Media Releases

Media Release Document Datesort ascending
PDF icon Canadian Securities Administrators to establish an Investor Advisory Panel to further enhance retail investor protection December 2, 2021
PDF icon Investor Alert for Royal FX Trading Ltd. (www.royalfxtrading.com) November 24, 2021
PDF icon Canadian securities regulators, SROs and investor protection funds establish timeline for new self-regulatory framework November 18, 2021
PDF icon Nova Scotia Securities Commission reminds investors of new measures to protect vulnerable and older investors November 15, 2021
PDF icon Canadian securities regulators announce results of seventh annual review of representation of women on boards and in executive officer positions in Canada November 4, 2021
PDF icon Investor Alert for Stearn House Trading November 1, 2021
PDF icon Canadian securities regulators seek comment on climate-related disclosure requirements October 18, 2021
PDF icon Canadian securities regulators implement eight initiatives to reduce regulatory burden for investment funds October 7, 2021
PDF icon Report Highlights Canadian Regulators’ Key Investor Education Initiatives October 4, 2021
PDF icon Sanctions decision on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. amended October 1, 2021
PDF icon Canadian securities regulators outline expectations for advertising and marketing by crypto trading platforms September 23, 2021
PDF icon Sanctions decision released on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. September 22, 2021
PDF icon Settlement approved for Scotia Securities Inc. September 21, 2021
PDF icon Consultation Paper on Diversity in the Capital Markets September 15, 2021
PDF icon Investor Alert for JC Capital Markets September 14, 2021
PDF icon Canadian Securities Regulators Launch New Website September 13, 2021
PDF icon Investor Alert for Stanford FX August 30, 2021
PDF icon Canadian securities administrators to host roundtable on ESG-Related regulatory issues in asset management August 25, 2021
PDF icon Decision released on Wesley William Robinson and DRR900306 Ltd. August 24, 2021
PDF icon Canadian securities regulators seek comments on proposal to harmonize the interpretation of the Primary Business Requirements August 12, 2021
PDF icon Canadian securities regulators to establish new single enhanced self-regulatory organization August 3, 2021
PDF icon Canadian securities regulators propose streamlined capital raising option for Canadian-listed issuers July 28, 2021
PDF icon Canadian securities regulators issue warning about suspicious emails July 15, 2021
PDF icon Canadian securities regulators publish final amendments to enhance protection of older and vulnerable clients July 15, 2021
PDF icon Canadian securities regulators sign innovative functions co-operation agreement with the Securities and Futures Commission of Hong Kong July 8, 2021

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