 CSA updates industry on institutional trade matching deadline |
August 10, 2023 |
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Settlement Agreement Approved for Glidepath Portfolio Services Inc. |
August 17, 2023 |
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Canadian securities regulators extend exemptions to facilitate OEO trailer ban transition |
August 31, 2023 |
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Canadian Securities Administrators release Year in Review |
September 7, 2023 |
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CSA appoints new Investor Advisory Panel Chair and seeks applications for new members to the panel |
September 14, 2023 |
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Canadian securities regulators propose introduction of expedited shelf prospectus regime for well-known seasoned issuers |
September 21, 2023 |
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Canadian securities regulators adopt business conduct rule for derivatives dealers and advisers |
September 28, 2023 |
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Canadian securities regulators provide update on proposed amendments to continuous disclosure requirements |
October 3, 2023 |
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Canadian securities regulators seek new members for mining advisory committee |
October 4, 2023 |
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Canadian securities regulators announce results of ninth annual review of representation of women on boards and in executive officer positions in Canada |
October 5, 2023 |
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Canadian securities regulators clarify interim approach to value-referenced crypto assets |
October 5, 2023 |
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Canadian securities regulators propose amendments to settlement cycles for securities |
October 19, 2023 |
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Canadian roundtable on audit quality addresses current state and emerging risks |
October 30, 2023 |
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Don’t be “finfluenced” when making investment decisions |
October 31, 2023 |
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CSA and CIRO publish summary of short selling consultation |
November 16, 2023 |
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Nova Scotia Securities Commission proposes amendments to capital raising limits under CEDIF investment fund exemption |
November 22, 2023 |
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Canadian securities regulators propose binding regime for investment-related disputes |
November 30, 2023 |
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CSA publishes summary of 2023 systemic risk survey |
December 7, 2023 |
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Joint Forum of Financial Market Regulators’ Continue to Enhance Collaborative Infrastructure |
December 12, 2023 |
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CSA announces adoption of amendments to National Instrument 24-101 Institutional Trade Matching and Settlement |
December 14, 2023 |
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Nova Scotia Securities Commission, Halifax Regional Police and Halifax District RCMP warn Nova Scotians about increasing crypto-fraud |
December 19, 2023 |
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CSA announces final amendments and changes to implement an access model for prospectuses of non-investment fund reporting issuers |
January 11, 2024 |
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Canadian securities regulators seek feedback on rules for public investment funds holding crypto assets |
January 18, 2024 |
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CSA publishes 2023 Systemic Risk Committee annual report |
February 15, 2024 |
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Canadian securities regulators warn registrants about impersonation scam |
February 21, 2024 |
