Prospectus Exemptions [Rule 45-106]

Rule Category

4 - Distribution Requirements
PDF icon CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to the Listed Issuer Financing Exemption. Comment period end Oct 21, 2026
PDF icon CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
PDF icon CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024
PDF icon CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments
PDF icon CSA Notice of Amendments to NI 45-106 Prospectus Exemptions and Changes to Companion Policy 45-160 CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
PDF icon CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption
PDF icon Amendment to NI 45-106 Prospectus Exemptions
PDF icon CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption Comment period ends October 26, 2021
PDF icon Proposed Amendments to National Instrument 45-106 Prospectus Exemptions
PDF icon Proposed changes to Companion Policy 45-106CP Prospectus Exemptions
PDF icon Rule 45-106 Amendment Prospectus Exemptions (Notice 11-715)
PDF icon Rule 45-106 (Amendment) Prospectus Exemptions, and Amendements to NI 45-106 Prospectus Exemptions, and Changes to Companion Policy 45-106CP Prospectus Exemptions
PDF icon CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Comment period ends Dec. 16, 2020
PDF icon Notice of Amendments to NI 45-106 and NI 31-103 and Changes to 45-106CP and 31-103CP relating to Syndicated Mortgages
PDF icon NI 45-106 Consolidated Version (Oct. 5/18)
PDF icon Companion Policy to NI 45-106 Consolidated Version (Oct. 5/18)
PDF icon Reports of Exempt Distribution (please open this PDF for the link to CSA website for the fillable 45-106F1)
PDF icon Filing Agents
File Form 45-106F9 (Word)
PDF icon Form 45-106F14
PDF icon Form 45-106F15
File Form 45-106F14 (Word)
File Form 45-106F15 (Word)
PDF icon Form 45-106F2 Offering Memorandum For Non-Qualifying Issuers
PDF icon Form 45-106F3 Offering Memorandum for Qualifying Issuers

History

July 23, 2026
PDF icon CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to the Listed Issuer Financing Exemption. Comment period end Oct 21, 2026
June 19, 2025
PDF icon CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
August 1, 2024
PDF icon CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024
June 15, 2023
PDF icon CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments
December 8, 2022
PDF icon CSA Notice of Amendments to NI 45-106 Prospectus Exemptions and Changes to Companion Policy 45-160 CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption
September 8, 2022
PDF icon CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption
October 6, 2021
PDF icon Amendment to NI 45-106 Prospectus Exemptions
July 28, 2021
PDF icon CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption Comment period ends October 26, 2021
May 20, 2021
PDF icon Proposed Amendments to National Instrument 45-106 Prospectus Exemptions
May 20, 2021
PDF icon Proposed changes to Companion Policy 45-106CP Prospectus Exemptions
January 22, 2021
PDF icon Rule 45-106 Amendment Prospectus Exemptions (Notice 11-715)
December 23, 2020
PDF icon Rule 45-106 (Amendment) Prospectus Exemptions, and Amendements to NI 45-106 Prospectus Exemptions, and Changes to Companion Policy 45-106CP Prospectus Exemptions
September 17, 2020
PDF icon CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Comment period ends Dec. 16, 2020
August 6, 2020
PDF icon Notice of Amendments to NI 45-106 and NI 31-103 and Changes to 45-106CP and 31-103CP relating to Syndicated Mortgages
March 15, 2019
PDF icon Second Notice and Request for Comment Proposed Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages. Comment period ended May 14, 2019
October 5, 2018
PDF icon NI 45-106 Consolidated Version (Oct. 5/18)
October 5, 2018
PDF icon Companion Policy to NI 45-106 Consolidated Version (Oct. 5/18)
September 26, 2018
PDF icon Reports of Exempt Distribution (please open this PDF for the link to CSA website for the fillable 45-106F1)
July 19, 2018
PDF icon Rule 45-106 (Amendment)
July 19, 2018
PDF icon CSA Notice of Amendments relating to Reports of Exempt Distribution
March 8, 2018
PDF icon Request for Comment - Proposed Amendments to NI 45-106 and NI 31-103. Comment period ended June 6/18.
June 8, 2017
PDF icon Notice and Request for Comment Proposed Amendments to NI 45-106 relating to Reports of Exempt Distribution. Comment period ends Sept. 6, 2017.
April 13, 2017
PDF icon Unofficial Consolidation of NI 45-106 and Companion Policy (effective April 1, 2017)
October 29, 2016
PDF icon NI 45-106 (Consolidation effective Oct. 29/16)
June 30, 2016
PDF icon Companion Policy to 45-106 (Consolidation effective June 30/16)

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