First Asset MSCI Canada Quality Index Class ETF	No	No
CI First Asset MSCI Europe Low Risk Weighted ETF	No	No
CI First Asset MSCI International Low Risk Weighted ETF	No	No
CI First Asset MSCI USA Low Risk Weighted ETF	No	No
CI First Asset MSCI World ESG Impact ETF	No	No
CI First Asset MSCI World Low Risk Weighted ETF	No	No
CI First Asset Preferred Share ETF	No	No
CI First Asset Short Term Government Bond Index Class ETF	No	No
CI First Asset Tech Giants Covered Call ETF	No	No
CI First Asset U.S. & Canada Lifeco Income ETF	No	No
CI First Asset U.S. Buyback Index ETF	No	No
CI First Asset U.S. TrendLeaders Index ETF	No	No
CI G5\|20 2038 Q3 Fund	No	No
CI G5\|20 2038 Q4 Fund	No	No
CI G5\|20 2039 Q2 Fund	No	No
CI G5\|20 2039 Q3 Fund	No	No
CI G5\|20 2040 Q1 Fund	No	No
CI G5\|20 2040 Q4 Fund	No	No
CI G5\|20i 2035 Q1 Fund	No	No
CI G5\|20i 2035 Q2 Fund	No	No
CI G5\|20i 2036 Q1 Fund	No	No
CI G5\|20i 2036 Q2 Fund	No	No
CI Global Asset Allocation Private Pool	No	No
CI Global Bond Sector Fund	No	No
CI Global Equity Core Private Pool	No	No
CI Global Health Sciences Corporate Class	No	No
CI Global High Dividend Advantage Corporate Class	No	No
CI Global High Dividend Advantage Fund	No	No
CI Global Infrastructure Private Pool	No	No
CI Global Longevity Economy Fund	No	No
CI Global Real Asset Private Pool	No	No
CI Global REIT Private Pool	No	No
CI Global Science & Technology RSP Fund	No	No
CI Global Small Companies RSP Fund	No	No
CI Global Stock Selection Fund	No	No
CI Global Value Balanced Fund	No	No
CI Global Value Corporate Class	No	No
CI Global Value Fund	No	No
CI Global Value RSP Fund	No	No
CI High Interest Savings Fund	No	No
CI ICBCCS S&P China 500 Index ETF	No	No
CI Income Advantage Fund	No	No
CI Income Fund	No	No
CI India All Cap Fund	No	No
CI International RSP Fund	No	No
CI International Value Corporate Class	No	No
CI International Value Fund	No	No
CI International Value RSP Fund	No	No
CI Lawrence Park Alternative Investment Grade Credit ETF	No	No
CI Lawrence Park Alternative Investment Grade Credit Fund	No	No
CI Marret Alternative Absolute Return Bond ETF	No	No
CI Marret Alternative Absolute Return Bond Fund	No	No
CI Marret Alternative Enhanced Yield Fund	No	No
CI Money Market Class	No	No
CI Money Market Fund	No	No
CI Mosaic Balanced ETF Portfolio	No	No
CI Mosaic Balanced Growth ETF Portfolio	No	No
CI Mosaic Balanced Income ETF Portfolio	No	No
CI Mosaic Growth ETF Portfolio	No	No
CI Mosaic Income ETF Portfolio		No
CI MSCI World ESG Impact Fund	No	No
CI Munro Alternative Global Growth Fund	No	No
CI North American Dividend Fund	No	No
CI ONE Global Equity ETF	No	No
CI ONE North American Core Plus Bond ETF	No	No
CI Pacific RSP Fund	No	No
CI Short-Term Corporate Class	No	No
CI Short-Term US$ Corporate Class	No	No
CI U.S. Income US$ Pool
CI US Money Market Fund	No	No
CI Vantage Managed Payout Portfolio 1946 - 1948	No	No
CI Vantage Managed Payout Portfolio 1949 - 1951	No	No
CI Vantage Managed Payout Portfolio 1952 - 1954	No	No
CI Vantage Managed Payout Portfolio 1955 - 1957	No	No
CI Vantage Managed Payout Portfolio 1958 - 1960	No	No
CI Vantage Managed RRSP/RRIF Payout Portfolio 1946 - 1948	No	No
CI Vantage Managed RRSP/RRIF Payout Portfolio 1949 - 1951	No	No
CI Vantage Managed RRSP/RRIF Payout Portfolio 1952 - 1954	No	No
CI Vantage Managed RRSP/RRIF Payout Portfolio 1955 - 1957	No	No
CI Vantage Managed RRSP/RRIF Payout Portfolio 1958 - 1960	No	No
CI WisdomTree Canada Quality Dividend Growth Index ETF	No	No
CI WisdomTree Emerging Markets Dividend Index ETF	No	No
CI WisdomTree Europe Hedged Equity Index ETF	No	No
CI WisdomTree International Quality Dividend Growth Index ETF	No	No
CI WisdomTree International Quality Dividend Growth Variably Hedged Index ETF	No	No
CI WisdomTree Japan Equity Index ETF	No	No
CI WisdomTree U.S. MidCap Dividend Index ETF	No	No
CI WisdomTree U.S. Quality Dividend Growth Index ETF	No	No
CI Yield Enhanced Canada Aggregate Bond Index ETF	No	No
CI Yield Enhanced Canada Short-Term Aggregate Bond Index ETF	No	No
CIBC Active Investment Grade Corporate Bond ETF	No	No
CIBC Active Investment Grade Floating Rate Bond ETF	No	No
CIBC Asia Pacific Fund	No	No
CIBC Asia Pacific Index Fund	No	No
CIBC Balanced Fund	No	No
CIBC Balanced Growth Passive Portfolio	No	No
CIBC Balanced Index Fund	No	No
CIBC Balanced Passive Portfolio	No	No
CIBC Canadian Bond Fund	No	No
CIBC Canadian Bond Index Fund	No	No
CIBC Canadian Equity Fund	No	No
CIBC Canadian Equity Value Fund	No	No
CIBC Canadian Index Fund	No	No
CIBC Canadian Real Estate Fund	No	No
CIBC Canadian Resources Fund	No	No
CIBC Canadian Short-Term Bond Index Fund	No	No
CIBC Canadian Small-Cap Fund	No	No
CIBC Canadian T-Bill Fund	No	No
CIBC Capital Trust	No	No
CIBC Conservative Passive Portfolio	No	No
CIBC Consevative Fixed Income Pool	No	No
CIBC Core Fixed Income Pool	No	No
CIBC Core Plus Fixed Income Pool	No	No
CIBC Disciplined International Equity Fund	No	No
CIBC Disciplined U.S. Equity Fund	No	No
CIBC Dividend Growth Fund	No	No
CIBC Dividend Income Fund	No	No
CIBC Emerging Markets Fund	No	No
CIBC Emerging Markets Index Fund	No	No
CIBC Energy Fund	No	No
CIBC European Equity Fund	No	No
CIBC European Index Fund	No	No
CIBC Financial Companies Fund	No	No
CIBC Flexible Yield ETF (CAD-Hedged)	No	No
CIBC Global Bond Fund	No	No
CIBC Global Bond Index Fund	No	No
CIBC Global Equity Fund	No	No
CIBC Global Monthly Income Fund	No	No
CIBC Global Technology Fund	No	No
CIBC International Index Fund	No	No
CIBC International Small Companies Fund	No	No
CIBC Managed Aggressive Growth Portfolio	No	No
CIBC Managed Balanced Growth Portfolio	No	No
CIBC Managed Balanced Portfolio	No	No
CIBC Managed Growth Portfolio	No	No
CIBC Managed Income Plus Portfolio	No	No
CIBC Managed Income Portfolio	No	No
CIBC Managed Monthly Income Balanced Portfolio	No	No
CIBC Money Market Fund	No	No
CIBC Monthly Income Fund	No	No
CIBC Multi-Asset Absolute Return Strategy	No	No
CIBC Multifactor Canadian Equity ETF	No	No
CIBC Multifactor U.S. Equity ETF	No	No
CIBC Nasdaq Index Fund	No	No
CIBC Precious Metals Fund	No	No
CIBC Short-Term Income Fund	No	No
CIBC Smart Balanced Growth Solution	No	No
CIBC Smart Balanced Income Solution	No	No
CIBC Smart Balanced Solution	No	No
CIBC Smart Growth Solution	No	No
CIBC Smart Income Solution	No	No
CIBC U.S. Broad Market Index Fund	No	No
CIBC U.S. Dollar Managed Balanced Portfolio	No	No
CIBC U.S. Dollar Managed Growth Portfolio	No	No
CIBC U.S. Dollar Managed Income Portfolio	No	No
CIBC U.S. Dollar Money Market Fund	No	No
CIBC U.S. Index Fund	No	No
CIBC U.S. Small Companies Fund	No	No
Cineplex Inc.	No	No
Cipher Pharmaceuticals Inc.	No	No
CIS Commax Hedge Fund	No	Yes
CIS Global Telecommunications Fund	No	Yes
Citadel Income Fund	No	No
Citadel Premium Income Fund	No	No
Citicorp	No	No
CitiFinancial Canada, Inc.	No	No
Clarica Life Insurance Company	No	No
Clarington Canadian Income Fund	No	No
Clarke Inc.	Yes	No
Claymore Advanced Short Duration High Income ETF	No	No
Claymore Global Balanced Growth ETF	No	No
Claymore Global Balanced Income ETF	No	No
Claymore Global Fundamental Index ETF	No	No
Claymore Gold Bullion Trust	No	No
Claymore Inverse 10 Yr Government Bond ETF	No	No
Claymore US Fundamental Index ETF	No	No
Clean Harbors, Inc.	No	No
ClearStream Energy Services Inc.	No	No
Clearwater Seafoods Incorporated	Yes	No
CliniChem Development Inc.	No	No
CloudMD Software & Services Inc.	No	No
CMP 2019 Resource Limited Partnership	No	No
CMP 2020 Resource Limited Partnership	No	No
CNH Capital Canada Receivables Trust	No	No
CNH Capital Canada Wholesale Trust	No	No
Co-op Atlantic	No	No
Co-Operators General Insurance Company	No	No
Coastal Acquisition Corporation	No	No
Cobrun Mining Corporation	No	Yes
Cogeco Communications Inc.	No	No
COGECO Inc.	No	No
CohBar, Inc.	No	No
Coin Hodl Inc.	No	No
Colabor Group Inc.	No	No
Colchester-Cumberland Wind Field Inc., The (CEDIF)	Yes	No
Collicut Energy Services Ltd.	No	No
Colliers International Group Inc.	No	No
Colossus Minerals Inc.	No	Yes
Columbia Care Inc.	No	No
Columbus Gold Corporation	No	No
Comaplex Minerals Corp.	No	No
Cominar Real Estate Investment Trust	No	No
Commonwealth Canadian Balanced Fund	No	No
Commonwealth Energy Corp.	No	No
Commonwealth RSP World Balanced Fund	No	No
Communicorp Corporation	No	Yes
Compass Balanced Growth Portfolio	No
Compass Balanced Portfolio	No
Compass Conservative Balanced Portfolio	No
Compass Conservative Portfolio	No
compass Growth Portfolio	No
Compass Maximum Growth Portfolio	No
Comstate Resources Ltd.	No	No
Concert Industries Ltd.	No	No
Concrete Investments Limited (CEDIF) (No Longer a CEDIF – Investors Repaid)	Yes	No
Condor Petroleum Inc.	No	No
Confederation Life Insurance Company	No	No
Conic Metals Corp.	No	No
Conifex Timber Inc.	No	No
ConjuChem biotechnologies Inc.	No	No
Conservative Folio Fund	No	No
Conservative Fund	No	No
Conservative Income Portfolio	No	No
Conservative Monthly Income Fund	No	No
Conservative Portfolio	No	No
Constellation Copper Corporation	No	No
Constellation Software Inc.	No	No
Contact Gold Corp.	No	No
Converge Technology Solutions Corp.	No	No
Copper Mountain Mining Corporation	No	No
Copper Reef Mining Corporation	No	No
Core Bond Fund (Portico)	No	No
Core Canadian Dividend Trust	No	No
Core Plus Bond Fund (Portico)	No	No
Coretek Vencap Inc.	No	No
Cornerstone Capital Resources Inc.	No	No
Corporate Bond Fund (Portico)	No	No
Correvio Pharma Corp.	No	No
Corridor Resources Inc.	Yes	No
Corus Entertainment Inc.	No	No
Corus Group plc	No	No
Counsel All Equity Portfolio	No	No
Counsel All Equity RSP Portfolio	No	No
Counsel Balanced Portfolio	No	No
Counsel Balanced RSP Portfolio	No	No
Counsel Canadian Core Fixed Income	No	No
Counsel Canadian Dividend	No	No
Counsel Canadian Growth	No	No
Counsel Canadian Value	No	No
Counsel Conservative Portfolio	No	No
Counsel Defensive Global Equity	No	No
Counsel Fixed Income	No	No
Counsel Global Dividend	No	No
Counsel Global Fixed Income	No	No
Counsel Global Low Volatility Equity	No	No
Counsel Global Real Estate	No	No
Counsel Global Small Cap	No	No
Counsel Global Trend Strategy	No	No
Counsel Growth Portfolio	No	No
Counsel Growth RSP Portfolio	No	No
Counsel High Income Portfolio	No	No
Counsel High Yield Fixed Income	No	No
Counsel International Growth	No	No
Counsel International Value	No	No
Counsel Money Market	No	No
Counsel Monthly Income Portfolio	No	No
Counsel North American High Yield Bond	No	No
Counsel Retirement Accumulation Portfolio	No	No
Counsel Retirement Foundation Portfolio	No	No
Counsel Retirement Income Portfolio	No	No
Counsel Retirement Preservation Portfolio	No	No
Counsel Short Term Bond	No	No
Counsel Short Term Fixed Income Class	No	No
Counsel U.S. Growth	No	No
Counsel U.S. Value	No	No
Covington Fund II Inc.	No	No
Covington Venture Fund Inc.	No	No
Coxheath Gold Holdings Limited (Cease Traded)	Yes	Yes
CPI Card Group Inc.	No	No
CPI Plastics Group Limited	No	No
Crailar Technologies Inc.	No	No
CRC Royalty Corporation	No	Yes
Credit Suisse AG	No	No
Crescent Point Energy Corp.	No	No
Crescita Therapeutics Inc.	No	No
Cresco Labs Inc.	No	No
Crestar Energy Inc.	No	No
Creststreet Alternative Energy Class	No	No
Creststreet Dividend & Income Class	No	No
Creststreet Mutual Funds Limited	No	No
Creststreet Resource Class	No	No
Creststret Resource Class	No	No
Crew Energy Inc.	No	No
Crombie Real Estate Investment Trust	Yes	No
Cronos Group Inc.	No	No
Crosswinds Holdings Inc.	No	No
Crown Capital Partners Inc.	No	No
Crown Point Energy Inc.	No	No
CRS Preferred NT Ltd.	No	Yes
Crystallex International Corporation	No	No
CT Developers Ltd.	No	No
CT Real Estate Investment Trust	No	No
CU Inc.	No	No
CurrencyWorks Inc.	No	No
CVF Technologies Corporation	No	Yes
CWC Energy Services Corp.	No	No
Cymat Technologies Ltd.	No	No
cymbria Corporation	No	No
D-Box Technologies Inc.	No	No
Danier Leather Inc.	No	No
Danoil Energy Ltd.	No	No
DATA Communications Management Corp.	No	No
Data Group Inc.	No	No
Davie Yards Inc.	No	No
Deans Knight Income Corporation	No	No
Decibel Cannabis Company Inc.	No	No
Decisive Dividend Corporation	No	No
Decourcy Capital Corp.	No	No
Defiance Mining Corporation	No	No
Defiance Silver Corp.	No	No
Delphi Energy Corp.	No	No
Delta 9 Cannabis Inc.	No	No
Denbury Resources Inc.	No	No
Denison Mines Corp.	No	No
Denninghouse Inc.	No	Yes
Descartes Systems Group Inc., The	No	No
Desjardins 1-5 year Laddered Canadian Corporate Bond Index ETF	No	No
Desjardins 1-5 year Laddered Canadian Government Bond Index ETF		No
Desjardins Alt Long/Short Equity Market Neutral ETF	No	No
Desjardins Alt Long/Short Equity Market Neutral ETF Fund	No	No
Desjardins American Equity Growth Currency Neutral Fund	No	No
Desjardins American Equity Growth Fund	No	No
Desjardins American Equity Value Fund	No	No
Desjardins American Market Fund	No	No
Desjardins Asia/Pacific Fund	No	No
Desjardins Balanced Fund	No	No
Desjardins Bond Fund	No	No
Desjardins Canada Multifactor-Controlled Volatility ETF	No	No
Desjardins Canadian Bond Fund	No	No
Desjardins Canadian Equity fund	No	No
Desjardins Canadian Equity Income Corporate Class	No
Desjardins Canadian Equity Income Fund	No	No
Desjardins Canadian Equity Value Fund	No	No
Desjardins Canadian Preferred Share Fund	No	No
Desjardins Canadian Preferred Share Index ETF	No	No
Desjardins Canadian Short Term Bond Index ETF	No	No
Desjardins Canadian Small Cap Equity Fund	No	No
Desjardins Canadian Universe Bond Index ETF	No	No
Desjardins Developed ex-USA ex-Canada Multifactor-Controlled Volatility ETF	No	No
Desjardins Dividend Growth Fund	No	No
Desjardins Dividend Income Fund	No	No
Desjardins Emerging Countries Fund	No	No
Desjardins Emerging Markets Bond Fund	No	No
Desjardins Emerging Markets Fund	No	No
Desjardins Emerging Markets Multifactor-Controlled Volatility ETF	No	No
Desjardins Emerging Markets Opportunities Fund	No	No
Desjardins Enhanced Bond Fund	No	No
Desjardins Equity Fund	No	No
Desjardins Ethical Balanced Fund	No	No
Desjardins Ethical Income Fund	No	No
Desjardins Ethical North American Fund	No	No
Desjardins Europe Fund	No	No
Desjardins Floating Rate Income Fund	No
Desjardins Global Balanced Strategic Income Fund	No	No
Desjardins Global Corporate Bond Fund	No	No
Desjardins Global Dividend Fund	No	No
Desjardins Global Equity Fund	No	No
Desjardins Global Equity Growth Fund	No	No
Desjardins Global High Yield Bond Fund	No	No
Desjardins Global Infrastructure Fund	No	No
Desjardins Global Small Cap Equity Fund	No	No
Desjardins Global Tactical Bond Fund	No	No
Desjardins Global Total Return Bond Fund	No	No
Desjardins High Potential Sectors Fund	No	No
Desjardins IBrix Canadian High Dividend Equity Corporate Class	No	No
Desjardins IBrix Global Bond Fund	No	No
Desjardins IBrix Low Volatility Global Equity Fund	No	No
Desjardins International Fund	No	No
Desjardins International RSP Fund	No	No
Desjardins Low Volatility Emerging Markets Fund	No	No
Desjardins Money Market Fund	No	No
Desjardins Mortgage Fund	No	No
Desjardins Overseas Equity Fund	No	No
Desjardins Overseas Equity Growth Fund	No	No
Desjardins Quebec Balanced Fund	No	No
Desjardins RI Active Canadian Bond - Low CO2 ETF	No	No
Desjardins RI Canada - Low CO2 Index ETF	No	No
Desjardins RI Canada Multifactor - Low CO2 ETF	No	No
Desjardins RI Developed ex-USA ex-Canada - Low CO2 Index ETF	No	No
Desjardins RI Developed ex-USA ex-Canada Multifactor - Low CO2 ETF	No	No
Desjardins RI Emerging Markets - Low CO2 Index ETF	No	No
Desjardins RI Emerging Markets Multifactor - Low CO2 ETF	No	No
Desjardins RI Global Multifactor - Fossil Fuel Reserves Free ETF	No	No
Desjardins RI USA - Low CO2 Index ETF	No	No
Desjardins RI USA Multifactor - Low CO2 ETF	No	No
Desjardins Select American Fund	No	No
Desjardins Select Balanced Fund	No	No
Desjardins Select Canadian Fund	No	No
Desjardins Select Global Fund	No	No
Desjardins Short-Term Income Fund	No	No
Desjardins SocieTerra Canadian Bond Fund	No	No
Desjardins SocieTerra Canadian Equity Fund	No	No
Desjardins SocieTerra Cleantech Fund	No	No
Desjardins SocieTerra Diversity Fund	No	No
Desjardins SocieTerra Emerging Markets Equity Fund	No	No
Desjardins SocieTerra Environment Fund	No	No
Desjardins SocieTerra Environmental Bond Fund	No	No
Desjardins SocieTerra Global Bond Fund	No	No
Desjardins SocieTerra International Equity Fund	No	No
Desjardins SocieTerra Positive Change Fund	No	No
Desjardins Tactical Balanced Fund	No	No
Desjardins USA Multifactor-Controlled Volatility ETF	No	No
Desjardins Worldwide Balanced Fund	No	No
Deutsche Bank Aktiengesellschaft	No	No
Devine Entertainment Corporation	No	Yes
DFA Canadian Core Equity Fund	No	No
DFA Canadian Vector Equity Fund	No	No
DFA Five-Year Global Fixed Income Fund	No	No
DFA Global 20EQ-80FI Portfolio	No	No
DFA Global 40EQ-60FI Portfolio	No	No
DFA Global 50EQ-50FI Portfolio	No	No
DFA Global 60EQ-40FI Portfolio	No	No
DFA Global 70EQ-30FI Portfolio	No	No
DFA Global 70EQ-50FI Portfolio	No	No
DFA Global 80EQ-20FI Portfolio	No	No
DFA Global Equity Portfolio	No	No
DFA Global Equity Portfolio	No	No
DFA Global Fixed Income Portfolio	No	No
DFA Global Investment Grade Fixed Income Fund	No	No
DFA Global Real Estate Securities Fund	No	No
DFA Global Targeted Credit Fund	No	No
DFA International Core Equity Fund	No	No
DFA International Vector Equity Fund Fund	No	No
DFA U.S. Core Equity Fund	No	No
DFA U.S. Vector Equity Fund	No	No
DFA World Equity Portfolio	No	No
DGTL Holdings Inc.	No	No
Dia Met Minerals Ltd.	No	No
Difference Capital Funding Inc.	No	No
Digital Consumer Dividend Fund	No	No
Digital Courier International Corporation	No	Yes
Digital World Trust	No	No
Dinnerex Limited Partnership VIII	No	Yes
Dinnerex National III Limited Partnership	No	Yes
Dinnerex National IV Limited Partnership	No	Yes
Dion Entertainment Corp.	No	Yes
DIRTT Environmental Solutions Ltd.	No	No
Discovery 2019 Short Duration LP	No	No
Discovery Air Inc.	No	No
Distinct Infrastructure Group Inc.	No	No
Distinction Balanced Class	No	No
Distinction Bold Class	No	No
Distinction Conservative Class	No	No
Distinction Growth Class	No	No
Distinction Prudent Class	No	No
Diversified Equity Fund	No	No
Diversified Royalty Corp.	No	No
Divestco Inc.	No	No
Dividend 15 Split Corp.	No	No
Dividend 15 Split Corp. II	No	No
Dividend Fund (GWLIM)	No	No
Dividend Growth Split Corp.	No	No
Dividend Select 15 Corp.	No	No
Divot Golf Corporation	No	No
DMP Power Global Growth Class	No	No
DMP Resource Class	No	No
DMP Value Balanced Class	No	No
Docebo Inc.	No	No
Dollarama Inc.	No	No
Domco Industries Ltd.	No	Yes
Dominion Bioresources Inc. (Cease Traded)	Yes	Yes
Dominion Citrus Income Fund	No	No
Domtar Corporation	No	No
Donnelley Financial Solutions, Inc.	No	No
Dorel Industries Inc.	No	No
Double Down Resources Ltd.	No	No
DoubleLine Income Solutions Trust	No	No
DragonWave Inc.	No	No
Dream Hard Asset Alternatives Trust	No	No
Dream Industrial Real Estate Investment Trust	No	No
Dream Office Real Estate Investment Trust	No	No
DREAM Unlimited Corp.	No
Drone Delivery Canada Corp.	No	No
Dundee Corporation	No	No
Dundee Dollar-Cost Averaging Fund	No	No
Dundee Energy Limited	No	No
Dundee Global Resource Class	No	No
Dundee Holdings Company Limited (CEDIF - No Longer a CEDIF)	Yes	Yes
Dundee Precious Metals Inc.	No	No
DY 4 Systems Inc.	No	No
Dye & Durham Limited	No	No
dymanic Focus+ Balanced Fund	No	No
Dynamic Precious Metals Fund	No	No
Dynamic Active Canadian Dividend ETF	No	No
Dynamic Active Canadian Dividend Fund	No	No
Dynamic Active Core Bond Private Pool	No	No
Dynamic Active Credit Strategies Private Pool	No	No
Dynamic Active Crossover Bond Fund	No	No
Dynamic Active Global Dividend Fund	No	No
Dynamic Active Global Financial Services Fund	No	No
Dynamic Active Global Infrastructure ETF	No	No
Dynamic Active International Dividend ETF	No	No
Dynamic Active Investment Grade Floating Rate Fund	No	No
Dynamic Active Preferred Shares Fund	No	No
Dynamic Active Tactical Bond Fund	No	No
Dynamic Active U.S. Dividend Fund	No	No
Dynamic Active U.S. Mid-Cap Fund	No	No
Dynamic Advantage Bond Fund	No	No
Dynamic Alpha Performance II Fund	No	No
Dynamic Alternative Yield Class	No	No
Dynamic Alternative Yield Fund	No	No
Dynamic American Class	No	No
Dynamic American Fund	No	No
Dynamic Asia Pacific Equity Fund	No	No
Dynamic Asset Allocation Private Pool	No	No
Dynamic Blue Chip Balanced Fund	No	No
Dynamic Blue Chip Equity Fund	No	No
Dynamic Canadian Bond Fund	No	No
Dynamic Canadian Bond Fund	No	No
Dynamic Canadian Dividend Fund	No	No
Dynamic Canadian Equity Private Pool Class	No	No
Dynamic Canadian Government Bond Fund	No	No
Dynamic Canadian Technology Fund	No	No
Dynamic Canadian Value Class	No	No
Dynamic Conservative Yield Private Pool	No	No
Dynamic Conservative Yield Private Pool Class	No	No
Dynamic Corporate Bond Strategies Class	No	No
Dynamic Corporate Bond Strategies Fund	No	No
Dynamic Credit Absolute Return II Fund	No	No
Dynamic Credit Spectrum Fund	No	No
Dynamic Diversified Real Asset Fund	No	No
Dynamic Dividend Advantage Class	No	No
Dynamic Dividend Advantage Fund	No	No
Dynamic Dividend Fund	No	No
Dynamic Dividend Income Class	No	No
Dynamic Dividend Income Fund	No	No
Dynamic Dollar-Cost Averaging Fund	No	No
Dynamic Energy Income Fund	No	No
Dynamic Equity Income Fund	No	No
Dynamic European Equity Fund	No	No
Dynamic Financial Services Fund	No	No
Dynamic Focus+ Canadian Class	No	No
Dynamic Focus+ Canadian Fund	No	No
Dynamic Focus+ Global Financial Services Class	No	No
Dynamic Focus+ Income and Growth Fund	No	No
Dynamic Focus+ World Equity Fund	No	No
Dynamic Focus+ World Equity Fund I	No	No
Dynamic Global All-Terrain Fund	No	No
Dynamic Global Asset Allocation Class	No	No
Dynamic Global Asset Allocation Fund	No	No
Dynamic Global Balanced Fund	No	No
Dynamic Global Discovery Class	No	No
Dynamic Global Discovery Fund	No	No
Dynamic Global Dividend Class	No	No
Dynamic Global Dividend Fund	No	No
Dynamic Global Equity Fund	No	No
Dynamic Global Equity Income Fund	No	No
Dynamic Global Equity Private pool Class	No	No
Dynamic Global Health Sciences Fund	No	No
Dynamic Global Income & Growth Fund	No	No
Dynamic Global Infrastructure Class	No	No
Dynamic Global Infrastructure Fund	No	No
Dynamic Global Precious Metals Fund	No	No
Dynamic Global Real Estate Fund	No	No
Dynamic Global Real Estate Fund	No	No
Dynamic Global Resource Fund	No	No
Dynamic Global Strategic Yield Fund	No	No
Dynamic Global Yield Private Pool	No	No
Dynamic Global Yield Private Pool Class	No	No
Dynamic High Yield Bond Fund	No	No
Dynamic Infinity International Value Fund	No	No
Dynamic International Dividend Private Pool	No	No
Dynamic International Equity Fund	No	No
Dynamic Investment Grade Floating Rate Fund	No	No
Dynamic iShares Active Crossover Bond ETF	No	No
Dynamic iShares Active Global Dividend ETF	No	No
Dynamic iShares Active Global Financial Services ETF	No	No
Dynamic iShares Active Investment Grade Floating Rate ETF	No	No
Dynamic iShares Active Preferred Shares ETF	No	No
Dynamic iShares Active Tactical Bond ETF	No	No
Dynamic iShares Active U.S. Dividend ETF	No	No
Dynamic iShares Active U.S. Mid-Cap ETF	No	No
Dynamic Liquid Alternatives Private Pool	No	No
Dynamic Money Market Class	No	No
Dynamic Money Market Fund	No	No
Dynamic North American Dividend Private Pool	No	No
Dynamic Partners Fund	No	No
Dynamic Power American Growth Class	No	No
Dynamic Power American Growth Fund	No	No
Dynamic Power Balanced Fund	No	No
Dynamic Power Canadian Fund	No	No
Dynamic Power Canadian Growth Fund	No	No
Dynamic Power Global Balanced Class	No	No
Dynamic Power Global Growth Class	No	No
Dynamic Power Global Growth Fund	No	No
Dynamic Power Global Navigator Class	No	No
Dynamic Power Small Cap Fund	No	No
Dynamic Preferred Yield Class	No	No
Dynamic Premium Bond Private Pool	No	No
Dynamic Premium Bond Private Pool Class	No	No
Dynamic Premium Yield Class	No	No
Dynamic Premium Yield Fund	No	No
Dynamic Premium Yield PLUS Fund	No	No
Dynamic Quebec Fund	No	No
Dynamic Real Estate & Infrastructure Income II Fund	No	No
Dynamic Short Term Bond Fund	No	No
Dynamic Small Business Fund	No	No
Dynamic Strategic All Equity Portfolio	No	No
Dynamic Strategic Balanced Portfolio	No	No
Dynamic Strategic Conservative Portfolio	No	No
Dynamic Strategic Defensive Portfolio	No	No
Dynamic Strategic Energy Class	No	No
Dynamic Strategic Gold Class	No	No
Dynamic Strategic High Growth Portfolio	No	No
Dynamic Strategic Resource Class	No	No
Dynamic Strategic Yield Class	No	No
Dynamic Tactical Bond Private Pool	No	No
Dynamic Total Return Bond Class	No	No
Dynamic Total Return Bond Fund	No	No
Dynamic U.S. Balanced Class	No	No
Dynamic U.S. Equity Income Fund	No	No
Dynamic U.S. Equity Private Pool Class	No	No
Dynamic U.S. Monthly Income Fund	No	No
Dynamic U.S. Sector Focus Class	No	No
Dynamic U.S. Small Cap Value Fund	No	No
Dynamic U.S. Strategic Yield Fund	No	No
Dynamic Value Balanced Class	No	No
Dynamic Value Balanced Fund	No	No
Dynamic Value Fund of Canada	No	No
Dynamic World Convertible Debentures Fund	No	No
DynamicEdge Balanced Class Portfolio	No	No
DynamicEdge Balanced Growth Class Portfolio	No	No
DynamicEdge Balanced Growth Portfolio	No	No
DynamicEdge Balanced Income Portfolio	No	No
DynamicEdge Balanced Portfolio	No	No
DynamicEdge Conservative Class Portfolio	No	No
DynamicEdge Defensive Portfolio	No	No
DynamicEdge Equity Class Portfolio	No	No
DynamicEdge Equity Portfolio	No	No
DynamicEdge Growth Class Portfolio	No	No
DynamicEdge Growth Portfolio	No	No
E Split Corp.	No	No
E-L Financial Corporation Limited	No	No
E.D. Smith Income Fund	No	No
Eagle Credit Card Trust	No	No
Eagle Energy Inc.	No	Yes
EarthRenew Inc.	No	No
East Coast Investment Grade Income Fund	No	No
East Coast Organic Milk Investment Co-operative Ltd. (CEDIF) (No longer a CEDIF)	Yes	Yes
East Hants Entertainment Ltd. (CEDIF)	Yes	No
Eastern Platinum Limited	No	No
Echelon Financial Holdings Inc.	No	No
ECN Capital Corp.	No	No
Eco Oro Minerals Corp.	No	No
Ecopia BioSciences Inc.	No	No
EcoSynthetix Inc.	No	No
Eden Empire Inc.	No	No
EdgePoint Canadian Growth & Income Portfolio	No	No
EdgePoint Canadian Portfolio	No	No
EdgePoint Global Growth & Income Portfolio	No	No
EdgePoint Global Portfolio	No	No
EdgePoint Income Portfolio	No	No
eFunds Bloomberg U.S. Internet Index Fund	No	Yes
Eguana Technologies Inc.	No	No
EHP Advantage Alternative Fund	No	No
EHP Advantage International Alternative Fund	No	No
EHP Global Arbitrage Alternative Fund	No	No
EHP Guardian Alternative Fund	No	No
EHP Guardian International Alternative Fund	No	No
EHP Select Alternative Fund	No	No
Eicon Technology Corporation	No	No
Elcora Advanced Materials Corp.	Yes	No
Eldorado Gold Corporation	No	No
Eldorado Gold Yukon Corp.	No	No
Electrofuel Inc.	No	No
Electrohome Broadcasting Inc.	No	No
Electrovaya Inc.	No	No
Element Fleet Management Corp.	No	No
Elementos Limited	No	No
ELI Eco Logic Inc.	No	No
Elliott & Page Active Bond Fund	No	No
Elliott & Page Global MultiStyle Fund	No	No
Eloqua, Inc.	No	No
Emblem Corp.	No	No
Emera Incorporated	Yes	No
Emerald Bay Energy Inc.	No	No
Emerald Health Therapeutics, Inc.	No	No
Emerge ARK AI & Big Data ETF	No	No
Emerge ARK Autonomous Tech & Robotics ETF	No	No
Emerge ARK Fintech Innovation ETF	No	No
Emerge ARK Genomics & Biotech ETF	No	No
Emerge ARK Global Disruptive Innovation ETF	No	No
Emerging Markets Equity Corporate Class (United Funds)	No	No
Emerging Markets Equity Fund	No	No
Emerging Markets Equity Pool (United Funds)	No	No
Empire Alliance Properties Inc.	No	Yes
Empire Company Limited	Yes	No
Empire Exchangeco Ltd.	No	Yes
Empire Life Dividend Growth Mutual Fund	No	No
Empire Life Emblem Aggressive Growth Portfolio	No	No
Empire Life Emblem Balanced Portfolio	No	No
Empire Life Emblem Conservative Portfolio	No	No
Empire Life Emblem Diversified Income Portfolio	No	No
Empire Life Emblem Growth Portfolio	No	No
Empire Life Emblem Moderate Growth Portfolio	No	No
Empire Life Insurance Company, The	No	No
Empire Life Monthly Income Mutual Fund	No	No
Empire Life Small Cap Equity Mutual Fund	No	No
Enablence Technologies Inc.	No	No
Enbridge Gas Inc.	No	No
Enbridge Inc.	No	No
Enbridge Pipelines Inc.	No	No
Endeavour Mining Corporation	No	No
Endeavour Silver Corp.	No	No
Endo International plc	No	No
Enerflex Ltd.	No	No
Energir Inc.	No	No
Energy Credit Opportunities Income Fund	No	No
Energy Fuels Inc.	No	No
Energy Income Fund	No	No
Enermark Income Fund	No	No
Enerplus Corporation	No	No
Enerplus Energy Funds II Limited	No	Yes
Enerplus Energy Funds Limited	No	Yes
Enervest 2011 Flow-Through LP	No	No
EnerVest Natural Resources Fund Ltd.	No	No
eNGENUITY Technologies Inc.	No	No
Enhanced Emerging Markets Equity Fund	No	No
Enhanced Income Corporate Class (United Funds)	No	No
Enhanced Income Pool (United Funds)	No	No
Enhanced Income Portfolio	No	No
EnQuest Energy Services Corp.	No	No
Enseco Energy Services Corp.	No	No
Entee Resources Ltd.	No	No
Enterprise Group, Inc.	No	No
ENTREC Corporation	No	No
EnWave Corporation	No	No
EPCOR Utilities Inc.	No	No
Epoch Global Equity Class	No	No
Epoch Global Equity Fund	No	No
Epoch Global Shareholder Yield Fund	No	No
Epoch International Equity Fund	No	No
Epoch U.S. Blue Chip Equity Currency Neutral Fund	No	No
Epoch U.S. Blue Chip Equity Fund	No	No
Epoch U.S. Large-Cap Value Class	No	No
Epoch U.S. Large-Cap Value Fund	No	No
Epoch U.S. Shareholder Yield Fund	No	No
Epsilon Energy Ltd.	No	No
EQ Inc.	No	Yes
Equinox Gold Corp.	No	No
Equitable Group Inc.	No	No
Equity Reserve Corp.	No	Yes
Erdene Resource Development Corporation	Yes	No
Ero Copper Corp.	No	No
Essential Energy Services Ltd.	No	No
Ethical Canadian Dividend Fund	No	No
Ethical European Equity Fund	No	No
Ethical RSP European Equity Fund	No	No
Ethical American Multi-Strategy Fund	No	No
Ethical Balanced Fund	No	No
Ethical Growth Fund	No	No
Ethical Income Fund	No	No
Ethical Money Market Fund	No	No
Ethical Select Conservative Portfolio	No	No
Ethical Select Global Balanced Portfolio	No	No
Ethical Select Global Growth Portfolio	No	No
Ethical Select Income Portfolio	No	No
Ethical Special Equity Fund	No	No
Euro Sun Mining Inc.	No	No
Euro-Nevada Mining Corporation Limited	No	No
Eurogas International Inc.	No	No
European Commercial Real Estate Limited	No	No
European Residential Real Estate Investment Trust	No	No
Eurotin Inc.	No	No
Euston Capital Corp.	No	Yes
Evangeline Investments Fund Ltd. (CEDIF - No longer a CEDIF)	Yes	No
Evangeline Wind Field Inc., The (CEDIF) (No Longer a CEDIF)	Yes	No
Evertz Technologies Limited	No	No
Evolve Active Canadian Preferred Share Fund	No	No
Evolve Active Core Fixed Income ETF	No	No
Evolve Active Global Fixed Income ETF	No	No
Evolve Automobile Innovation Index Fund	No	No
Evolve Cyber Security Index Fund	No	No
Evolve Dividend Stability Preferred Share Index ETF	No	No
Evolve E-Gaming Index ETF	No	No
Evolve Global Healthcare Enhanced Yield Fund	No	No
Evolve Global Materials & Mining Enhanced Yield Index ETF	No	No
Evolve Innovation Index ETF	No	No
Evolve North American Gender Diversity Index ETF	No	No
Evolve US Banks Enhanced Yield ETF	No	No
Evolved Digital Systems Inc.	No	No
exactEarth Ltd.	No	No
Exall Energy Corporation	No	No
Excel India Trust	No	No
Excellon Resources Inc.	No	No
Excelsior Mining Corp.	No	No
Exchange Income Corporation	No	No
Exemplar Canadian Income Fund	No	No
Exemplar Global Opportunities Portfolio	No	No
Exemplar Growth and Income Fund	No	No
Exemplar Investment Grade Fund	No	No
Exemplar Market Neutral Portfolio	No	No
Exemplar Performance Fund	No	No
EXFO Inc.	No	No
Extendicare Inc.	No	No
Facedrive Inc.	No	No
Faircourt Gold Income Corp.	No	No
Faircourt Split Trust	No	No
Fairfax Africa Holdings Corporation	No	No
Fairfax Financial Holdings Limited	No	No
Fairfax India Holdings Corporation	No	No
Falco Resources Ltd.	No	No
Falcon Oil & Gas Ltd.	No	No
Falcon Well Services Ltd.	No	Yes
Falconbridge Gold Corporation	No	No
Family Mulitple Student "Grandfathered" Eduaction Savings Plan	No	No
Family Single Student Education Savings Plan	No	No
Fantom Technologies Inc.	No	Yes
Farallon Mining Ltd.	No	No
Farmers' Market Investment Cooperative Limited (CEDIF) (No longer a CEDIF)	Yes	No
FarmWorks Investment Co-operative Limited (CEDIF)	Yes	No
FAX Capital Corp.	No	No
Federated Strategic Value U.S. Equity Dividend Fund	No	No
Fédération des caisses Desjardins du Québec	No	No
Fennec Pharmaceuticals Inc.	No	No
Feronia Inc.	No	No
Fidelity - IG Canadian Equity Pool	No	No
Fidelity American Balanced Currency Neutral Fund	No	No
Fidelity American Balanced Fund	No	No
Fidelity American Disciplined Equity Class	No	No
Fidelity American Disciplined Equity Currency Neutral Class	No	No
Fidelity American Disciplined Equity Fund	No	No
Fidelity American Equity Class	No	No
Fidelity American Equity Currency Neutral Class	No	No
Fidelity American Equity Fund	No	No
Fidelity American Equity Systematic Currency Hedged Fund	No	No
Fidelity American High Yield Currency Neutral Fund	No	No
Fidelity American High Yield Fund	No	No
Fidelity American Value Class	No	No
Fidelity AsiaStar Class	No	No
Fidelity AsiaStar Fund	No	No
Fidelity Asset Allocation Currency Neutral Private Pool	No	No
Fidelity Asset Allocation Private Pool	No	No
Fidelity Balanced Class Portfolio	No	No
Fidelity Balanced Currency Neutral Private Pool	No	No
Fidelity Balanced Income Currency Neutral Private Pool	No	No
Fidelity Balanced Income Private Pool	No	No
Fidelity Balanced Managed Risk Portfolio	No	No
Fidelity Balanced Portfolio	No	No
Fidelity Balanced Private Pool	No	No
Fidelity Canadian Asset Allocation Class	No	No
Fidelity Canadian Asset Allocation Fund	No	No
Fidelity Canadian Balanced Class	No	No
Fidelity Canadian Balanced Fund	No	No
Fidelity Canadian Bond Fund	No	No
Fidelity Canadian Disciplined Equity Class	No	No
Fidelity Canadian Disciplined Equity Fund	No	No
Fidelity Canadian Equity Fund	No	No
Fidelity Canadian Equity Multi-Asset Base Fund	No	No
Fidelity Canadian Equity Private Pool	No	No
Fidelity Canadian Focused Equity Multi-Asset Base Fund	No	No
Fidelity Canadian Government Long Bond Index Multi-Asset Base Fund	No	No
Fidelity Canadian Growth Company Class	No	No
Fidelity Canadian Growth Company Fund	No	No
Fidelity Canadian High Dividend Index ETF	No	No
Fidelity Canadian High Dividend Index ETF Fund	No	No
Fidelity Canadian High Quality Index ETF	No	No
Fidelity Canadian High Quality Index ETF Fund	No	No
Fidelity Canadian Large Cap Class	No	No
Fidelity Canadian Large Cap Fund	No	No
Fidelity Canadian Low Volatility Index ETF	No	No
Fidelity Canadian Low Volatility Index ETF Fund	No	No
Fidelity Canadian Momentum Index ETF	No	No
Fidelity Canadian Money Market Fund	No	No
Fidelity Canadian Money Market Investment Trust	No	No
Fidelity Canadian Monthly High Income ETF	No	No
Fidelity Canadian Monthly High Income ETF Fund	No	No
Fidelity Canadian Opportunities Class	No	No
Fidelity Canadian Opportunities Fund	No	No
Fidelity Canadian Real Return Bond Index Multi-Asset Base Fund	No	No
Fidelity Canadian Short Term Bond Fund	No	No
Fidelity Canadian Short Term Corporate Bond ETF	No	No
Fidelity Canadian Short Term Corporate Bond ETF Fund	No	No
Fidelity Canadian Short Term Fixed Income Multi-Asset Base Fund	No	No
Fidelity Canadian Short Term Income Class	No	No
Fidelity Canadian Value Index ETF	No	No
Fidelity CanAm Opportunities Class	No	No
Fidelity CanAm Opportunities Currency Neutral Class	No	No
Fidelity Capital Builder Fund	No	No
Fidelity China Class	No	No
Fidelity China Fund	No	No
Fidelity ClearPath 2005 Portfolio	No	No
Fidelity ClearPath 2010 Portfolio	No	No
Fidelity ClearPath 2015 Portfolio	No	No
Fidelity ClearPath 2020 Portfolio	No	No
Fidelity ClearPath 2025 Portfolio	No	No
Fidelity ClearPath 2030 Portfolio	No	No
Fidelity ClearPath 2035 Portfolio	No	No
Fidelity ClearPath 2040 Portfolio	No	No
Fidelity ClearPath 2045 Portfolio	No	No
Fidelity ClearPath 2050 Portfolio	No	No
Fidelity ClearPath 2055 Portfolio	No	No
Fidelity ClearPath 2060 Portfolio	No	No
Fidelity ClearPath Income Portfolio	No	No
Fidelity Concentrated Canadian Equity Multi-Asset Base Fund	No	No
Fidelity Concentrated Canadian Equity Private Pool	No	No
Fidelity Concentrated Value Investment Trust	No	No
Fidelity Concentrated Value Private Pool	No	No
Fidelity Conservative Income Fund	No	No
Fidelity Conservative Income Private Pool	No	No
Fidelity Conservative Managed Risk Portfolio	No	No
Fidelity Convertible Securities Multi-Asset Base Fund	No	No
Fidelity Corporate Bond Class	No	No
Fidelity Corporate Bond Fund	No	No
Fidelity Dividend Class	No	No
Fidelity Dividend Fund	No	No
Fidelity Dividend Multi-Asset Base Fund	No	No
Fidelity Dividend Plus Class	No	No
Fidelity Dividend Plus Fund	No	No
Fidelity Emerging Markets Class	No	No
Fidelity Emerging Markets Debt Multi-Asset Base Fund	No	No
Fidelity Emerging Markets Equity Income Multi-Asset Base Fund	No	No
Fidelity Emerging Markets Equity Multi-Asset Base Fund	No	No
Fidelity Emerging Markets Fund	No	No
Fidelity Emerging Markets Local Currency Debt Multi-Asset Base Fund	No	No
Fidelity Europe Class	No	No
Fidelity Europe Fund	No	No
Fidelity Event Driven Opportunities Class	No	No
Fidelity Event Driven Opportunities Currency Neutral Class	No	No
Fidelity Event Driven Opportunities Fund	No	No
Fidelity Far East Class	No	No
Fidelity Far East Fund	No	No
Fidelity Floating Rate High Income Currency Neutral Fund	No	No
Fidelity Floating Rate High Income Currency Neutral Multi-Asset Base Fund	No	No
Fidelity Floating Rate High Income Fund	No	No
Fidelity Floating Rate High Income Multi-Asset Base Fund	No	No
Fidelity Focus Telecommunications Fund	No	No
Fidelity Founders Class	No	No
Fidelity Founders Currency Neutral Class	No	No
Fidelity Founders Investment Trust	No	No
Fidelity Frontier Emerging Markets Fund	No	No
Fidelity Global Asset Allocation Currency Neutral Private Pool	No	No
Fidelity Global Asset Allocation Fund	No	No
Fidelity Global Asset Allocation Private Pool	No	No
Fidelity Global Balanced Class Portfolio	No	No
Fidelity Global Balanced Portfolio	No	No
Fidelity Global Bond Currency Neutral Fund	No	No
Fidelity Global Bond Currency Neutral Multi-Asset Base Fund	No	No
Fidelity Global Bond Fund	No	No
Fidelity Global Bond Multi-Asset Base Fund	No	No
Fidelity Global Class	No	No
Fidelity Global Concentrated Equity Class	No	No
Fidelity Global Concentrated Equity Currency Neutral Fund	No	No
Fidelity Global Concentrated Equity Fund	No	No
Fidelity Global Consumer Industries Class	No	No
Fidelity Global Consumer Industries Fund	No	No
Fidelity Global Core Plus Bond ETF	No	No
Fidelity Global Core Plus Bond ETF Fund	No	No
Fidelity Global Credit Ex-U.S. Currency Neutral Multi-Asset Base Fund	No	No
Fidelity Global Disciplined Equity Class	No	No
fidelity Global Disciplined Equity Currency Neutral Class	No	No
Fidelity Global Disciplined Equity Fund	No	No
Fidelity Global Dividend Class	No	No
Fidelity Global Dividend Fund	No	No
Fidelity Global Dividend Investment Trust	No	No
fidelity Global Equity Currency Neutral Private Pool	No	No
Fidelity Global Equity Investment Trust	No	No
Fidelity Global Equity Private Pool	No	No
Fidelity Global Financial Services Class	No	No
Fidelity Global Financial Services Fund	No	No
Fidelity Global Fund	No	No
Fidelity Global Growth and Value Class	No	No
Fidelity Global Growth and Value Currency Neutral Class	No	No
Fidelity Global Growth and Value Investment Trust	No	No
Fidelity Global Growth Class Portfolio	No	No
Fidelity Global Growth Portfolio	No	No
Fidelity Global Health Care Class	No	No
Fidelity Global Health Care Fund	No	No
Fidelity Global High Yield Multi-Asset Base Fund	No	No
Fidelity Global High Yield Multi-Asst Base Fund	No	No
Fidelity Global Income Class Portfolio	No	No
Fidelity Global Income Portfolio	No	No
Fidelity Global Innovators Class	No	No
Fidelity Global Innovators Currency Neutral Class	No	No
Fidelity Global Innovators Investment Trust	No	No
Fidelity Global Intrinsic Value Class	No	No
Fidelity Global Intrinsic Value Currency Neutral Class	No	No
Fidelity Global Intrinsic Value Investment Trust	No	No
Fidelity Global Investment Grade Bond ETF	No	No
Fidelity Global Investment Grade Bond ETF Fund	No	No
Fidelity Global Large Cap Class	No	No
Fidelity Global Large Cap Currency Neutral Class	No	No
Fidelity Global Large Cap Fund	No	No
Fidelity Global Monthly High Income ETF	No	No
Fidelity Global Monthly High Income ETF Fund	No	No
Fidelity Global Monthly Income Currency Neutral Fund	No	No
Fidelity Global Monthly Income Fund	No	No
Fidelity Global Natural Resources Class	No	No
Fidelity Global Natural Resources Class	No	No
Fidelity Global Natural Resources Fund	No	No
Fidelity Global Opportunities Class	No	No
Fidelity Global Real Estate Fund	No	No
Fidelity Global Real Estate Multi-Asset Base Fund	No	No
Fidelity Global Small Cap Class	No	No
Fidelity Global Small Cap Fund	No	No
Fidelity Global Telecommunications Class	No	No
Fidelity Global Telecommunications Fund	No	No
Fidelity Greater Canada Class	No	No
Fidelity Greater Canada Fund	No	No
Fidelity Growth Class Portfolio	No	No
Fidelity Growth Portfolio	No	No
Fidelity High Income Commercial Real Estate Currency Neutral Multi-Asset Base Fund	No	No
Fidelity High Income Commercial Real Estate Multi-Asset Base Fund	No	No
Fidelity High Income Fund	No	No
Fidelity Income Allocation Fund	No	No
Fidelity Income Class Portfolio	No	No
Fidelity Income Portfolio	No	No
Fidelity Insights Class	No	No
Fidelity Insights Currency Neutral Class	No	No
Fidelity Insights Currency Neutral Multi-Asset Base Fund	No	No
Fidelity Insights Investment Trust	No	No
Fidelity Insights Systematic Currency Hedged Fund	No	No
Fidelity Insights Systematic Currency Hedged Fund	No	No
Fidelity International Concentrated Equity Currency Neutral Fund	No	No
Fidelity International Concentrated Equity Fund	No	No
Fidelity International Disciplined Equity Class	No	No
Fidelity International Disciplined Equity Currency Neutral Class	No	No
Fidelity International Disciplined Equity Fund	No	No
Fidelity International Equity Currency Neutral Investment Trust	No	No
Fidelity International Equity Currency Neutral Private Pool	No	No
Fidelity International Equity Investment Trust	No	No
Fidelity International Equity Private Pool	No	No
Fidelity International Growth Class	No	No
Fidelity International Growth Currency Neutral Multi-Asset Base Fund (	No	No
Fidelity International Growth Fund	No	No
Fidelity International Growth Multi-Asset Base Fund	No	No
Fidelity International High Dividend Index ETF	No	No
Fidelity International High Dividend Index ETF Fund	No	No
Fidelity International High Quality Index ETF	No	No
Fidelity International High Quality Index ETF Fund	No	No
Fidelity International Low Volatility Index ETF	No	No
Fidelity International Low Volatility Index ETF Fund	No	No
Fidelity International Momentum Index ETF	No	No
Fidelity International Portfolio Fund	No	No
Fidelity International Value Index ETF	No	No
Fidelity Investment Grade Total Bond Currency Neutral Fund	No	No
Fidelity Investment Grade Total Bond Fund	No	No
Fidelity Japan Class	No	No
Fidelity Japan Fund	No	No
Fidelity Minerals Corp.	No	No
Fidelity Monthly Income Class	No	No
Fidelity Monthly Income Fund	No	No
Fidelity Multi-Sector Bond Currency Neutral Fund	No	No
Fidelity Multi-Sector Bond Fund	No	No
Fidelity North American Equity Class	No	No
Fidelity North American Equity Investment Trust	No	No
Fidelity North American Income Fund	No	No
Fidelity NorthStar Balanced Currency Neutral Fund	No	No
Fidelity NorthStar Balanced Fund	No	No
Fidelity NorthStar Class	No	No
Fidelity NorthStar Currency Neutral Class	No	No
Fidelity Northstar Fund	No	No
Fidelity Overseas Class	No	No
Fidelity Premium Fixed Income Private Pool	No	No
Fidelity Premium Fixed Income Private Pool Class	No	No
Fidelity Premium Money Market Private Pool	No	No
Fidelity Premium Tactical Fixed Income Private Pool	No	No
Fidelity RSP Health Care Fund	No	No
Fidelity RSP Technology Fund	No	No
Fidelity Small Cap America Class	No	No
Fidelity Small Cap America Currency Neutral Class	No	No
Fidelity Small Cap America Fund	No	No
Fidelity Small Cap America Systematic Currency Hedged Fund	No	No
Fidelity Special Situations Class	No	No
Fidelity Special Situations Fund	No	No
Fidelity Strategic Income Currency Neutral Fund	No	No
Fidelity Strategic Income Fund	No	No
Fidelity Sustainable World ETF	No	No
Fidelity Sustainable World ETF	No	No
Fidelity Systematic Canadian Bond Index ETF	No	No
Fidelity Systematic Canadian Bond Index ETF Fund	No	No
Fidelity Systematic U.S. High Yield Bond Currency Neutral ETF	No	No
Fidelity Systematic U.S. High Yield Bond Currency Neutral ETF Fund	No	No
Fidelity Systematic U.S. High Yield Bond ETF	No	No
Fidelity Systematic U.S. High Yield Bond ETF Fund	No	No
Fidelity Tactical Fixed Income Fund	No	No
Fidelity Tactical Global Dividend ETF Fund	No	No
Fidelity Tactical High Income Currency Neutral Fund	No	No
Fidelity Tactical High Income Fund	No	No
Fidelity Tactical Strategies Fund	No	No
Fidelity Technology Innovators Class	No	No
Fidelity Technology Innovators Fund	No	No
Fidelity True North Class	No	No
Fidelity True North Fund	No	No
Fidelity U.S. All Cap Class	No	No
Fidelity U.S. All Cap Currency Neutral Class	No	No
Fidelity U.S. All Cap Fund	No	No
Fidelity U.S. Bond Currency Neutral Multi-Asset Base Fund	No	No
Fidelity U.S. Bond Multi-Asset Base Fund	No	No
Fidelity U.S. Dividend for Rising Rates Currency Neutral Index ETF	No	No
Fidelity U.S. Dividend for Rising Rates Currency Neutral Index ETF Fund	No	No
Fidelity U.S. Dividend for Rising Rates Index ETF	No	No
Fidelity U.S. Dividend for Rising Rates Index ETF Fund	No	No
Fidelity U.S. Dividend Private Pool	No	No
Fidelity U.S. Dividend Registered Fund	No	No
Fidelity U.S. Dividend Systematic Currency Hedged Fund	No	No
Fidelity U.S. Equity Currency Neutral Private Pool	No	No
Fidelity U.S. Equity Investment Trust	No	No
Fidelity U.S. Equity Private Pool	No	No
Fidelity U.S. Focused Stock Class	No	No
Fidelity U.S. Focused Stock Currency Neutral Class	No	No
Fidelity U.S. Focused Stock Fund	No	No
Fidelity U.S. Growth and Income Private Pool	No	No
Fidelity U.S. Growth Opportunities Class	No	No
Fidelity U.S. Growth Opportunities Systematic Currency Hedged Class	No	No
Fidelity U.S. High Dividend Currency Neutral Index ETF	No	No
Fidelity U.S. High Dividend Currency Neutral Index ETF Fund	No	No
Fidelity U.S. High Dividend Index ETF	No	No
Fidelity U.S. High Dividend Index ETF Fund	No	No
Fidelity U.S. High Quality Currency Neutral Index ETF	No	No
Fidelity U.S. High Quality Currency Neutral Index ETF Fund	No	No
Fidelity U.S. High Quality Index ETF	No	No
Fidelity U.S. High Quality Index ETF Fund	No	No
Fidelity U.S. Low Volatility Currency Neutral Index ETF	No	No
Fidelity U.S. Low Volatility Currency Neutral Index ETF Fund	No	No
Fidelity U.S. Low Volatility Index ETF	No	No
Fidelity U.S. Low Volatility Index ETF Fund	No	No
Fidelity U.S. Momentum Currency Neutral Index ETF	No	No
Fidelity U.S. Momentum Index ETF	No	No
Fidelity U.S. Money Market Fund	No	No
Fidelity U.S. Monthly Income Currency Neutral Fund	No	No
Fidelity U.S. Multi-Cap Multi-Asset Base Fund	No	No
Fidelity U.S. Small/Mid Cap Equity Multi-Asset Base Fund	No	No
Fidelity U.S. Value Currency Neutral Index ETF	No	No
Fidelity U.S. Value Index ETF	No	No
Fidelity Women's Leadership Fund	No	No
Fidelity Women's Leadership Systematic Currency Hedged Fund	No	No
Fidleity Global Health Care Fund	No	No
Fidleity Monthly Income Fund	No	No
Fiera Capital Corporation	No	No
Fiera Capital Income Opportunities Fund	No	No
Fildelity U.S. Focused Stock Systematic Currency Hedged Fund	No	No
Filo Mining Corp.	No	No
Financial 15 Split Corp.	No	No
Finning International Inc.	No	No
Firan Technology Group Corporation	No	No
Fire & Flower Holdings Corp.	No	No
FireFox Gold Corp.	No	No
Firm Capital American Realty Partners Trust	No	No
Firm Capital Mortgage Investment Corporation	No	No
Firm Capital Property Trust	No	No
First Asset Canadian Dividend Opportunity Fund	No	No
First Asset Equal Weight Small-Cap Income Fund	No	No
First Asset REIT Income Fund	No	No
First Asset U.S. & Canadian LifeCo Income Fund	No	No
First Asset Utility Plus Fund	No	No
First B Shares Inc.	No	No
First Canadian Asset Allocation Fund	No	No
First Canadian Bond Fund	No	No
First Canadian Dividend Fund	No	No