Investor Alert Database

Investor Alerts are warnings that the Commission has conducted investigatory work and has reason to believe that the individuals’ or entities’ activities or schemes appear to violate Nova Scotia securities laws and may pose imminent risk of harm to Nova Scotian investors. Potential Investors should avoid these investment opportunities.

The Commission has issued Investor Alerts about the following individuals and entities:

24xForex and PACO World System LTD.

Affiliated Trade Group

Ashford Investments

Aura Mergers & Acquisitions

Balboa International

Best-Trades.com

Bitcoin Bank/Bitcoin-bank.io

BitflyEX and bitflexc.com

Canadian Office of Derivative Trading

Canuck Wealth/Canuck Method/Binary Online

Dennis Cockerill Jr.

1st Trade Options/First Trade Options

Fort Coast Loans

FPE Trading & Jean-Smaille Gemeil

Halifax and Associates

International Commodities Group

JC Capital Markets

Kaizen Group International Ltd./kaizenglobal.com

Magellan Trading Group International

Magnum Options and Hampshire Capital Ventures Ltd.

Mercury Crypto Invest

Royal FX Trading Ltd. (www.royalfxtrading.com)

SBlock-Trade and SblockTrade.Tech

Stratus Financial Group International

Stearn House Trading

UFX.com, ufxmarkets.com and Reliantco

USI-TECH Limited

Venture Pro Trader

Vincenzo Pettinicchio/NPFB Europe SRL/Montreal Tickets/World of Tickets

Wesley Robinson and DRR900306 N.S. Limited

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Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.