Media Releases

Media Release Document Datesort descending
PDF icon Commission extends Temporary Order against Wesley William Robinson and DRR900306 NS Ltd. June 16, 2020
PDF icon Canadian securities regulators collaborate to protect investors and enforce securities law: CSA Fiscal Year 2019/20 Enforcement Report June 23, 2020
PDF icon Canadian securities regulators seek comment on self-regulatory organization framework June 25, 2020
PDF icon Settlement approved for Rae & Lipskie Investment Counsel Inc. June 26, 2020
PDF icon Investor Alert for SBlock-Trade and SblockTrade.Tech June 29, 2020
PDF icon Canadian securities regulators release interim report on the CSA 2019-2022 Business Plan June 30, 2020
PDF icon Canadian securities regulators introduce guidance for flexible chief compliance officer arrangements for businesses July 2, 2020
PDF icon Commission warning investors about increase in Forex-related scams July 8, 2020
PDF icon Investor Alert for GiroFX July 9, 2020
PDF icon Settlement approved for Silver Spruce Resources Inc. July 10, 2020
PDF icon Commission extends Temporary Order against Wesley William Robinson and DRR900306 NS Ltd. July 28, 2020
PDF icon Ontario introduces interim registration and prospectus exemptions to facilitate start-up securities crowdfunding July 30, 2020
PDF icon Canadian securities administrators publish IIROC oversight review report August 5, 2020
PDF icon Canadian securities administrators publish final amendments to syndicated mortgage regime August 6, 2020
PDF icon Canadian securities regulators reduce regulatory burden related to business acquisition reports August 20, 2020
PDF icon Canadian securities regulators publish research on investor knowledge, attitudes and behaviour August 27, 2020
PDF icon Canadian securities regulators provide comments on the Ontario Capital Markets Modernization Taskforce Consultation Report September 3, 2020
PDF icon Canadian securities regulators seek new members for Mining Technical Advisory and Monitoring Committee September 3, 2020
PDF icon Canadian securities regulators provide update on timing of annual report on women on boards and in executive officer positions September 15, 2020
PDF icon Decision released on Shirley Locke motion for a stay of penalty decision September 16, 2020
PDF icon Canadian securities regulators adopt ban on trailing commissions for order-execution-only dealers September 17, 2020
PDF icon Canadian securities regulators propose changes to the offering memorandum prospectus exemption September 17, 2020
PDF icon Canadian Securities Regulators Publish Liquidity Risk Management Guidance for Investment Fund Managers September 18, 2020
PDF icon New CSA report highlights investor education in turbulent times October 1, 2020

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