Media Releases

Media Release Document Datesort ascending
PDF icon Nova Scotia Securities Commission - Settlement Agreement Approved for Mutual Fund Salesperson September 21, 2012
PDF icon Nova Scotia Securities Commission - Expert Advice Not Subject to Litigation Privilege September 20, 2012
PDF icon Canadian securities regulators seek further comment on proposed rule for venture issuers September 13, 2012
PDF icon Canadian Securities Regulators publish notice to clarify definition of Preliminary Economic Assessments in NI 43-101 August 16, 2012
PDF icon Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2012 July 19, 2012
PDF icon Canadian Securities Regulators Establish Regulatory Framework to Manage Electronic Trading Risks June 28, 2012
PDF icon NSSC - Sanctions Issued Against Bernadette Bowden June 26, 2012
PDF icon Canadian Securities Regulators Seek Comments on the Potential Regulation of Proxy Advisory Firms June 21, 2012
PDF icon Canadian Securities Regulators Propose Disclosure Enhancements to Fund Facts June 21, 2012
PDF icon Canadian Securities Regulators Seeks Comments on OTC Central Counterparty Derivatives Clearing Framework June 20, 2012
PDF icon Canadian securities regulators propose enhanced disclosure requirements on investment costs and performance June 14, 2012
PDF icon NSSC - Cease Trade Order Issued For Maritime Equity Fund May 17, 2012
PDF icon NSSC - Sanctions Issued Against Robin States May 16, 2012
PDF icon NSSC - Cease Trade Order Issued Regarding Keltic Savings Corporation Limited May 16, 2012
PDF icon NS Securities Commission - Cease Trade Order Issued Against AD Equity Inc May 15, 2012
PDF icon Canadian securities regulators strenghten over-the-counter rules May 10, 2012
PDF icon Canadian securities regulators grant Designated Rating Organization status under new regulatory framework April 30, 2012
PDF icon CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions April 26, 2012
PDF icon CSA seeks comment on proposed over-the-counter derivatives exemption April 13, 2012
PDF icon CSA and IIROC announce the implementation of a dark liquidity framework in Canada April 13, 2012
PDF icon CSA Issues Investor Watch Regarding Foreign Currency Exchange Forex-FX Trading March 29, 2012
PDF icon Helical Corporation Insider Reporting Decision Issued March 26, 2012
PDF icon Online fraud awareness campaign confirms investors' vulnerability March 6, 2012
PDF icon CSA and IIROC Seek Input on Trade Transparency March 2, 2012
PDF icon NSSC - Commission Assessed More Than $2 Million in Fines in 2011 February 29, 2012

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