Media Releases

Media Release Document Datesort ascending
PDF icon March is Fraud Prevention Month: Three steps to protect yourself from investment fraud March 3, 2016
PDF icon Commission is Kicking off Fraud Prevention Month at the H March 2, 2016
PDF icon Canadian securities regulators adopt fundamental changes to take-over bid regime February 25, 2016
PDF icon Canadian securities regulators adopt amendments to early warning system February 25, 2016
PDF icon Canadian securities regulators seek comment on derivatives rule relating to mandatory central counterparty clearing February 24, 2016
PDF icon Canadian securities regulators' enforcement actions instrumental in deterring financial misconduct February 23, 2016
PDF icon Canadian Securities Regulators seek comment on proposed amendments to derivatives trade reporting rules February 16, 2016
PDF icon Canadian Securities Regulators Seek Comment on Rules Protecting Customer Collateral for Cleared Derivatives January 21, 2016
PDF icon Commission issues notice of changes to the NS Securities Act January 15, 2016
PDF icon Commission Issues Sanctions Against Stratus Financial Group International December 22, 2015
PDF icon Cease Trade Order Revoked Against BCA Investment Co-operative Ltd. December 18, 2015
PDF icon Permanent Cease Trade Order Issued for BCA Investment Co-operative Ltd December 14, 2015
PDF icon Canadian Securities Regulators Seek Comments on a Mutual Fund Risk Classification Methodology December 10, 2015
PDF icon Canadian Securities Regulators require use of SEDAR for certain exempt market filings December 3, 2015
PDF icon Canadian Securities Regulators Publish New Requirements for Clearing Agencies December 3, 2015
PDF icon Canadian Securities Regulators Adopt Cooperative Oversight Model for Clearing Agencies and Trade Repositories December 3, 2015
PDF icon Settlement Agreement Approved for Glenn Francis Dunbar December 2, 2015
PDF icon Regulators Release Detailed Data on Women on Boards and in Executive Officer Positions November 12, 2015
PDF icon Investor Alert for BerkleyFX November 5, 2015
PDF icon Regulators Publish Crowdfunding Exemption and Registration Framework for Funding Portals November 5, 2015
PDF icon Canadian securities regulators issue additional guidance related to oil and gas disclosure November 5, 2015
PDF icon Regulators Finalize Offering Memorandum Exemption October 29, 2015
PDF icon Canadian Securities Regulators Publish Mutual Fund Fees Research October 22, 2015
PDF icon Investor Alert: Canadian Securities Regulators issue warning about messaging applications being used to entice investors October 20, 2015
PDF icon Settlement Agreement Approved for TD Waterhouse Inc. October 7, 2015

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