Media Releases

Media Release Document Datesort ascending
PDF icon Canadian securities regulators highlight common deficiencies in issuers’ continuous disclosure July 19, 2018
PDF icon Canadian Securities Regulators Publish Final Amendments on Report of Exempt Distribution July 19, 2018
PDF icon Commission Issues Cease Trade Order against Ocean Links Investments Inc. July 18, 2018
PDF icon Canadian Securities Administrators Publish Report on 2017/18 Enforcement Activities July 10, 2018
PDF icon Canadian securities regulators publish MFDA oversight review report July 4, 2018
PDF icon Canadian securities regulators publish annual report highlighting investor education campaigns and activities July 3, 2018
PDF icon Canadian securities regulators align to publish harmonized response to concerns with the client-registrant relationship June 21, 2018
PDF icon Securities regulators urge Canadians to watch for red flags of financial abuse of older Canadians June 15, 2018
PDF icon Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers June 14, 2018
PDF icon Canadian securities regulators provide additional guidance on securities law implications for offerings of tokens June 11, 2018
PDF icon Investor Alert for Dennis Cockerill Jr. June 11, 2018
PDF icon CSA Investor Alert: Caution urged for Canadians investing with crypto-asset trading platforms June 6, 2018
PDF icon Settlement Agreement Approved for Vestcap Investment Management Inc. May 30, 2018
PDF icon Canadian securities regulators seek comment on post-trade transparency requirements for government and corporate debt securities May 24, 2018
PDF icon Canadian securities regulators focus on areas for reducing regulatory burden for investment funds May 24, 2018
PDF icon Investor Alert for ORCA Alliance and BIOK Ltd. May 22, 2018
PDF icon Investor Alert for 1st Trade Options/First Trade Options May 2, 2018
PDF icon Canadian securities regulators publish IIROC oversight review report April 26, 2018
PDF icon Joint Forum of Financial Market Regulators holds its Annual Meeting April 23, 2018
PDF icon Canadian securities regulators seek input on the proposed derivatives registration rule April 19, 2018
PDF icon Canadian securities regulators outline disclosure expectations for real estate reporting issuers April 12, 2018
PDF icon Canadian securities regulators seek comment on soliciting dealer arrangements April 12, 2018
PDF icon Canadian securities regulators seek comment on soliciting dealer arrangements April 12, 2018
PDF icon Canadian securities regulators report on climate change-related disclosure project April 5, 2018
PDF icon Canadian securities administrators adopt amendments related to reselling securities of foreign issuers March 29, 2018

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