Prospectus Disclosure Requirements [Rule 41-101]

Rule Category

4 - Distribution Requirements
PDF icon CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.
PDF icon NI 41-101 Consolidated Version
PDF icon Form 41-101F2 Consolidated Version
PDF icon Form 41-101F4 Consolidated Version
PDF icon Companion Policy to NI 41-101 Consolidated Version
PDF icon Form 41-101 F1 Consolidated Version
PDF icon Form 41-101F3 Consolidated Version

History

September 12, 2019
PDF icon CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.
January 3, 2019
PDF icon NI 41-101 Consolidated Version
January 3, 2019
PDF icon Form 41-101F2 Consolidated Version
January 3, 2019
PDF icon Form 41-101F4 Consolidated Version
March 8, 2017
PDF icon NI 41-101 Consolidated Version
March 8, 2017
PDF icon Companion Policy to NI 41-101 Consolidated Version
March 8, 2017
PDF icon Form 41-101F2 Consolidated Version
March 8, 2017
PDF icon Form 41-101F4 Consolidated Version
December 15, 2016
PDF icon Rule 41-101 (Amendment)
December 8, 2016
PDF icon Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery – CSA Notice of Amendments to NI 41-10
September 22, 2016
PDF icon Proposed Amendments to NI 41-101 (arising from NI 81-102)
November 17, 2015
PDF icon Form 41-101 F1 Consolidated Version
September 3, 2015
PDF icon Rule 41-101 (Amendment)
September 3, 2015
PDF icon Rule 41-101 (Amendment) and Consequential Amendments
September 3, 2015
PDF icon Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
June 30, 2015
PDF icon 41-101CP - Consolidated Version as of June 30, 2015
June 18, 2015
PDF icon Request for Comments on a Summary Disclosure Document & Delivery for Exchange-Traded Mutual Funds. Comment period ends 16/09/15.
April 16, 2015
PDF icon Consequential Amendments to Rule 41-101 as a result of Rule 51-102(Amendment)
February 19, 2015
PDF icon Consequential Amendments to Rule 41-101 resulting from Rule 45-106 (Amendment)
December 11, 2014
PDF icon Request for Comment - Proposed Amendments Related to the Recognition of Aequitas Neo Exchange Inc.Comment period ends Mar. 11/15
September 30, 2014
PDF icon Form 41-101F1 Consolidated as of Sept. 30/14
September 22, 2014
PDF icon NI 41-101 Consolidated as Sept. 22/14
September 22, 2014
PDF icon Form 41-101F2 Consolidated as of Sept. 22/14
September 22, 2014
PDF icon Form 41-101F3 Consolidated Version
July 17, 2014
PDF icon Consequential Amendments to Rule 41-101 as a result of Rule 52-108 (Repeal and Replacement) Auditor Oversight

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