Prospectus Disclosure Requirements [Rule 41-101]

Rule Category

4 - Distribution Requirements
PDF icon CSA Notice of Amendments to NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure, and Related Consequential Amendments and Changes. Modernization of the Prospectus Filing Model for Investment Funds
PDF icon CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25
PDF icon CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024
PDF icon CSA Notice of Publication of Amendments and Changes to Implement as Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
PDF icon Amendments to Rules 41‐101 Prospectus Disclosure Requirements, 44‐101 Short Form Prospectus Distributions, 44‐102 Shelf Distributions and 44‐103 Post‐Receipt Pricing (the Rule Amendments)
PDF icon CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement and Access-Based Model for Investment Fund Reporting Issuers. Comment Period ends Dec. 26, 2022
PDF icon Changes to Companion Policy 41-101CP General Prospectus Requirements
PDF icon CSA Notice of Changes to Companion Policy 41-101CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements
PDF icon CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022
PDF icon CSA Notice - Request for Comment Proposed Amendments Prospectus Requirements: NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure and Consequential Amendments & Consultation Paper Base Shelf Prospectus Model - Inv. Funds
PDF icon Amendments to NI 41-101 General Prospectus Requirements
PDF icon Amendments to NI 41-101 General Prospectus Requirements
PDF icon Changes to Companion Policy 41-101 General Prospectus Requirements
PDF icon CSA Notice and Request for Comment Proposed Changes to Companion Policy 41-101 CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements Comment period ends Oct. 11, 2021
PDF icon Proposed changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements
PDF icon Proposed Amendments to National Instrument 41-101 General Prospectus Requirements
PDF icon Consequential Amendments to 41-101CP resulting from Rule 51-102(Amendment)
PDF icon CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.
PDF icon NI 41-101 Consolidated Version
PDF icon Form 41-101F2 Consolidated Version
PDF icon Form 41-101F4 Consolidated Version
PDF icon Companion Policy to NI 41-101 Consolidated Version
PDF icon Form 41-101 F1 Consolidated Version
PDF icon Form 41-101F3 Consolidated Version

History

December 15, 2016
PDF icon Rule 41-101 (Amendment)
December 8, 2016
PDF icon Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and its Delivery – CSA Notice of Amendments to NI 41-10
September 22, 2016
PDF icon Proposed Amendments to NI 41-101 (arising from NI 81-102)
November 17, 2015
PDF icon Form 41-101 F1 Consolidated Version
September 3, 2015
PDF icon Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.
September 3, 2015
PDF icon Rule 41-101 (Amendment)
September 3, 2015
PDF icon Rule 41-101 (Amendment) and Consequential Amendments
June 30, 2015
PDF icon 41-101CP - Consolidated Version as of June 30, 2015
June 18, 2015
PDF icon Request for Comments on a Summary Disclosure Document & Delivery for Exchange-Traded Mutual Funds. Comment period ends 16/09/15.
April 16, 2015
PDF icon Consequential Amendments to Rule 41-101 as a result of Rule 51-102(Amendment)
February 19, 2015
PDF icon Consequential Amendments to Rule 41-101 resulting from Rule 45-106 (Amendment)
December 11, 2014
PDF icon Request for Comment - Proposed Amendments Related to the Recognition of Aequitas Neo Exchange Inc.Comment period ends Mar. 11/15
September 30, 2014
PDF icon Form 41-101F1 Consolidated as of Sept. 30/14
September 22, 2014
PDF icon NI 41-101 Consolidated as Sept. 22/14
September 22, 2014
PDF icon Form 41-101F2 Consolidated as of Sept. 22/14
September 22, 2014
PDF icon Form 41-101F3 Consolidated Version
July 17, 2014
PDF icon Consequential Amendments to Rule 41-101 as a result of Rule 52-108 (Repeal and Replacement) Auditor Oversight
June 25, 2014
PDF icon Related Amendments to 41-101 resulting from Rule 81-102 (Amendment)
December 30, 2013
PDF icon Form 41-101 F2 Consolidated version Dec 30, 2013
October 16, 2013
PDF icon Consequential Amendments to 41-101 resulting from Rule 81-106(Amendment)
August 13, 2013
PDF icon 41-101-CP-Consolidated Version Aug. 13, 2013
August 13, 2013
PDF icon NI 41-101 - Consolidated Version as at Aug. 13/13
August 13, 2013
PDF icon Form 41-101F1 - Consolidated Version as at Aug. 13/13
August 8, 2013
PDF icon Companion Policy 41-101CP - Changes Effective as at Aug. 13/13
May 31, 2013
PDF icon NI 41-101 - Consolidated Version as of May 31, 2013

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