 CSA and IIROC seek input on regulatory framework for short selling in Canada |
December 8, 2022 |
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Canadian securities regulators publish approval notices for new SRO and CIPF |
November 24, 2022 |
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Canadian securities regulators remind investors about risks of trading crypto assets |
November 21, 2022 |
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Canadian securities regulators seek input on regulatory regime for accessing real-time market data |
November 10, 2022 |
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Canadian securities regulators provide guidance on changes to swap data reporting rules |
November 10, 2022 |
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Canadian securities regulators publish biennial report on continuous disclosure review |
November 3, 2022 |
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Canadian securities regulators announce results of eighth annual review of representation of women on boards and in executive officer positions in Canada |
October 27, 2022 |
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Approval of the IIROC Application regarding the IIROC Restricted Fund - Notice of Commission Order |
October 27, 2022 |
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Canadian securities regulators publish Investor Education in Canada 2022 activity report |
October 26, 2022 |
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Canadian securities regulators consider impact of international developments on proposed climate-related disclosure rule |
October 12, 2022 |
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Canadian securities regulators developing framework to strengthen Ombudsman for Banking Services and Investments |
October 7, 2022 |
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MFDA and IIROC Members approve the creation of a single new SRO |
September 28, 2022 |
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Canadian securities regulators propose amendments to implement an access-based model for investment fund reporting issuers |
September 27, 2022 |
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Potential Business Disruption Due to Hurricane Fiona |
September 23, 2022 |
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Canadian securities regulators initiate review of the distribution of mutual fund securities through a principal distributor |
September 22, 2022 |
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Settlement Agreement Approved for Maritra Trading Services Inc. |
September 13, 2022 |
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Canadian securities regulators adopt streamlined capital-raising option for Canadian-listed issuers |
September 8, 2022 |
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Canadian securities regulators issue warning about suspicious e-mails |
August 26, 2022 |
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Canadian securities regulators expect commitments from crypto trading platforms pursuing registration |
August 15, 2022 |
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Canadian securities regulators to host roundtable on the proposed Derivatives Business Conduct Rule |
August 12, 2022 |
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Alberta and Saskatchewan securities regulators expand the self-certified investor prospectus exemption to facilitate investment |
July 28, 2022 |
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Approval of the MFDA Application regarding the MFDA Discretionary Fund - Notice of Commission Order |
July 28, 2022 |
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CSA announces establishment of new Investor Advisory Panel |
July 14, 2022 |
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Canadian securities regulators extend comment period on mineral disclosure consultation |
June 30, 2022 |
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CSA 2021-2022 Enforcement Report highlights Canadian securities regulators’ actions to pursue wrongdoing and hold securities law violators accountable |
June 29, 2022 |
