Media Releases

Media Release Document Datesort ascending
PDF icon Canadian securities regulators set out suggested practices for working with older or vulnerable clients June 21, 2019
PDF icon Investor Alert for Weizhen Tang June 17, 2019
PDF icon Canadian securities regulators release report on 2016-2019 Achievements and 2019-2022 Business Plan June 13, 2019
PDF icon Securities Regulators Encourage Canadians to Help Identify and Stop Senior Financial Abuse June 12, 2019
PDF icon Decision released on sanctions against Jean-Smaille Germeil and FPE Trading May 27, 2019
PDF icon IIROC and CSA provide update on conflicts of interest arising from soliciting dealer arrangements May 23, 2019
PDF icon Canadian securities regulators seek comment on proposed amendments for at-the-market shelf distributions May 9, 2019
PDF icon Canadian securities regulators outline next steps on the development of an integrated information system May 2, 2019
PDF icon Joint Forum of Financial Market Regulators continues work on collaboration and information sharing at its Annual Meeting April 18, 2019
PDF icon Regulators sign an agreement with the Financial Conduct Authority April 18, 2019
PDF icon Canadian securities regulators publish IIROC oversight review report April 18, 2019
PDF icon Commission issues cease trade order against Ocean Links Investment Inc. April 4, 2019
PDF icon Decision released on allegations against Jean-Smaille Germeil and FPE Trading March 27, 2019
PDF icon The Canadian Securities Administrators renew term of Chair and appoint new Vice-Chair March 27, 2019
PDF icon Canadian securities regulators mark Fraud Prevention Month with wide range of activities March 18, 2019
PDF icon Canadian securities regulators propose additional amendments to syndicated mortgage regime, following comment period March 15, 2019
PDF icon Canadian securities regulators seek comment on proposed designated benchmarks rule March 14, 2019
PDF icon Canadian securities regulators consult on regulatory framework for crypto-asset trading platforms March 14, 2019
PDF icon Canadian securities regulators seek comment on the internalization of trade orders March 12, 2019
PDF icon Canadian securities regulators release detailed data from review of women on boards and in executive officer positions February 26, 2019
PDF icon Investor Alert for HQBroker January 18, 2019
PDF icon Investor Alert for Affiliated Trade Group December 21, 2018
PDF icon Canadian securities regulators publish trading fee rebate pilot study for comment December 18, 2018
PDF icon Settlement Agreement Approved for PharmaChoice East Ltd. December 12, 2018
PDF icon Canadian securities regulators caution issuers about problematic promotional activities November 29, 2018

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