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Enforcement Proceedings

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Title
National Bank Financial Limited and Eric Cecil Hicks
Navitrak International Corporation
Nexient Learning Incorporated
Norman, Terrance
North Spring Equity Limited
Northeastern Community Investments Incorporated
Northumberland Wind Field Inc.
NPFB Europe SRL (aka SC NPFB Europe SRL), World of Tickets INC. (aka Wide World of Tickets, INC.), and Vincenzo Pettinicchio (aka Vincent Pettinicchio and Vince Pettinicchio)
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Events & Hearings

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March 28, 2023
Protect Yourself from Investment Fraud
Halifax Central Library

Media Releases

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March 23, 2023
PDF icon Canadian securities regulators announce rules to support new SEDAR+ filing system
March 23, 2023
PDF icon Canadian securities regulators publish detailed data for eighth annual review of representation of women on boards in Canada
March 17, 2023
PDF icon Canadian securities regulators warn public about unregistered trading platform Nova Tech Ltd
March 13, 2023
PDF icon Canadian securities regulators provide tips to avoid online investment scams
March 9, 2023
PDF icon Canadian securities regulators remind capital market participants of upcoming deadline as they prepare to transition to SEDAR+

CSA Notices

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March 23, 2023
CSA Notice of Repeal and Replacement of MI 13-102 System Fees for SEDAR and NRD
March 23, 2023
CSA Notice of NI 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)
March 8, 2023
Multilateral CSA Staff Notice 45-309 (Revised) Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus Exemptions

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