Media Releases

Media Release Document Datesort ascending
PDF icon Canadian securities regulators provide update on COVID-19 and potential filing delays by reporting issuers March 16, 2020
PDF icon Canadian securities regulators encourage informed investing for Fraud Prevention Month March 9, 2020
PDF icon Canadian securities regulators adopt harmonized pre-file review of prospectuses March 5, 2020
PDF icon Canadian securities regulators propose changes to tackle financial exploitation and diminished mental capacity of older and vulnerable clients March 5, 2020
PDF icon Canadian securities regulators propose new nationally harmonized crowdfunding rules February 27, 2020
PDF icon Investor Alert for LeadingPips February 24, 2020
PDF icon Canadian securities regulators adopt ban on deferred sales charges February 20, 2020
PDF icon Canadian securities regulators seek additional comment on proposed rule for Non-GAAP and other financial measures February 13, 2020
PDF icon Commission reciprocates orders against Jason Keith Giddens February 6, 2020
PDF icon Commission extends Temporary Order against Wesley William Robinson and DRR900306 NS Ltd. January 31, 2020
PDF icon Canadian securities regulators release detailed data from review of women on boards and in executive officer positions January 23, 2020
PDF icon Canadian securities regulators provide update on trading fee rebate pilot study January 23, 2020
PDF icon Canadian securities regulators publish additional guidance for entities facilitating the trading of crypto assets January 16, 2020
PDF icon Canadian securities regulators announce consultation on an access equals delivery model for public companies January 9, 2020
PDF icon Investor Alert: Unlocking Scams Involving Locked-in Retirement Accounts and Pensions December 23, 2019
PDF icon Canadian securities regulators move forward with embedded commissions bans December 19, 2019
PDF icon Commission issues Temporary Cease Trade Order against Wesley William Robinson and DRR900306 NS Ltd. December 17, 2019
PDF icon Canadian securities regulators announce review of framework for self-regulatory organizations December 12, 2019
PDF icon Investor Alert for ProactiveTrade November 21, 2019
PDF icon Canadian securities regulators outline corporate governance disclosure expectations for cannabis issuers November 12, 2019
PDF icon Canadian securities regulators sign fintech co-operation agreement with the Monetary Authority of Singapore November 12, 2019
PDF icon Investor Alert for Wesley Robinson and DRR900306 N.S. Limited November 7, 2019
PDF icon Canadian Securities Regulators announce review of Automatic Securities Disposition Plans October 24, 2019
PDF icon Canadian securities regulators propose changes to auditor oversight rules October 3, 2019
PDF icon Canadian securities regulators implement investor protection reforms, strengthening the client-registrant relationship across Canada October 3, 2019

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