 IOSCO identity jeopardized - SECURITIES COMMISSION CAUTIONS INVESTORS ABOUT THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSION |
July 28, 2009 |
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Canadian Securities Regulators Outline Requirements for Exempt Market Dealers |
August 7, 2009 |
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Canadian Securities Regulators Stress the Importance of Suitability Requirements for Dealers and Advisers |
September 2, 2009 |
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Canadian Securities Regulators Announce Results of Certification Compliance Review |
September 11, 2009 |
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Canadian Securities Regulators prepare for upcoming changeover to International Financial Reporting Standards |
September 25, 2009 |
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National Registration Regime Implemented- Canadian Securities Regulators Announce New Registration Rules and Streamlined Process for Dealers and Advisers |
September 28, 2009 |
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Canadian still not putting investing knowledge into practice national study reveals |
October 5, 2009 |
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Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions |
October 6, 2009 |
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Canadian Securities Regulators Prepare for Changes to Investment Fund Disclosure Resulting from International Financial Reporting Standards |
October 16, 2009 |
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Canadian Securities Regulators to maintain current corporate governance regime |
November 13, 2009 |
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Canadian Securities Regulators enact Order Protection Rule to maintain Integrity of Multiple Marketplaces |
November 13, 2009 |
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Canadian Securities Regulators Publish Responses to Frequesntly Asked Questions About the New National Registration Regime |
December 18, 2009 |
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Canadian Securities Regulators Take Steps to Improve Oil and Gas Disclosure |
December 18, 2009 |
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CSA’s web-based tool allows investors to search registration of securities industry participants across multiple Canadian jurisdictions |
December 21, 2009 |
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Canadian Securities Regulators Announce New Insider Reporting Regime |
January 22, 2010 |
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Canadian Securities Regulators 2009 Enforcement Report Outlines Efforts to Protect Canadian Investors and Markets |
February 1, 2010 |
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CSA's 'Financial Fitness Challenge' offers Canadian youth a chance to win $2000 for demonstrating financial smarts |
February 17, 2010 |
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CSA Press Release - Canadian Securities Regulators Seek Feedback on Tailoring Venture Issuer Regulation |
May 31, 2010 |
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Canadian Securities Regulators to Proceed with Staged Implementation of Point of Sale Disclosure Regime for Mutual Funds |
June 16, 2010 |
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Canadian Securities Regulators Seek Comment on Proposed Changes to Registration Rules for Dealers Advisers and Investment Fund Managers |
June 25, 2010 |
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Canadian Securities Regulators Propose Amendments to Mutual Fund Rules |
June 25, 2010 |
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Canadian Securities Regulators Release MFDA Oversight Review Report |
July 9, 2010 |
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Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2010 |
July 9, 2010 |
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Canadian Securities Regulators Propose
Regulatory Regime for Credit Rating Organizations
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July 16, 2010 |
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CSA Review Shows Issuers are Improving Disclosure on IFRS Transition |
July 23, 2010 |
