Prospectus Disclosure Requirements [Rule 41-101]

Rule Category

4 - Distribution Requirements
PDF icon CSA Notice of Amendments to NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure, and Related Consequential Amendments and Changes. Modernization of the Prospectus Filing Model for Investment Funds
PDF icon CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25
PDF icon CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024
PDF icon CSA Notice of Publication of Amendments and Changes to Implement as Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
PDF icon Amendments to Rules 41‐101 Prospectus Disclosure Requirements, 44‐101 Short Form Prospectus Distributions, 44‐102 Shelf Distributions and 44‐103 Post‐Receipt Pricing (the Rule Amendments)
PDF icon CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement and Access-Based Model for Investment Fund Reporting Issuers. Comment Period ends Dec. 26, 2022
PDF icon Changes to Companion Policy 41-101CP General Prospectus Requirements
PDF icon CSA Notice of Changes to Companion Policy 41-101CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements
PDF icon CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022
PDF icon CSA Notice - Request for Comment Proposed Amendments Prospectus Requirements: NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure and Consequential Amendments & Consultation Paper Base Shelf Prospectus Model - Inv. Funds
PDF icon Amendments to NI 41-101 General Prospectus Requirements
PDF icon Amendments to NI 41-101 General Prospectus Requirements
PDF icon Changes to Companion Policy 41-101 General Prospectus Requirements
PDF icon CSA Notice and Request for Comment Proposed Changes to Companion Policy 41-101 CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements Comment period ends Oct. 11, 2021
PDF icon Proposed changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements
PDF icon Proposed Amendments to National Instrument 41-101 General Prospectus Requirements
PDF icon Consequential Amendments to 41-101CP resulting from Rule 51-102(Amendment)
PDF icon CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.
PDF icon NI 41-101 Consolidated Version
PDF icon Form 41-101F2 Consolidated Version
PDF icon Form 41-101F4 Consolidated Version
PDF icon Companion Policy to NI 41-101 Consolidated Version
PDF icon Form 41-101 F1 Consolidated Version
PDF icon Form 41-101F3 Consolidated Version

History

November 28, 2024
PDF icon CSA Notice of Amendments to NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure, and Related Consequential Amendments and Changes. Modernization of the Prospectus Filing Model for Investment Funds
September 19, 2024
PDF icon CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25
August 1, 2024
PDF icon CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024
January 11, 2024
PDF icon CSA Notice of Publication of Amendments and Changes to Implement as Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
January 11, 2024
PDF icon Amendments to Rules 41‐101 Prospectus Disclosure Requirements, 44‐101 Short Form Prospectus Distributions, 44‐102 Shelf Distributions and 44‐103 Post‐Receipt Pricing (the Rule Amendments)
September 27, 2022
PDF icon CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement and Access-Based Model for Investment Fund Reporting Issuers. Comment Period ends Dec. 26, 2022
April 14, 2022
PDF icon Changes to Companion Policy 41-101CP General Prospectus Requirements
April 14, 2022
PDF icon CSA Notice of Changes to Companion Policy 41-101CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements
April 7, 2022
PDF icon CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022
January 27, 2022
PDF icon CSA Notice - Request for Comment Proposed Amendments Prospectus Requirements: NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure and Consequential Amendments & Consultation Paper Base Shelf Prospectus Model - Inv. Funds
October 6, 2021
PDF icon Changes to Companion Policy 41-101 General Prospectus Requirements
October 6, 2021
PDF icon Amendments to NI 41-101 General Prospectus Requirements
October 6, 2021
PDF icon Amendments to NI 41-101 General Prospectus Requirements
August 12, 2021
PDF icon CSA Notice and Request for Comment Proposed Changes to Companion Policy 41-101 CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements Comment period ends Oct. 11, 2021
May 20, 2021
PDF icon Proposed changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements
May 20, 2021
PDF icon Proposed Amendments to National Instrument 41-101 General Prospectus Requirements
August 20, 2020
PDF icon Consequential Amendments to 41-101CP resulting from Rule 51-102(Amendment)
September 12, 2019
PDF icon CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.
January 3, 2019
PDF icon NI 41-101 Consolidated Version
January 3, 2019
PDF icon Form 41-101F2 Consolidated Version
January 3, 2019
PDF icon Form 41-101F4 Consolidated Version
March 8, 2017
PDF icon NI 41-101 Consolidated Version
March 8, 2017
PDF icon Companion Policy to NI 41-101 Consolidated Version
March 8, 2017
PDF icon Form 41-101F2 Consolidated Version
March 8, 2017
PDF icon Form 41-101F4 Consolidated Version

Pages