Prospectus Exemptions [Rule 45-106]

Rule Category

4 - Distribution Requirements
PDF icon CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024
PDF icon CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments
PDF icon CSA Notice of Amendments to NI 45-106 Prospectus Exemptions and Changes to Companion Policy 45-160 CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
PDF icon CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption
PDF icon Amendment to NI 45-106 Prospectus Exemptions
PDF icon CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption Comment period ends October 26, 2021
PDF icon Proposed Amendments to National Instrument 45-106 Prospectus Exemptions
PDF icon Proposed changes to Companion Policy 45-106CP Prospectus Exemptions
PDF icon Rule 45-106 Amendment Prospectus Exemptions (Notice 11-715)
PDF icon Rule 45-106 (Amendment) Prospectus Exemptions, and Amendements to NI 45-106 Prospectus Exemptions, and Changes to Companion Policy 45-106CP Prospectus Exemptions
PDF icon CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Comment period ends Dec. 16, 2020
PDF icon Notice of Amendments to NI 45-106 and NI 31-103 and Changes to 45-106CP and 31-103CP relating to Syndicated Mortgages
PDF icon NI 45-106 Consolidated Version (Oct. 5/18)
PDF icon Companion Policy to NI 45-106 Consolidated Version (Oct. 5/18)
PDF icon Reports of Exempt Distribution (please open this PDF for the link to CSA website for the fillable 45-106F1)
PDF icon Filing Agents
File Form 45-106F9 (Word)
PDF icon Form 45-106F14
PDF icon Form 45-106F15
File Form 45-106F14 (Word)
File Form 45-106F15 (Word)
PDF icon Form 45-106F2 Offering Memorandum For Non-Qualifying Issuers
PDF icon Form 45-106F3 Offering Memorandum for Qualifying Issuers

History

April 7, 2016
PDF icon CSA Notice of Amendments to NI 45-106 relating to Reports of Exempt Distribution
January 5, 2016
File Form 45-106F9 (Word)
December 8, 2015
File Form 45-106F15 (Word)
December 8, 2015
PDF icon NI 45-106 (Consolidated as of Dec. 8, 2015)
December 8, 2015
PDF icon Form 45-106F14

 

December 8, 2015
PDF icon Form 45-106F15

 

December 8, 2015
PDF icon Companion Policy 45-106CP (Consolidated as of Dec. 8, 2015)
December 8, 2015
File Form 45-106F14 (Word)
November 5, 2015
PDF icon Rule 45-106 (Amendment) relating to the Offering Memorandum Exemption
November 5, 2015
PDF icon Rule 45-106 (Amendment) and Consequential Amendments relating to the Offering Memorandum Exemption
October 29, 2015
PDF icon Notice of Amendments to NI 45-106 Relating to the Offering Memorandum Exemption
October 29, 2015
PDF icon Comment Letters on Nova Scotia Offering Memorandum Amendments
September 24, 2015
PDF icon Notice of Amendments relating to Rights Offerings to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Repeal of NI 45-101
September 24, 2015
PDF icon Rule 45-106 (Amendment) relating to Rights Offerings
September 24, 2015
PDF icon Rule 45-106 (Amendment) and Consequential Amendments relating to Rights Offerings
August 13, 2015
PDF icon Request for Comment Proposed Amendments to NI 45-106 relating to Reports of Exempt Distribution. Comment period ends Oct. 13/15.
May 5, 2015
PDF icon NI 45-106 Consolidation as of May 5, 2015
February 19, 2015
PDF icon Rule 45-106 (Amendment) and Consequential Amendments
February 19, 2015
PDF icon NI 45-106 Consolidation as of May 5, 2015
February 19, 2015
PDF icon Amendments to NI 45-106 relating to the Short-term Debt Prospectus Exemption & Short-term Securitized Products
February 19, 2015
PDF icon Notice of Amendments to NI 45-106 Relating to the Accredited Investor & Minimum Amount Investment Prospectus Exemptions
February 19, 2015
PDF icon Rule 45-106 (Amendment)
February 19, 2015
PDF icon Rule 45-106 (Amendment)
November 27, 2014
PDF icon Request for Comment - Proposed Amendments -NI 45-106, 41-101, 44-101, 51-45-102 & Repeal of NI 45-101
September 22, 2014
PDF icon NI 45-106 Consolidation as of Sept. 22/14

Pages