Media Releases

Media Release Document Datesort ascending
PDF icon NSCC investment management students get a visit from industry watch dog March 8, 2013
PDF icon Canadian Securities Regulators stress being proactive is key in preventing investor fraud March 5, 2013
PDF icon Settlement Agreement Approved for Credential Asset Management Inc March 5, 2013
PDF icon Canadian Securities Regulators Adopt Amendments to Prospectus Rules February 28, 2013
PDF icon Canadian Securities Regulators' Enforcement Report Highlights Fraud February 21, 2013
PDF icon Commission Approves Settlement Agreement with Local Mining Company February 7, 2013
PDF icon Canadian Securities Administrators renew term of Chair appoint new Vice-Chair February 4, 2013
PDF icon Settlement Agreement Approved for Return On Innovation Advisors Ltd February 1, 2013
PDF icon Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors January 10, 2013
PDF icon Canadian Securities Regulators Publish Discussion Paper on Mutual Fund Fees December 13, 2012
PDF icon Canadian Securities Regulators Seek Comment on Model Rules Relating to Derivatives- Product Determination and Derivatives Trade Respositories and Data Reporting December 6, 2012
PDF icon Nova Scotia Securities Commission Issued Decision on Knowledge House Motions December 5, 2012
PDF icon Settlement Agreement Approved for National Bank Financial Ltd and Eric Cecil Hicks December 4, 2012
PDF icon Canadian Securities Regulators Adopt Amendments to Improve Issuer Communications with Investors November 29, 2012
PDF icon Settlement Agreement Approved for Keybase Financial Group Inc November 23, 2012
PDF icon Settlement Agreement Approved fro Gregory Matthew Duncan November 23, 2012
PDF icon Sanctions Issued Against Timothy Adams Lowell Weir and Carol McLaughlin-Weir November 21, 2012
PDF icon Canadian Regulators Propose to Mandate OBSI's Dispute Resolution Service November 15, 2012
PDF icon Canadian Securities Regulators Seek Comment on the Regulation of Market Data Fees November 8, 2012
PDF icon Canadian Regulators Publish Consultation Paper on a Statutory Best Interest Duty October 25, 2012
PDF icon Canadian Securities Regulators Seek Comment on Amendments to Direct Electronic Access Rule October 25, 2012
PDF icon Canadian securities regulators release 2012 Investor Index October 16, 2012
PDF icon NSSC - Notice of Discontinuance Issued October 4, 2012
PDF icon Statement by Canadian authorities on clearing of standardized OTC derivatives contracts October 1, 2012
PDF icon NSSC - Discovery Question to be Answered Settlement Hearing to Proceed October 1, 2012

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