Media Releases

Media Release	Document Date
Canadian securities regulators provide updated guidance on virtual shareholder meetings	February 22, 2024
Settlement Agreement Approved for Live Ship Ltd.	February 27, 2024
Canadian securities regulators publish updated guidance on ESG-related investment fund disclosure	March 7, 2024
Canadians urged to remain vigilant in the face of rising investment fraud	March 7, 2024
Canadian securities regulators issue statements on proposed sustainability disclosure standards and ongoing climate consultation	March 13, 2024
Nova Crypto teaches Nova Scotia investors about fraudulent crypto trading websites for Fraud Prevention Month	March 18, 2024
Investor Alert: Investors are not required to use claims management companies to communicate with the CSA, CIRO or OBSI	March 19, 2024
Canadian securities regulators publish two new annual reports CIRO Oversight Review Report and Activities Report on the Oversight of CIRO and CIPF	March 28, 2024
Decision released on Yunfu Jiang	April 8, 2024
Joint Forum of Financial Market Regulators discusses emerging trends and innovation in Canadian markets at annual meeting	April 15, 2024
Canadian securities regulators provide update on interim approach to value-referenced crypto assets	April 17, 2024
Canadian securities regulators publish next steps to facilitate access to real-time market data	April 18, 2024
CSA publishes research on impact of Client Relationship Model Amendments on industry and investor behaviour	April 25, 2024

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Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.