NSSC Blog: Before You Invest

Question of the Week: What are the prospectus exemptions? Part 1: Private issuer exemption

The Nova Scotia Securities Commission routinely tells investors if someone is offering securities as an investment to raise capital, they must provide them with a copy of a disclosure document called a prospectus, unless an exemption applies. But how can an investor know if a prospectus exemption applies without first knowing what these exemptions include?

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