Media Releases

Media Release Document Datesort ascending
PDF icon Canadian Securities Regulators Publish Mutual Fund Fees Research October 22, 2015
PDF icon Investor Alert: Canadian Securities Regulators issue warning about messaging applications being used to entice investors October 20, 2015
PDF icon Settlement Agreement Approved for TD Waterhouse Inc. October 7, 2015
PDF icon Canadian securities regulators encourage checking registration before investing October 6, 2015
PDF icon Regulators Release Results of Compliance With New Disclosure Requirements on Women on Boards and in Executive Officer Position September 28, 2015
PDF icon Canadian Securities Regulators finalize significant changes to the rights offering regime September 24, 2015
PDF icon Permanent Cease Trade Order Issued for Timothy MacDonald September 23, 2015
PDF icon Crowdfunding Public Event in Truro September 22, 2015
PDF icon Canadian Securities Regulators Seek Comments on Enhancing Regulation and Transparency in the Fixed Income Market September 17, 2015
PDF icon Canadian Securities Regulators Propose Harmonized Reporting for the Exempt Market August 13, 2015
PDF icon Settlement Agreement Approved for Quadrus Investment Services Ltd. July 30, 2015
PDF icon Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2015 July 16, 2015
PDF icon Commission Reciprocates Permanent Cease Trade Order for Stratus Financial Group International July 10, 2015
PDF icon Canadian Securities Regulators propose using SEDAR for certain exempt market filings June 30, 2015
PDF icon Cdn. securities regulators streamline disclosure requirements for private foreign securities offerings to certain Cdn. investors June 25, 2015
PDF icon Canadian Securities Regulators Seek Comments on Summary Disclosure Documents & Delivery Regime for Exchange-Traded Mutual Funds June 18, 2015
PDF icon Canadian Securities Regulators Seek Comments on Application of Order Protection Rule to Marketplaces Imposing Systematic Order P June 12, 2015
PDF icon Canadian Securities Regulators Publish Mutual Fund Fee Literature Review June 11, 2015
PDF icon Investor Alert for FPE Trading and Jean-Smaille Germeil June 11, 2015
PDF icon Certain Canadian securities regulators to adopt start-up crowdfunding exemptions May 14, 2015
PDF icon NSSC adopts start-up crowdfunding exemption May 14, 2015
PDF icon Canadian securities regulators publish guidance for proxy advisory firms April 30, 2015
PDF icon Investor Alert for Magellan Trading Group International April 29, 2015
PDF icon Canadian regulators seek comment on further expansion of passport system April 16, 2015
PDF icon Temporary Cease Trade Order Extended for Stratus Financial Group April 16, 2015

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