Request for Comment - NI 62-104 / 62-103 / NP 62-203

Notations

Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids and NI 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issuers and Proposed changes to NP 62-203 Take-Over Bids and Issuer Bids Comment period ends on July 12, 2013.

Request for Comment - NI 62-104 / 62-103 / NP 62-203

CSA Notice & Request for Comment Proposed Amendments to NI 31-103 Registration Requirements, Exemptions & Ongoing Registrant Obligations Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities Comment period ends Sept 24

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice of Publication Amendments and Changes to Certain National Instruments and Policies related to the Senior Tier of the CSE, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements

CSA Notice and Request for Comment Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects Comment period ends Oct. 10, 2025

Notification d'erreur ou d'omission importante

Notice of Significant Error or Omission

Coordinated Blanket Order 45-935 Exemptions from Certain Conditions of the Listed Issuer Financing Exemptions [BO 45-935]

CSA Notice Regarding Coordinated Blanket Orders: Coordinated Blanket Order 41-930, Coordinated Blanket Order 45-390, Coordinated Blanket Order 45-933

CSA Notice Regarding Coordinated Blanket Orders: Coordinated Blanket Order 41-930, Coordinated Blanket Order 45-390, Coordinated Blanket Order 45-933

CSA Notice Regarding Coordinated Blanket Orders: Coordinated Blanket Order 41-930, Coordinated Blanket Order 45-390, Coordinated Blanket Order 45-933

CSA Notice Amendments to NI 81-102 Investment Funds Pertaining to Crypto Assets

Amendments to Rule NI 81-102 Investment Funds (the Rule Amendments) and Changes to CP 81-102 Investment Funds (the Policy Changes)

CSA Notice and Request for Comment. Proposed Amendments to NI 23-101 Trading Rules and Proposed Changes to CP 23-101 Trading Rules. Comment period ends Mar 24, 2025

Temporary Exemption from requirements in NI 51-102 Continuous Disclosure Requirements and NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send certain proxy-related materials during a postal strike [BO 51-931]

CSA Notice of Amendments to NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure, and Related Consequential Amendments and Changes. Modernization of the Prospectus Filing Model for Investment Funds

CSA Notice of Amendments to NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure, and Related Consequential Amendments and Changes. Modernization of the Prospectus Filing Model for Investment Funds

CSA Notice and Request for Comment Proposed Amendments to NI 31-103, NI 81-101, NI 81-102, and NI 81-105, and Proposed Changes to CP 31-103, CP 81-102, and CP 81-105, The Principal Distributor Model. Comment period ends Feb 27, 2025

CSA Notice and Request for Comment Proposed Amendments to NI 31-103, NI 81-101, NI 81-102, and NI 81-105, and Proposed Changes to CP 31-103, CP 81-102, and CP 81-105, The Principal Distributor Model. Comment period ends Feb 27, 2025

CSA Notice and Request for Comment Proposed Amendments to NI 31-103, NI 81-101, NI 81-102, and NI 81-105, and Proposed Changes to CP 31-103, CP 81-102, and CP 81-105, The Principal Distributor Model. Comment period ends Feb 27, 2025

CSA Notice and Request for Comment Proposed Amendments to NI 31-103, NI 81-101, NI 81-102, and NI 81-105, and Proposed Changes to CP 31-103, CP 81-102, and CP 81-105, The Principal Distributor Model. Comment period ends Feb 27, 2025

CSA Notice and Request for Comment Proposed Amendments to Multilateral Instrument 13-102 System Fees. Comment period ends Feb. 19, 2025

CSA Notice of Republication and Request for Comment - Proposed Amendments and Proposed Changes to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers Comment period ends Feb 17, 2025

Summary of Comments to CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets

CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25

CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25

CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25

CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25

CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25

CSA Notice & Request for Comment Proposed Amendments to NI 81-101, NI 81-102, NI 81-106, NI 81-107 & Related Proposed Consequential Amendments & Changes Modernization of the Continuous Disclosure Regime for Investment Funds Comment period ends Jan 17, 25

CSA Notice of Consultation Proposed Amendments to NI 94-101 Mandatory Central Counterparty Clearing of Derivatives. Comment period ends Dec 19, 2024

CSA Staff Notice 93-302 Frequently Asked Questions about NI 93-101 Derivatives: Business Conduct

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice & Request for Comment Proposed Amendments & Changes to Certain NI and Policies related to Senior Tier of the CSE, CBOE Canada Inc and AQSE Growth Market name changes and Majority Voting Form of Proxy Requirements Comment period ends Oct 30 2024

CSA Notice regarding Coordinated Blanket Order 93-930 Re Temporary exemptions for derivatives firms from certain obligations when transacting with certain investment funds and for senior derivatives managers from certain reporting obligations

CSA Multilateral Notice of Publication Amendments to MI 96-101 Trade Repositories and Derivatives Data Reporting and Changes to Companion Policy 96-101CP Trade Repositories and Derivatives Data Reporting

Amendments to Rule 96-101 Trade Repositories and Derivatives Data Reporting and Changes to Companion Policy 96-101 Trade Repositories and Derivatives Data Reporting

Form 93-101F1 Submission to Jurisdiction and Appointment of Agent for Service of Process

Exemption to Allow Exempt Market Dealers Participation in Selling Groups in Offerings of Securities under a Prospectus [BO 31-930]

CSA Notice and Request for Comment Proposed Amendments to MI 25-102 Designated Benchmarks and Benchmark Administrators and Proposed Changes to CP 25-102 Designated Benchmarks and Benchmark Administrators Comment period ends Aug 28, 2024.

Amendments to Rule 81-102 Investment Funds and Changes to CP 81-102 Investment Funds

CSA Notice of Publication Amendments to NI 81-102 Investment Funds and Changes to CP 81-102 to NI 81-102 Investment Funds to Accommodate a Range of Settlement Cycles for Mutual Funds

Amended Blanket Order 45-521 (April 8, 2024)

NSSC Policy 45-601 (Amended) April 8, 2024

CSA Notice and Request for Comment Proposed Amendments to NI 81-102 Investment Funds pertaining to crypto assets. Comment period ends April 17, 2024.

CSA Notice of Publication of Amendments and Changes to Implement as Access Model for Prospectuses of Non-Investment Fund Reporting Issuers

CSA Notice of Publication of Amendments and Changes to Implement as Access Model for Prospectuses of Non-Investment Fund Reporting Issuers

CSA Notice of Publication of Amendments and Changes to Implement as Access Model for Prospectuses of Non-Investment Fund Reporting Issuers

CSA Notice of Publication of Amendments and Changes to Implement as Access Model for Prospectuses of Non-Investment Fund Reporting Issuers

Amendments to Rules 41‐101 Prospectus Disclosure Requirements, 44‐101 Short Form Prospectus Distributions, 44‐102 Shelf Distributions and 44‐103 Post‐Receipt Pricing (the Rule Amendments)

Amendments to Rules 41‐101 Prospectus Disclosure Requirements, 44‐101 Short Form Prospectus Distributions, 44‐102 Shelf Distributions and 44‐103 Post‐Receipt Pricing (the Rule Amendments)

Amendments to Rules 41‐101 Prospectus Disclosure Requirements, 44‐101 Short Form Prospectus Distributions, 44‐102 Shelf Distributions and 44‐103 Post‐Receipt Pricing (the Rule Amendments)

Amendments to Rules 41‐101 Prospectus Disclosure Requirements, 44‐101 Short Form Prospectus Distributions, 44‐102 Shelf Distributions and 44‐103 Post‐Receipt Pricing (the Rule Amendments)

CSA Notice Amendments to NI 24-101 Institutional Trade Matching and Settlement and Changed to CP 24-101 Institutional Trade Matching and Settlement

CSA Notice and Request for Comment Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service. Proposed Amendments to NI 31-103 and Companion Policy 31-103 CP. Comment Period Ends Feb 28, 2024

Notice and Request for Comment Nova Scotia Securities Commission Policy 45-601 Community Economic Development Investment Funds. Comment period ends Dec. 20, 2023

CSA Notice and Request for Comment Proposed Amendments to NI 81-102 Investment Funds. Comment period ends January 17, 2024

Multilateral Instrument 93-101 Derivatives: Business Conduct & Companion Policy 93-101CP

Rule 93-101 Derivatives: Business Conduct and Policy 93-101 Derivatives: Business Conduct

CSA Notice and Request for Comment Proposed Amendments to NI 44-102 Shelf Distributions Relating to Well-Known Seasoned Issuers Comment Period Ends Dec 20, 2023

Multilateral CSA Notice Repeal of NI 81-104 Alternative Mutual Funds

Rule 81-104 (Repeal) Alternative Mutual Funds and CP 81-104CP Alternative Mutual Funds

Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients [Coordinated Blanket Order 13-933]

Exemption from certain filing requirements in connection with the launch of the System for Electronic Data Analysis and Retrieval + [Coordinated Blanket Order 13-932]

CSA Notice of Amendments to MI 25-102 Designated Benchmarks and Benchmark Administrators and Changes to CP 25-102 Designated Benchmarks and Benchmark Administrators

Amendments to Rule 25-102 Designated Benchmarks and Benchmark Administrators and Changes to CP 25-102 Designated Benchmarks and Benchmark Administrators

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

CSA Notice of Amendments to NI 14-101 Definitions and Consequential Amendments

Amendments to Rule 14-101 Definitions, and Consequential rule and policy changes

CSA Notice Regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of NI 24-101 Institutional Trade Matching and Settlement

Exemptions for certain filing requirements in connection with the deferred launch of the System for the Electronic Data Analysis and Retrieval + [BO 13-931]

Coordinated Blanket Order 13-930 SEDAR+

CSA Notice regarding Coordinated Blanket Order 13-930 SEDAR+

CSA and CCIR Notice of Publication CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance and Amendments to NI 31-103 and to CP 31-103CP Total Cost Reporting for Investment Funds and Segregated Funds

CSA Notice and Request for Comment Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of NI 58-101 Disclosure of Corporate Governance Policies. Comment period ends July 12, 2023

CSA Notice and Request for Comment Proposed Amendments to Form 58-101F1 Corporate Governance Disclosure of NI 58-101 Disclosure of Corporate Governance Policies. Comment period ends Sept 29, 2023

CSA Notice of Repeal and Replacement of MI 13-102 System Fees for SEDAR and NRD

CSA Notice of NI 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+)

Changes to Nova Scotia Securities Commission Policy 51-601 Reporting Issuer List

Amendments to Blanket Order 51-505

Rule 13-101 (Revocation) System for Electronic Document Analysis and Retrieval and NI 13-101 System for Electronic Document Analysis and Retrieval

Rule 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments to Affected Rules and Adoption of CP 13-103

Rule 13-102 (Repeal and Replacement) System Fees for SEDAR and NRD and MI Rule 13-102 System Fees

Multilateral CSA Staff Notice 45-309 (Revised) Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus Exemptions

CSA Notice and Request for Comment: Proposed Amendments to NI 24-101 Institutional Trade Matching and Settlement and Proposed Changes to CP 24-101 Institutional Trade Matching and Settlement. Comment period ends Mar 17, 2023

CSA Notice of Amendments to NI 45-106 Prospectus Exemptions and Changes to Companion Policy 45-160 CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption

CSA Staff Notice 96-303 Derivatives Data Reporting Transition Guidance

CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement and Access-Based Model for Investment Fund Reporting Issuers. Comment Period ends Dec. 26, 2022

CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement and Access-Based Model for Investment Fund Reporting Issuers. Comment Period ends Dec. 26, 2022

CSA Notice and Request for Comment - Proposed Amendments and Proposed Changes to Implement and Access-Based Model for Investment Fund Reporting Issuers. Comment Period ends Dec. 26, 2022

NSSC Notice 11-716 - Rule 11-509 (Amendment) Amendments to the Fees Schedules in General Securities Rules

CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption

CSA Staff Notice 11-345 Extension of Comment Period for CSA Consultation Paper 43-401 Consultation on NI 43-101 Standards of Disclosure for Mineral Projects

In the Matter of the Securities Act, R.S.O. 1990, Chapter S.5, as Amended (The Act) and in the Matter of TMX Group Limited and TSX Inc.

CSA Multilateral Notice and Request for Comment Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and CP 96-101 Trade Repositories and Derivative Data Reporting. Comment Period Ends October 7, 2022

Multilateral CSA Notice of Publication Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Amendments to Rule 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (The Rule Amendments)

Request for Comment. Proposed Amendments to NI 31-103 and to 31-103CP and Proposed CCIR Individual Variable Insurance Contract Ongoing Disclosure Guidance. Total Cost Reporting for Investment Funds and Segregated Funds Comment period ends July 27, 2022

Changes to Companion Policy 41-101CP General Prospectus Requirements

Changes to Companion Policy 51-102CP Continuous Disclosure Obligations

CSA Notice of Changes to Companion Policy 41-101CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements

Consequential Changes to Companion Policy 51-102CP to NI 51-102 Continuous Disclosure Obligations

CSA Consultation Paper 43-101 Consultation on NI 43-101 Standards of Disclosure for Mineral Projects. Comment Period Ends Sept 13, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

CSA Notice and Request for Comment Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers. Comment period ends July 6, 2022

Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commission and Client Transfers [BO 81-509]

CSA Notice - Request for Comment Proposed Amendments Prospectus Requirements: NI 41-101 General Prospectus Requirements, NI 81-101 Mutual Fund Prospectus Disclosure and Consequential Amendments & Consultation Paper Base Shelf Prospectus Model - Inv. Funds

CSA Notice - Request for Comment Proposed Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Proposed Consequential Amendments and Changes related to Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure

CSA Notice of Publication Amendments to NI 94-101 Mandatory Central Counterparty Clearing of Derivatives and Changes to CP 94-101 Mandatory Central Counterparty Clearing of Derivatives

Local Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Local Changes to CP 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

CSA Notice and Third Request for Comment. Proposed NI 93-101 Derivatives: Business Conduct Proposed Companion Policy 93-101CP Derivatives: Business Conduct. Comment Period Ends March 21, 2022

Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices

Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds

Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds

Local Amendments to NI 81-105 Mutual Fund Sales Practices and Local Changes to CP 81-105 Mutual Fund Sales Practices

Local Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and Local Changes to CP 81-101 Mutual Fund Prospectus Disclosure

Amendments to NI 52-108 Auditor Oversight and Changes to CP 52-108 Auditor Oversight

Amendments to Rule 52-108 Auditor Oversight (the Rule Amendments) and Changes to Companion Policy 52-108 Auditor Oversight (the Policy Amendments)

Consequential Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to the CP to NI 31-103

CSA Notice of Amendments to NI 33-109 Registration Information and Changes to the CP to NI 33-109 Registration Information

Amendments to NI 81-107 Independent Review Committee for Investment Funds

Changes to Commentary in NI 81-107 Independent Review Committee for Investment Funds

Change to NP 11-202 Process for Prospectus Reviews in Multiple Jurisdictions

Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

Amendments to MI 13-102 System Fees for SEDAR and NRD

Amendments to NI 41-101 General Prospectus Requirements

Changes to Companion Policy 41-101 General Prospectus Requirements

Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Amendment to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Changes to Companion Policy 81-101 Mutual Fund Prospectus Disclosure

Amendments to NI 41-101 General Prospectus Requirements

Amendments to NI 81-102 Investment Funds

Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

Changes to Companion Policy 81-102 Investment Funds

Amendment to NI 45-106 Prospectus Exemptions

Amendments to NI 81-106 Investment Fund Continuous Disclosure

Amendments to NI 81-102 Investment Funds

Change to Companion Policy 81-106 Investment Fund Continuous Disclosure

Changes to Companion Policy 81-102 Investment Funds

Amendments to NI 81-107 Independent Review Committee for Investment Funds

Amendments to NI 81-106 Investment Fund Continuous Disclosure

Changes to Commentary in NI 81-107 Independent Review Committee for Investment Funds

Changes to Companion Policy 81-106 Investment Fund Continuous Disclosure

Offering Document - Form 45-110F1

Risk Acknowledgement - Form 45-110F2

Funding Portal Information - Form 45-110F3

Portal Individual Information - Form 45-110F4

Semi-Annual Financial Resources Certification - Form 45-110F5

CSA Notice and Request for Comment Proposed amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions. Comment period ends Nov. 15, 2021

CSA Notice and Request for Comment Proposed Changes to Companion Policy 41-101 CP to NI 41-101 General Prospectus Requirements Related to Financial Statement Requirements Comment period ends Oct. 11, 2021

Proposed Changes to Companion Policy 51-102CP Continuous Disclosure Obligations resulting from Changes to Companion Policy 41-101CP

CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption Comment period ends October 26, 2021

CSA Notice of Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance Protection of Older and Vulnerable Clients

Start-up Crowdfunding Registration and Prospectus Exemptions [BO 45-524]

Appendix 1 Start-up Crowdfunding Guide for Businesses

Appendix 2 Start-up Crowdfunding Guide for Funding Portals

CSA Notice of Publication of National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions

Consequential Amendments to Rule 13-101 System for Electronic Document Analysis and Retrieval

Consequential Amendments to Rule 45-102 Resale of Securities

Consequential Amendments to Rule 45-501 Statutory Liability for Misrepresentation in An Offering Memorandum Under Certain Exemptions from the Prospectus Requirement

Consequential Amendments to Rule 45-108 resulting from Rule 52-112

Rule 52-112 and Consequential Amendments

Rule 52-112 and Changes to Companion Policy 51-102CP

Changes to Companion Policy 51-102CP resulting from Rule 52-112

Rule 52-112 and Changes to Companion Policy 51-105CP

Changes to Companion Policy 51-105CP resulting from Rule 52-112

Rule 52-112 and Changes to Companion Policy 52-107CP

Changes to Companion Policy 52-107CP resulting from Rule 52-112

CSA Notice of Publication National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure, Companion Policy 52-112 Non-GAAP and Other Financial Measures Disclosure, and Related Consequential Amendments and Changes

Proposed changes to National Policy 12-203 Management Cease Trade Orders

Proposed changes to Companion Policy 52-109CP to National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

Proposed changes to Companion Policy 71-102CP Continuous Disclosure and Other Exemptions Relating to Foreign Issuers

Proposed Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

Proposed Amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer

Proposed Amendments to National Amendments 81-101 Mutual Fund Prospectus Disclosure

Proposed changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements

Proposed changes to Companion Policy 54-101CP to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer

Proposed Amendments to Multilateral Instrument 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets

Proposed Amendments to National Instrument 41-101 General Prospectus Requirements

Proposed Amendments to National Instrument 58-101 Disclosure of Corporate Governance Practices

Proposed changes to National Policy 41-201 Income Trusts and Other Indirect Offerings

Proposed Amendments to National Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings

Proposed Amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects

Proposed Amendments to National Instruments 52-110 Audit Committees

Proposed Amendments to National Instrument 44-101 Short Form Prospectus Distributions

Proposed Amendments to National Instrument 55-104 Insider Reporting Requirements and Exemptions

Proposed changes to Companion Policy 44-101CP to National Instrument 44-101 Short Form Prospectus Distributions

Proposed changes to Companion Policy 52-110CP to National Instrument 52-110 Audit Committees

Proposed Amendments to National Instrument 44-102 Shelf Distributions

Proposed Amendments to Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions

Proposed Amendments to National Instrument 45-106 Prospectus Exemptions

Proposed Amendments to National Instrument 62-103 the Early Warning System and Related Take-Over Bid and Insider Reporting Issues

Proposed changes to Companion Policy 45-106CP Prospectus Exemptions

Proposed Amendments to National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers

Proposed Amendments to Multilateral Instrument 45-108 Crowdfunding

Proposed changes to National Policy 11-201 Electronic Delivery of Documents

CSA Notice and Request for Comment Proposed Amendments to NI 51-102 Continuous Disclosure Obligations and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers Comment period ends Sept 17, 2021

Proposed changes to National Policy 46-201 Escrow for Initial Public Offerings

Proposed changes to National Policy 11-206 Process for Cease to Be a Reporting Issuer Applications

Proposed Amendments to Multilateral Instrument 11-103 Failure-to-File Cease Trade Orders on Multiple Jurisdictions

Proposed Amendments to National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities

Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations

Proposed changes to National Policy 11-207 Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions

Proposed changes to Companion Policy 51-101CP Standards of Disclosure for Oil and Gas Activities

Proposed changes to Companion Policy 43-101CP to National Instrument 43-101 Standards of Disclosure for Mineral Reports

Proposed changes to National Policy 12-202 Revocation of Certain Cease Trade Orders

Proposed changes to National Policy 51-201 Disclosure Standards

Proposed changes to Companion Policy 51-102CP to National Instrument 51-102 Continuous Disclosure Obligations

CSA Notice and Request for Comment Proposed Amendments to Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Changes to CP 25-102 Designated Benchmarks and Benchmark Administrators Comment Period Ends July 28, 2021

CSA Notice and Request for Comment - Proposed Amendments to National Instrument 33-109 Registration Information and Changes to Companion Policy 33-109CP Registration Information. Comment period ends May 5, 2021

Exemptions from National Instrument 81-104 Alternative Mutual Funds [BO 81-508]

Rule 45-106 Amendment Prospectus Exemptions (Notice 11-715)

Rule 45-106 (Amendment) Prospectus Exemptions, and Amendements to NI 45-106 Prospectus Exemptions, and Changes to Companion Policy 45-106CP Prospectus Exemptions

Rule 45-106 (Amendment) Prospectus Exemptions, and Consequential Amendments to Rule 31-103 and Amendments to NI 31-103 and Changes to Companion Policy 31-103CP

NP 47-201 (Consolidated) Aug 13, 2013

Rule 81-105 (Amendment) - Oct 14, 2020

Rule 81-105 (Consequential Amendment) - Oct 14, 2020

CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required

CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Comment period ends Dec. 16, 2020

Notice and Second Request for Comment Proposed Amendments to NI 94-101 and Proposed Changes to Companion Policy 94-101. comment period ends Dec. 2, 2020.

Rule 51-102 (Amendment)

Consequential Amendments to 41-101CP resulting from Rule 51-102(Amendment)

Consequential Amendments to 44-101CP resulting from Rule 51-102(Amendment)

CSA Notice of Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

Notice of Amendments to NI 45-106 and NI 31-103 and Changes to 45-106CP and 31-103CP relating to Syndicated Mortgages

Notice of Amendments to NI 45-106 and NI 31-103 and Changes to 45-106CP and 31-103CP relating to Syndicated Mortgages

Rule 21-101 (Amendment) Marketplace Operation and Changes to Companion Policy 21-101CP Marketplace Operation

CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation and Changes to Companion Policy 21-101CP

CSA Notice of Amendments to National Instrument 44-102 Shelf Distributions and Change to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

Rule 21-101 (Amendment) Market Place Operation

CSA Notice of Approval Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Amendments to National Instrument 21-101 Marketplace Operation and Related Companion Policy

Rule 44-102 (Amendment) Shelf Distributions

Blanket Order 45-524 (Amendment)

Rule 11-508 (Amendment)

Blanket Order 24-503

Rule 24-102 (Amendment)

Amendments to National Instrument 24-102 and Changes to Companion Policy

Rule 81-105 (Amendment) Mutual Fund Sales Practices

Proposed National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions. Comment period ends July 13, 2020.

Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices, Changes to 81-105CP and Changes to 81-101CP relating to Prohibition of Deferred Sales Charges for Investment Funds

Second request for comments for Proposed NI 52-112. Comment period ends June 29, 2020

Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor Oversight Comment period ends January 2, 2019

Reforms to enhance the client-registrant relationship (Client Focused Reforms) Notice of amendments to National Instrument 31-103 and companion policy 31-103CP

Rule 31-103 (Amendment) Registration Requirements, Exemptions and Ongoing Registrant Obligations.

CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.

CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.

CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.

CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1. Comment period ends Dec. 11/19.

Request for Comment Proposed Amendments to NI 51-102 and Changes to Certain Policies Related to the Business Acquisition Report Requirements. Comment period ends December 4, 2019

Request for Comment Proposed Amendments to NI 44-102 and Change to Companion Policy 44-102CP relating to At-the-Market Distributions. Comment period ends August 7/19

Request for Comment Proposed Repeal and Replacement of MI 13-102 System Fees for SEDAR and NRD. Comment period ends July 31, 2019

Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments

Rule 31-103 (Amendment) Registration Requirements, Exemptions and Ongoing Registrant Obligations.

CSA Notice 21-326

Notice of Amendments - Custody-Related Amendments

Request for Comment Proposed NI 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy - Comment Period ends June 12, 2019

NI 45-102 Consolidated Version as at June 12/18

Companion Policy to NI 81-102 - Consolidated Version (Jan. 3/19)

NI 41-101 Consolidated Version

Form 41-101F2 Consolidated Version

Form 41-101F4 Consolidated Version

NI 81-102 - Consolidated Version (Jan. 3/19)

Request for Comment - Amendments to NI 24-102 and 24-102CP. Comment period ends Jan. 16/19

NI 45-106 Consolidated Version (Oct. 5/18)

Companion Policy to NI 45-106 Consolidated Version (Oct. 5/18)

Reports of Exempt Distribution (please open this PDF for the link to CSA website for the fillable 45-106F1)

Request for Comments on Proposed Amendments to NI 81-105 and Consequential Amendments. Comment period ends Dec. 13/18.

Companion Policy to NI 45-102 consolidated Version as at Aug. 31/18

CSA Notice 45-323 (Revised)

Request for Comments Proposed Amendments to NI 31-103 and Changes to 31-103CP. Comment Period ends Oct. 19/18.

CSA Notice 93-101 and Request for Comment. Comment period ends Sept. 17, 2018

NI 44-102 Consolidated Version

NI 51-102 Consolidated as of June 12, 2018

Process for Cease to be a Reporting Issuer Applications - Consolidated Version [NP 11-206]

NI 44-101 Consolidated Version

Request for Comment Proposed NI 93-102 Derivatives: Registration and Proposed Related Companion Policy. Comment period ends Sept. 17, 2018.

Backgrounder: CSA Staff Notice 51-354 Report on Climate change-related Disclosure Project

Rule 25-101 and Related Amendments

CSa Notice 31-352

Monthly Suppression of Terrorism and Canadian Sanctions Report

CSA Notice 51-352 (Revised)

BO 96-501 (Amendment)

Unofficial Consolidation of NI 31-103 and its CP as of December 4, 2017

NI 81-104 Consolidated Version as of Nov. 14, 2017

CSA Notice 33-321

Request for Comment on Proposed NI 94-101. Comment period ends January 10, 2018.

Rule 91-102 Prohibition of Binary Options

Rule 31-103 (Amendment)

Consequential Amendments to Rule 33-109 as result of Rule 31-103 (Amendment)

Rule 24-101 (Amendment) (T+2 Settlement)

Request for Comment Proposed NI 93-101 Comment Period ends Sept. 1, 2017

Form 81-101F1 Consolidated Version - March 8/17

Form 81-101F3 Consolidated Version - March 8/17

Companion Policy to NI 41-101 Consolidated Version

Companion Policy 81-101CP (Consolidated Version - March 8, 2017)

Companion Policy 81-106CP Consolidated as of March 8, 2017

NI 81-106 Consolidated as of March 8, 2017

NI 21-101 - Unofficial consolidated Version as of Feb. 1, 2017

Rule 23-101 (Amendment)

CSA Notice of NI 94-102 and Related Companion Policy

CSA Consultation Paper 81-408. Comment period ends June 9, 2017.

Backgrounder: CSA Consultation Paper 81-408 Consultation on the Option of Discontinuing Embedded Commissions

Consequential Amendments to Rule 81-101 as result of Rule 81-102 (Amendment)

CSA Notice 91-305 (Revised)

Amendments to NI 14-101

Rule 14-101 (Amendment)

Amendments to MI 11-102 (Arising from NI 14-101)

Proposed Amendments to NI 81-101(arising from NI 81-102)

Proposed Amendments to NI 81-107 (arising from NI 81-102)

CSA Staff Notice 11-331 Extension of Consultation Period

NI 13-101 Consolidation effective July 19, 2016

In the event of a possible Canada Post strike

Rule 91-101 (Amendment)

Rule 96-101 (Amendment)

National Policy 11-207

Annex I to Companion Policy 24-102

CSA Notice of Changes to Companion Policy 24-102 Clearing Agency Requirements

NP 11-203 - Consolidation as at April 30, 2016

Changes to NP 12-203 as a result of Rule 11-103 (Amendment)

Rule 11-102 (Amendment) and Changes to NP 11-206

Changes to NP 12-202 as a result of Rule 11-103 (Amendment)

Companion Policy 43-101CP - Consolidated Version as at Feb. 25, 2016

Notice of Early Warning System Amendments to MI 62-104, NI 62-103 & NP 62-203

Rule 62-103 (Amendment)

Rule 62-104 (Amendment) - Early Warning System

Rule 62-104 (Amendment)

Rule 62-104 (Amendment) & Consequential Amendments

Rule 91-101 Derivatives: Product Determination

Rule 96-101 Trade Repositories and Derivatives Data Reporting

Request for comment on Proposed NI 94-102 & 94-102CP. Comment period ends April 19/16.

Form 45-106F9 (Word)

Information Processor for Corporate Debt Securities [CSA Notice]

Consequential Amendments to Rule 13-102 as a result of Rule 13-101 (Amendment)

Form 45-106F15 (Word)

Form 45-106F14 (Word)

Rule 13-101 (Amendment)

Rule 13-101 (Amendment) and Consequential Amendments

NI 81-101 (Consolidated as of November 17, 2015)

NP 46-201 Consolidated Version

Form 46-201F1 Consolidated Version

Form 41-101 F1 Consolidated Version

NI 71-102 Consolidated effective Nov. 17, 2015

Rule 45-108 Crowdfunding

Rule 45-108 Crowdfunding and Consequential Amendments

Consequential Amendments to Rule 45-501 resulting from Rule 45-108

Rule 45-101 (Revocation)

Form 51-102F6V Statement of Executive Compensation – Venture Issuers

NI 51-102 Consolidated as of June 30, 2015

Companion Policy 51-102CP Consolidated as of June 30, 2015

Rule 33-105 (Amendment)

Designated Rating Organizations - Consolidated Version as of May 5, 2015 [NI 25-101]

Guidance for Proxy Advisory Firms [NP]

Consequential Amendments to Rule 52-110 as a result of Rule 51-102(Amendment)

Consequential Amendments to Rule 11-102 resulting from Rule 45-106 (Amendment)

Consequential Amendments to Rule 13-102 resulting from Rule 45-106 (Amendment)

Consequential Amendments to Rule 33-105 resulting from Rule 45-106 (Amendment)

Consequential Amendments to Rule 52-107 resulting from Rule 45-106 (Amendment)

Consequential Amendments to Rule 62-103 resulting from Rule 45-106 (Amendment)

Consequential Amendments to Rule 62-104 resulting from Rule 45-106 (Amendment)

Consequential Amendments to Companion Policy 51-105CP resulting from Rule 45-106 (Amendment)

NI 81-107 Consolidated as of Jan. 11, 2015

Rule 51-101 Amendment Dec 17, 2014

Consequential Amendments to Rule 33-109 resulting from Rule 31-103 (Amendment)

Consequential Amendments to Rule 52-107 resulting from Rule 31-103 (Amendment)

Consequential Amendments to Rule 23-102 resulting from Rule 31-103 (Amendment)

Consequential Amendments to Rule 24-101 resulting from Rule 31-103 (Amendment)

Consequential Amendments to Rule 11-102 resulting from Rule 31-103 (Amendment)

Rule 58-101 (Amendment)

NI 81-105 Consolidated as of Sept. 22, 2014

Companion Policy 81-104CP Consolidated as of Sept. 22/14

NI 62-103 - Consolidated Version as of Sept. 22, 2014

Form 41-101F3 Consolidated Version

Form 81-106F1 Consolidated as of Sept. 22/14

Companion Policy 44-102CP Consolidated as of Sept. 22/14

Rule 14-502 (Amendment)

Rule 14-502 Consolidation effective as of October 20, 2014

NI 14-101 - Unofficial Consolidation –May 6, 2011

31-102 Companion Policy

NI-31-102-updated-Jan-17-2014.pdf

MI 11-102 Passport System - updated as of March 1, 2014

Rule 52-108 (Repeal and Replacement)

Consequential Amendments to 24-101 resulting from Rule 81-102 (Amendment)

Consequential Amendments to 33-109 resulting from Rule 81-102 (Amendment)

FAQs on BO 45-525

Companion Policy 23-103CP Consolidated as of March 1, 2014

NI 23-103 Consolidated as of March 31/14

NI 13-101 updated Jan 17, 2014

Companion Policy 45-501CP

NI 55-102 Consolidation as of Jan. 13, 2014

Rule 81-801 Unofficial Consolidation as of Jan. 1, 2014

NSSC Notice 45-711

Form 44-101F1 - Consolidated Version as at Aug. 13/13

Companion Policy 44-101CP - Consolidated Version as at Aug. 13/13

Companion Policy 44-103CP - Consolidated Version as at Aug. 13/13

NI 44-103 - Consolidated Version as at Aug. 13/13

NP 47-201 - Effective as of Aug. 13/13

Rule 13-102 Systems Fees for SEDAR and NRD

BO 11-502 Revocation of Certain Blanket Orders

NI 33-109 - Consolidated Version and CP May 31, 2013

NI 52-107 Consolidation as of May 14, 2013

Companion Policy 52-107CP Consolidation as of May 14, 2013

Request for Comment - NI 81-102

Request for Comment - NI 62-104 / 62-103 / NP 62-203

Companion Policy 54-101CP - Consolidation as of Feb. 11, 2013

Form 51-102F5 Information Circular

NI 54-101 - Consolidation as of Feb. 11, 2013

Request for Comment - Discussion Paper 81-407

NI 52-109 - Unofficial consolidation for financial years beginning before Jan. 1, 2011

Amendments to Companion Policies and a CSA Staff Notice

Companion Policy 11-102CP effective April 20, 2012

Form 51-102F2 Annual Information Form

NI 71-102 - Old Canadian GAAP Consolidated

Notice of Amendments to NP 11-201

Form 51-102F6 Statement of Executive Compensation

NI 45-101 as amended June 30, 2011

Form 43-101F1 Technical Report

NI 43-101 Standards of Disclosure for Mineral Projects

Form 51-102F1 Management's Discussion & Analysis

IIROC Oversight Review - 2009

Form 45-102F1 - Consolidated Version as of May 1, 2011

NI 52-110 Consolidation as of January 1, 2011

Form 45-106F2 Offering Memorandum For Non-Qualifying Issuers

Form 52-110F1 Consolidation as of January 1, 2011

Form 45-106F3 Offering Memorandum for Qualifying Issuers

Form 52-110F2 Consolidation as of January 1, 2011

Form 54-101F1 Consolidation as of Jan. 1, 2011

Form 51-102F4 Business Acquisition Report

Form 51-101F1 Consolidated Version as of December 30, 2010

NI 71-102 - IFRS Consolidated

NI 51-101 - Consolidated Version as of December 31, 2010

Form 51-101F3 Consolidated Version as of December 30, 2010

Form 51-101F4 Effective as of December 30, 2010

Companion Policy 51-101CP Consolidated Version as of December 30, 2010

NI 52-109 - Unofficial consolidation for financial years beginning on or after January 1, 2011

Form 51-101F2 Consolidated Version as of December 30, 2010

Rule 55-801 Implementing NI 55-104 Insider Reporting Requirements and Exemptions

Rule 51-801(Amendment) Implementing NI 51-102

Income Trust and Other Indirect Offerings (effective Jan. 11/11)

NI 24-101 and CP 24-101- Unofficial Consolidated Version July 1, 2010

Companion Policy 55-104CP

Companion Policy 81-105CP Consolidated as of Sept. 28, 2009

Companion Policy 33-105CP - Consolidated Version as amended Sept. 28, 2009

NI 33-105 - Unofficial Consolidation as of September 28, 2009

Notice of NP 11-204

BO 11-501 - Revocation of Blanket Order Nos. 41-502 and 62-501

Companion Policy 52-110CP Consolidation as of July 4, 2008

Form 51-102F3 Material Change Report

NSSC - Notice of Consent to MFDA Co-operative Agreement

NI 58-101 - Consolidation to March 17, 2008

NI 62-104 Consolidated as of Feb. 1, 2008

Take-Over Bids and Issuer Bids [NP 62-203]

Notice of NP 62-203

Notice of NP 12-202

Companion Policy 55-102CP Consolidation as of Aug. 20, 2005

Companion Policy 45-101CP.pdf

Rule 54-102 (Rescission) - Interim Financial Statement & Report Exemption

Consequential Amendments to Rule 71-102 as a result of Rule 52-108 (Repeal and Replacement)

Form 81-101F2 Consolidated as of Sept. 22/14

Failure to file annual financial statements.
Failure to file interim financial statements.
Failure to file an annual or interim management’s discussion and analysis (MD&A) or an annual or interim management report of fund performance (MRFP).
Failure to file an Annual Information Form (AIF).
Failure to file a certification of annual or interim filings required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (MI 52-109).
Failure to file required proxy materials or a required information circular.
Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
Failure to file a material change report.
Failure to provide a written update after filing a confidential report of a material change.
Failure to file a business acquisition report.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure of Oil and Gas Activities (NI 51-101) or technical reports for a mineral project required under NI 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
Failure to file a mandatory news release.
Failure to file corporate governance disclosure as required by national Instrument 58-101 Disclosure of Corporate Governance Practices (NI 58-101).
Failure to file audit committee disclosure as required by Multilateral Instrument 52-110 Audit Committees (MI 52-110) or BC Instrument 52-509 Audit Committees.
Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their direct effectiveness that is referred to in a certificate filed under MI 52-109.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of NI 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency (NI 52-107).
The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or 51-101.
Failure to pay a fee required by the Act or the regulations.
Failure to comply with any other requirement related to continuous disclosure.