Media Releases

Media Release Document Datesort ascending
PDF icon Two new commissioners appointed for the NSSC May 26, 2016
PDF icon Canadian securities regulators seek comment on proposals to enhance the obligations of advisers, dealers and representatives tow April 28, 2016
PDF icon Stratus-Financial-Offshore-Decision-Press-Release-April-28-2016.pdf April 28, 2016
PDF icon Securities Regulators in New Brunswick, Nova Scotia and Saskatchewan sign cooperation agreement with the U.S. Commodity Futures April 27, 2016
PDF icon Canadian securities regulators outline next steps in the implementation of enhancements for regulation of the fixed income marke April 21, 2016
PDF icon Canadian Securities Regulators provide guidance for making prospectus-exempt market offering and disclosure filings on SEDAR April 21, 2016
PDF icon Investor Alert for UFX.com, ufxmarkets.com and Reliantco April 12, 2016
PDF icon Canadian Securities Regulators Publish Amendments to Order Protection Rule April 7, 2016
PDF icon Canadian securities regulators introduce harmonized reporting for the prospectus-exempt market April 7, 2016
PDF icon Canadian Securities Regulators Seek Comment on Proposed Proxy Voting Protocols March 31, 2016
PDF icon Commission Issues Permanent Cease Trade Order for Annapolis Valley Company March 31, 2016
PDF icon Cease Trade Order Issued for North Spring Equity Ltd. March 31, 2016
PDF icon Investor Alert for Vincenzo Pettinicchio, NPFB Europe SRL, Montreal Tickets and World of Tickets March 24, 2016
PDF icon CSA alerts Canadians: Beware binary options platforms March 23, 2016
PDF icon Canadian Securities Administrators encourage investors to check before they invest March 16, 2016
PDF icon Canadian regulators implement passport expansion and automatic cease trade orders in multiple jurisdictions March 3, 2016
PDF icon Canadian Securities Regulators Release IIROC Oversight Review Report March 3, 2016
PDF icon March is Fraud Prevention Month: Three steps to protect yourself from investment fraud March 3, 2016
PDF icon Commission is Kicking off Fraud Prevention Month at the H March 2, 2016
PDF icon Canadian securities regulators adopt fundamental changes to take-over bid regime February 25, 2016
PDF icon Canadian securities regulators adopt amendments to early warning system February 25, 2016
PDF icon Canadian securities regulators seek comment on derivatives rule relating to mandatory central counterparty clearing February 24, 2016
PDF icon Canadian securities regulators' enforcement actions instrumental in deterring financial misconduct February 23, 2016
PDF icon Canadian Securities Regulators seek comment on proposed amendments to derivatives trade reporting rules February 16, 2016
PDF icon Canadian Securities Regulators Seek Comment on Rules Protecting Customer Collateral for Cleared Derivatives January 21, 2016

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