Media Releases

Media Release Document Datesort descending
PDF icon Commission reciprocates sanctions ordered by another provincial securities regulator April 20, 2017
PDF icon Canadian securities regulators seek comment on potential oversight requirements for foreign audit firms April 25, 2017
PDF icon Canadian securities regulators propose to ban advertising, offering, selling and trading in binary options April 26, 2017
PDF icon Canadian securities regulators outline steps to support transition to T+2 April 27, 2017
PDF icon Settlement Agreement Approved for Wayne J. Berry, EnCharge Inc. and EnCharge Canada Corp. May 26, 2017
PDF icon Canadian Securities Regulators Seek Comment on Proposed Amendments to Report of Exempt Distribution June 8, 2017
PDF icon Publication of a CSA Multilateral Staff Notice regarding the filing of the report by the auditor required by National Instrument 81-102 Investment Funds June 8, 2017
PDF icon Commission issues Blanket Order 81-504 June 27, 2017
PDF icon Canadian securities administrators propose a new prospectus exemption for the resale of securities of a foreign issuer June 29, 2017
PDF icon Canadian securities regulators publish IIROC oversight review report July 4, 2017
PDF icon Canadian securities regulators seek comments relating to designated rating organizations July 6, 2017
PDF icon Canadian securities regulators caution industry about false and misleading registration applications and outline changes to trading supervision reports July 13, 2017
PDF icon Canadian Securities Regulators Publish Final Amendments to Custody and Other Requirements for Dealers, Advisers and Investment Fund Managers July 27, 2017
PDF icon Canadian securities regulators publish annual report outlining investor education campaigns and activities July 31, 2017
PDF icon Canadian securities regulators outline securities law requirements that may apply to cryptocurrency offerings August 24, 2017
PDF icon CSA seeks new members for Mining Technical Advisory and Monitoring Committee September 12, 2017
PDF icon Canadian securities regulators publish MFDA oversight review report September 15, 2017
PDF icon Canadian securities regulators announce ban on binary options September 28, 2017
PDF icon Investor Alert for Ashford Investments October 3, 2017
PDF icon Regulators Release New Findings and Trends on Women on Boards and in Executive Officer Positions October 5, 2017
PDF icon Canadian securities regulators outline disclosure expectations and certain risks for issuers with U.S. marijuana-related activities October 16, 2017
PDF icon Canadian securities regulators release review of registered firms’ cyber security and social media practices October 19, 2017
PDF icon Canadian securities regulators seek comment on approach to determining director and audit committee member independence October 26, 2017
PDF icon Regulators sign an agreement with the Abu Dhabi Global Market Financial Services Regulatory Authority November 2, 2017
PDF icon Canadian securities regulators release detailed data from review of women on boards and in executive officer positions November 30, 2017

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