Orders

4 6 A B C D E F G H I J K L M N O P R S T U V W Y

Order	Type	Order Date
Unique CEDC Ltd.	Commission Order	August 12, 2015
MFDA Investor Protection Corporation, The (Variation)	Commission Order	April 30, 2015
Silver Spruce Resources Inc.	Director Order	March 11, 2015
HSBC Loan Corporation	Commission Order	December 18, 2014
Bell Aliant Inc. and Bell Aliant Regional Communications Inc. (Re: Bell Aliant Preferred Equity Inc.) Exempt Relief	Commission Order	December 18, 2014
IIROC Revocation Order	Commission Order	December 17, 2014
Aequitas Neo Exchange	Commission Order	December 3, 2014
MFDA Variation Order	Commission Order	November 5, 2014
Royal Host Inc.	Commission Order	August 29, 2014
Cambridge Asset Management	Director Order	July 29, 2014
Emera Inc. & Nova Scotia Power Inc. Commission Order	Commission Order	July 9, 2014
Investment Industry Regulatory Organization of Canada (IIROC)	Commission Order	June 4, 2014
Investment Industry Regulatory Organization of Canada	Commission Order	June 4, 2014
Emera Incorporated	Director Order	April 28, 2014
Nova Scotia Power Incorporated	Director Order	April 28, 2014
Newfoundland Capital Corporation	Director Order	April 9, 2014
Brigus Gold Corp.	Commission Order	March 28, 2014
Alpha Exchange Inc.	Commission Order	March 17, 2014
Lawrence Enterprise Fund Inc.	Director Order	January 29, 2014
Stay Gold Inc.	Commission Order	December 16, 2013
Acadian Mining Corporation	Commission Order	November 20, 2013
Assisted Living Concepts, Inc.	Commission Order	September 25, 2013
Buchans Minerals Corporation	Commission Order	August 23, 2013
Wells Fargo Canada Corporation	Commission Order	August 21, 2013
Lawrence Enterprise Fund Inc.	Director Order	July 31, 2013

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Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.