IIROC Variation Order |
Commission Order |
June 1, 2010 |
Textron Financial Canada Funding Corp. |
Commission Order |
June 15, 2010 |
Linear Gold ULC |
Commission Order |
July 27, 2010 |
Thornridge Holdings Limited |
Commission Order |
September 24, 2010 |
Aberdeen Asset Management Inc. |
Commission Order |
October 10, 2010 |
Aviva Investors Canada Inc. |
Commission Order |
December 14, 2010 |
Textron Financial Corporation |
Commission Order |
February 9, 2011 |
Investment Centre, Inc. and IC Advisory Services, Inc. |
Commission Order |
June 29, 2011 |
Nova Scotia Power Incorporated |
Commission Order |
November 24, 2011 |
Investment Industry Regulatory Organization of Canada |
Commission Order |
March 28, 2012 |
Emera Incorporated |
Commission Order |
May 30, 2012 |
Nova Scotia Pension Services Corporation |
Commission Order |
April 1, 2013 |
Investment Industry Regulatory Organization of Canada (IIROC) |
Commission Order |
June 4, 2014 |
Wells Fargo Canada Corporation |
Commission Order |
August 21, 2013 |
Buchans Minerals Corporation |
Commission Order |
August 23, 2013 |
Assisted Living Concepts, Inc. |
Commission Order |
September 25, 2013 |
Acadian Mining Corporation |
Commission Order |
November 20, 2013 |
Stay Gold Inc. |
Commission Order |
December 16, 2013 |
Investment Dealers Association of Canada (IDA) - Variation and Restatement |
Commission Order |
September 2, 1998 |
Emera Inc. & Nova Scotia Power Inc. Commission Order |
Commission Order |
July 9, 2014 |
Brigus Gold Corp. |
Commission Order |
March 28, 2014 |
Royal Host Inc. |
Commission Order |
August 29, 2014 |
MFDA Variation Order |
Commission Order |
November 5, 2014 |
Investment Industry Regulatory Organization of Canada |
Commission Order |
June 4, 2014 |
IIROC Revocation Order |
Commission Order |
December 17, 2014 |