 Investor Alert for Halifax and Associates |
April 6, 2020 |
|
Canadian securities regulators publish blanket relief for market participants due to COVID-19 |
March 23, 2020 |
|
Canadian securities regulators provide guidance on conducting Annual General Meetings during COVID-19 outbreak |
March 20, 2020 |
|
Canadian securities regulators warn public of coronavirus-related investment scams |
March 19, 2020 |
|
Canadian securities regulators to provide blanket relief for market participants due to COVID-19 |
March 18, 2020 |
|
Commission advises caution regarding communications about investments |
March 17, 2020 |
|
Canadian securities regulators provide update on COVID-19 and potential filing delays by reporting issuers |
March 16, 2020 |
|
Canadian securities regulators encourage informed investing for Fraud Prevention Month |
March 9, 2020 |
|
Canadian securities regulators adopt harmonized pre-file review of prospectuses |
March 5, 2020 |
|
Canadian securities regulators propose changes to tackle financial exploitation and diminished mental capacity of older and vulnerable clients |
March 5, 2020 |
|
Canadian securities regulators propose new nationally harmonized crowdfunding rules |
February 27, 2020 |
|
Investor Alert for LeadingPips |
February 24, 2020 |
|
Canadian securities regulators adopt ban on deferred sales charges |
February 20, 2020 |
|
Canadian securities regulators seek additional comment on proposed rule for Non-GAAP and other financial measures |
February 13, 2020 |
|
Commission reciprocates orders against Jason Keith Giddens |
February 6, 2020 |
|
Commission extends Temporary Order against Wesley William Robinson and DRR900306 NS Ltd. |
January 31, 2020 |
|
Canadian securities regulators release detailed data from review of women on boards and in executive officer positions |
January 23, 2020 |
|
Canadian securities regulators provide update on trading fee rebate pilot study |
January 23, 2020 |
|
Canadian securities regulators publish additional guidance for entities facilitating the trading of crypto assets |
January 16, 2020 |
|
Canadian securities regulators announce consultation on an access equals delivery model for public companies |
January 9, 2020 |
|
Investor Alert: Unlocking Scams Involving Locked-in Retirement Accounts and Pensions |
December 23, 2019 |
|
Canadian securities regulators move forward with embedded commissions bans |
December 19, 2019 |
|
Commission issues Temporary Cease Trade Order against Wesley William Robinson and DRR900306 NS Ltd. |
December 17, 2019 |
|
Canadian securities regulators announce review of framework for self-regulatory organizations |
December 12, 2019 |
|
Investor Alert for ProactiveTrade |
November 21, 2019 |
