Jump to Content

Home
  • Toll Free: 1-855-424-2499
  • Contact Us
  • NSSC Events / Hearings Calendar
  • NSSC Fees
  • Government of Nova Scotia
  • Home
  • For Investors
    • File a Complaint or Report an Investment Scam
    • Investor Education Resources
    • Investor Education Videos
    • Investing Information for Seniors
    • Investing Information for Young Investors
    • Blog: Before You Invest
  • Securities Law & Policy
    • Securities Act
    • Instruments, Rules, Policies, Blanket Orders & Notices
    • General Rules
    • CEDC Regulations
    • Memoranda of Understanding
    • Exemption Orders
  • Registration & Compliance
    • Registration
    • Check Registration
    • Compliance
    • Exchanges, Alternative Trading Systems, Clearing Houses & Trade Repositories
  • Issuer Regulation
    • Issuer List
    • Companies in default
    • CTO Database
    • CEDIFs
    • Continuous Disclosure Obligations
    • Filing Documents Electronically
    • Crowdfunding
      • Crowdfunding Exemption MI 45-108
      • Start-up Crowdfunding Exemption
  • Enforcement Proceedings & Orders
    • Enforcement Proceedings
    • NSSC Events / Hearings Calendar
    • Sanction Payment Status Report
    • Investor Alert Database
    • Automatic Reciprocation
  • Media Releases & Current Updates
    • Media Releases
    • Media Kit
    • NSSC Events / Hearings Calendar
    • Employment Opportunities
  • Orders (A-Z)

You are here

  1. Home ›
  2. Securities Law & Policy ›
  3. Instruments, Rules & Policy ›
  4. System for Electronic Disclosure by Insiders (SEDI) [Rule 55-102]

System for Electronic Disclosure by Insiders (SEDI) [Rule 55-102]

Rule Category

5 - Ongoing Requirements for Issuers and Insiders
PDF icon NI 55-102 Consolidation as of Jan. 13, 2014
PDF icon Companion Policy 55-102CP Consolidation as of Aug. 20, 2005

History

January 13, 2014
PDF icon NI 55-102 Consolidation as of Jan. 13, 2014
September 4, 2013
PDF icon Consequential Amendments to NI 55-102
May 1, 2011
PDF icon Form 55-102F3 Issuer Profile Supplement - Consolidated Version as of May 1, 2011
January 5, 2011
PDF icon Form 55-102F6 Insider Report - Consolidated Version as of May 1, 2011
January 5, 2011
PDF icon Form 55-102F1 Insider Profile - Consolidated Version as of May 1, 2011
January 5, 2011
PDF icon Form 55-102F2 Insider Report - Consolidated Version as of May 1, 2011
June 13, 2008
PDF icon NI 55-102 - Consolidated Version as of June 13, 2008
March 28, 2008
PDF icon Notice of Amendments - NI 55-102
March 28, 2008
PDF icon Rule 55-102 (Amendment)
August 20, 2005
PDF icon Companion Policy 55-102CP Consolidation as of Aug. 20, 2005
July 16, 2003
PDF icon Rule 55-102
July 3, 2003
PDF icon Consolidated Version of NI55-102, Related Forms and Policy as of July 3, 2003
July 3, 2003
PDF icon Consolidated Version of Form55-102F6 Insider Report as of July 3, 2003
  • File a Complaint
Stay Current



      

Events & Hearings

more
May 3, 2021 to May 4, 2021
Wesley William Robinson and DRR900306 NS Ltd
Video Conference
May 6, 2021
Wesley William Robinson and DRR900306 NS Ltd
Video Conference

Media Releases

more
April 15, 2021
PDF icon Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients
April 1, 2021
PDF icon The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022.
March 29, 2021
PDF icon Canadian securities regulators outline regulatory framework for compliance for crypto asset trading platforms
March 26, 2021
PDF icon Decision released on temporary cease trade order against Jessica Lynn Ghaney, Anthony Carlo Sartor, and ForexTips101 Ltd.

CSA Notices

more
April 8, 2021
Margin and Collateral Requirements for Non-Centrally Cleared Derivatives [CSA Notice 95-302]
March 29, 2021
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements
March 25, 2021
CSA Staff Notice 41-307 (Revised) Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering

Out for Comment

more
February 4, 2021
CSA Notice and Request for Comment - Proposed Amendments to National Instrument 33-109 Registration Information and Changes to Companion Policy 33-109CP Registration Information. Comment period ends May 5, 2021

Online Directories

  • CSA National Registration Search
  • Issuers
  • Defaulting Issuers
  • SEDAR Regulatory Fee Guide

Popular Searches

  • Fee Schedule
  • Enforcement Proceedings
  • Media Releases
  • Securities Law & Policy
  • Commission Rules
  • Recognize and Report an Investment Scam
Tweets by @NSSCommission

Securities Law & Policy

  • Instruments, Rules & Policy
  • Legislation

Registration & Compliance

  • Registration, Information & Forms
  • Check Registration
  • Compliance

Issuer Regulation

  • Issuer List
  • Companies in Default 
  • CTO Database
  • CEDIFs
  • Continuous Disclosure Obligations
  • Filing Documents Electronically

Enforcement Proceedings & Orders

  • Enforcement Proceedings
  • Exemption Orders
  • NSSC Events / Hearings Calendar

Media Releases & Current Updates

  • Media Releases
  • Media Kit
  • NSSC Events / Hearings Calendar
  • Employment Opportunities

About the NSSC

  • Corporate Finance Branch
  • Enforcement Branch
  • Policy & Market Regulation Branch
  • Current Commissioners
  • Understanding Regulations, Rules, Policies, Notices, and Orders
  • The Commission Plans and Reports
  • Disclaimer
  • Privacy
  • Terms of Use

Province of Nova Scotia - Canada

This page and all contents are Crown copyright @ 2014, Province of Nova Scotia,  All Rights Reserved.

Comments and/or questions about this website?

  • Failure to file annual financial statements.
  • Failure to file interim financial statements.
  • Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
  • Failure to file an Annual Information Form (AIF).
  • Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
  • Failure to file required proxy materials or a required information circular.
  • Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
  • Failure to file a material change report.
  • Failure to provide a written update after filing a confidential report of a material change.
  • Failure to file a business acquisition report.
  • Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
  • Failure to file a mandatory news release.
  • Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
  • Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
  • Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
  • Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
  • The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
  • The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
  • The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
  • Failure to pay a fee required by the Act or the regulations.
  • Failure to comply with any other requirement related to continuous disclosure.