 Canadian Securities Regulators require use of SEDAR for certain exempt market filings |
December 3, 2015 |
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Canadian Securities Regulators Publish New Requirements for Clearing Agencies |
December 3, 2015 |
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Canadian Securities Regulators Adopt Cooperative Oversight Model for Clearing Agencies and Trade Repositories |
December 3, 2015 |
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Settlement Agreement Approved for Glenn Francis Dunbar |
December 2, 2015 |
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Regulators Release Detailed Data on Women on Boards and in Executive Officer Positions |
November 12, 2015 |
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Investor Alert for BerkleyFX |
November 5, 2015 |
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Regulators Publish Crowdfunding Exemption and Registration Framework for Funding Portals |
November 5, 2015 |
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Canadian securities regulators issue additional guidance related to oil and gas disclosure |
November 5, 2015 |
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Regulators Finalize Offering Memorandum Exemption |
October 29, 2015 |
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Canadian Securities Regulators Publish Mutual Fund Fees Research |
October 22, 2015 |
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Investor Alert: Canadian Securities Regulators issue warning about messaging applications being used to entice investors |
October 20, 2015 |
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Settlement Agreement Approved for TD Waterhouse Inc. |
October 7, 2015 |
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Canadian securities regulators encourage checking registration before investing |
October 6, 2015 |
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Regulators Release Results of Compliance With New Disclosure Requirements on Women on Boards and in Executive Officer Position |
September 28, 2015 |
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Canadian Securities Regulators finalize significant changes to the rights offering regime |
September 24, 2015 |
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Permanent Cease Trade Order Issued for Timothy MacDonald |
September 23, 2015 |
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Crowdfunding Public Event in Truro |
September 22, 2015 |
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Canadian Securities Regulators Seek Comments on Enhancing Regulation and Transparency in the Fixed Income Market |
September 17, 2015 |
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Canadian Securities Regulators Propose Harmonized Reporting for the Exempt Market |
August 13, 2015 |
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Settlement Agreement Approved for Quadrus Investment Services Ltd. |
July 30, 2015 |
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Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2015 |
July 16, 2015 |
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Commission Reciprocates Permanent Cease Trade Order for Stratus Financial Group International |
July 10, 2015 |
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Canadian Securities Regulators propose using SEDAR for certain exempt market filings |
June 30, 2015 |
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Cdn. securities regulators streamline disclosure requirements for private foreign securities offerings to certain Cdn. investors |
June 25, 2015 |
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Canadian Securities Regulators Seek Comments on Summary Disclosure Documents & Delivery Regime for Exchange-Traded Mutual Funds |
June 18, 2015 |
