Exemption Orders

All

4 6 A B C D E F G H I J K L M N O P R S T U V W Y
Order Type Order Datesort ascending
PDF icon ICE Trade Vault, LLC - Recognition Order Commission Order July 18, 2016
PDF icon IIROC Revocation Order Commission Order December 17, 2014
PDF icon Investment Industry Regulatory Organization of Canada Commission Order June 4, 2014
PDF icon Investment Industry Regulatory Organization of Canada (IIROC) Commission Order June 4, 2014
PDF icon Investment Industry Regulatory Organization of Canada Commission Order March 28, 2012
PDF icon Investment Centre, Inc. and IC Advisory Services, Inc. Commission Order June 29, 2011
PDF icon IIROC Variation Order Commission Order June 1, 2010
PDF icon IIROC Recognition Order Commission Order May 21, 2008
PDF icon IDA Recognition as a SRO Commission Order September 2, 1998
PDF icon Investment Dealers Association of Canada (IDA) - Variation and Restatement Commission Order September 2, 1998