Back to Basics: Categories of Registration
Submitted by nsscadmin on
As we previously said anyone advising on or selling securities and derivatives in the province of Nova Scotia must be registered with the Nova Scotia Securities Commission. But not all registration is created equal. There are different categories of registration that determine what investment products an adviser can sell or advise their clients to purchase.
Registration categories range from very limited to practically no limitations on the investments the registrant can offer. These categories include: