Securities regulators’ study reveals many Canadians unaware of the signs of financial elder abuse |
June 15, 2021 |
Joint Forum of Financial Market Regulators engages with industry and investor groups on investment fee transparency |
June 14, 2021 |
Decision released on Douglas G. Rudolph, Peter A.D. Mill, CFG CN Ltd., and CanGlobe International Capital Inc. |
June 1, 2021 |
CSA Investor Alert: Investment scams imitating well-known financial brands |
May 31, 2021 |
Canadian securities regulators publish final rule for non-GAAP and other financial measures |
May 27, 2021 |
Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements |
May 20, 2021 |
Canadian securities regulators to hold upcoming consultations on broader diversity in corporate leadership |
May 19, 2021 |
Canadian securities regulators publish detailed data for sixth year review of women on boards and in executive officer positions |
May 18, 2021 |
CSA Investor Alert: Investment scam involving Fidelity Investments |
May 17, 2021 |
CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities |
May 13, 2021 |
Canadian securities regulators establish regulatory regime for financial benchmarks |
April 29, 2021 |
Canadian securities regulators seek comment on proposed framework for commodity benchmarks |
April 29, 2021 |
Canadian securities regulators on track to publish final amendments to enhance protection of older and vulnerable clients |
April 15, 2021 |
The Canadian Securities Administrators renew terms of Chair and Vice-Chair to 2022. |
April 1, 2021 |
Canadian securities regulators outline regulatory framework for compliance for crypto asset trading platforms |
March 29, 2021 |
Decision released on temporary cease trade order against Jessica Lynn Ghaney, Anthony Carlo Sartor, and ForexTips101 Ltd. |
March 26, 2021 |
Commission issues Temporary Cease Trade Order against Jessica Lynn Ghaney, Anthony Carlo Sartor, and ForexTips101 Ltd. |
March 11, 2021 |
Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets |
March 11, 2021 |
Canadian securities regulators publish sixth review regarding women on boards and in executive officer positions |
March 10, 2021 |
Canadian securities regulators remind investors to do their research during Fraud Prevention Month |
March 9, 2021 |
Investor Alert for FXT Brokers |
March 2, 2021 |
Canadian securities regulators publish findings of COVID-19 disclosure review |
February 25, 2021 |
Canadian securities regulators on track to publish recommendations on self-regulatory organization framework |
February 22, 2021 |
Canadian securities regulators respond to the Modernization Taskforce Final Report and encourage a harmonized regulatory system that protects investors and reduces unnecessary burden |
February 12, 2021 |
Canadian securities regulators propose to modernize registration information requirements, clarify outside activity reporting and update filing deadlines |
February 4, 2021 |